IPO registrations (S-1, F-1) · Registrants
ECHELON CORP
- SEC CIK
- 31347 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1998-06-01, last 1998-07-23; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 1998-07-28
- Industry (SIC)
- Computer Communications Equipment 3576
- Incorporated in
- DE
- Business address
- 2901 PATRICK HENRY DRIVE, Santa Clara, CA 95054
- EIN
- 77-0203595
- EDGAR entity type
- operating
- Insiders and CEO pay
- ECHELON CORP on the corporate pages
Offering terms
- Proposed price range
- $7.00–$9.00 per share (S-1/A filed 1998-07-23)
- Final price
- $7.00 per share, within the range (424B1 filed 1998-07-28, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $35,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ELON
- Lead underwriters
- Montgomery Securities
- Syndicate
- Robertson Stephens; Volpe Brown Whelan & Company (745,125); BancAmerica Robertson Stephens (996,000); BT Alex. Brown (160,000); Oppenheimer (160,000); Donaldson, Lufkin & Jenrette (160,000); Hambrecht & Quist (160,000); Morgan Stanley (160,000); SBC Warburg Dillon Read Inc (160,000); Cruttenden Roth Incorporated (90,000); RBC Capital Markets (90,000); EVEREN Securities, Inc (90,000); Gerard Klauer Mattison & Co., LLC (90,000); John G. Kinnard & Company, Incorporated (90,000); Soundview Financial Group (90,000); Loewenbaum & Company Incorporated (90,000); H.C. Wainwright (90,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: ECHELON CORPORATION EXACT (EIN (EXACT))
- Federal award recipient: ECHELON CORPORATION Fuzzy (name and state)
- SEC filer: ECHELON CORP EXACT (CIK (EXACT))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-06-01 | S-1 | S-1 (registration) | ECHELON CORP | 0000898430-98-002184 ↗ |
| 1998-07-06 | S-1/A | S-1/A (amendment) | ECHELON CORP | 0001012870-98-001755 ↗ |
| 1998-07-09 | S-1/A | S-1/A (amendment) | ECHELON CORP | 0001012870-98-001788 ↗ |
| 1998-07-22 | S-1/A | S-1/A (amendment) | ECHELON CORP | 0001012870-98-001867 ↗ |
| 1998-07-23 | S-1/A | S-1/A (amendment) | ECHELON CORP | 0001012870-98-001872 ↗ |
| 1998-07-28 | 424B1 | 424B1 (final prospectus) | ECHELON CORP | 0001012870-98-001903 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-07-23 | S-1/A | registration statement | $7.00–$9.00 | 5,750,000 | - | Nasdaq ELON | 7 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 7 | document ↗ | |
| 1998-07-28 | 424B1 | final prospectus | $7.00 | 5,000,000 | $35,000,000 | Nasdaq ELON | 18 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 16, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| AXELSSON ANDERS | Officer | Senior VP of Sales & Marketing; Senior VP of Strategic Accts | 54 | 2006–2012 | |
| BLOCH KATHLEEN B | Officer | Sr. VP, Gen Counsl & Secretary; Sr. VP, General Counsel & Sec. | 46 | 2006–2012 | |
| BRUGGINK FREDERIK | Officer | Senior VP of Sales & Marketing; Sr. VP & GM of Ser Prov Gp | 32 | 2006–2010 | |
| HARRIS RUSSELL | Officer | Senior VP of Operations | 83 | 2006–2015 | |
| OSHMAN M KENNETH | Director,Officer; Director,Officer,TenPercentOwner | Chairman of the Board and CEO; Chairman of the Board & CEO; Executive Chairman | 59 | 2006–2011 | |
| OSHMAN TRUST DATED 7 10 1979 | TenPercentOwner; TenPercentOwnerOther | 48 | 2006–2011 | ||
| O S VENTURES | Other; TenPercentOwner | 48 | 2006–2011 | ||
| STANFIELD OLIVER R | Officer | Executive VP; Executive VP and CFO | 106 | 2006–2012 | |
| YORMARK BEATRICE | Officer | President and COO | 18 | 2006–2008 | |
| FINOCCHIO ROBERT J | Director | 19 | 2006–2018 | ||
| MARKKULA ARMAS CLIFFORD | Director | 18 | 2006–2018 | ||
| MAXFIELD ROBERT R | Director; Director,Officer | CEO and President; Chief Executive Officer; Senior V.P., Products | 61 | 2006–2018 | |
| MOLEY RICHARD M | Director | 10 | 2006–2014 | ||
| SONSINI LARRY W | Director | 8 | 2006–2012 | ||
| RAFAEL BETSY | Director | 15 | 2007–2018 | ||
| DENHOLM ROBYN M | Director | 7 | 2008–2013 | ||
| MACHLIN, Robert N. | Officer | Senior VP Products | 20 | 2008–2011 | |
| ANDERSON Michael T. | Officer | Sr. Vice President | 29 | 2009–2014 | |
| SEGE RONALD | Director,Officer | Chairman, CEO & President; Chairman, President and CEO; President and CEO | 35 | 2010–2018 | |
| HON ROBERT W | Officer | Senior VP Engineering | 7 | 2011–2013 | |
| Nagaraj Varun | Officer | Sen. VP & GM, IoT; Sen. VP Product Mgmt & Mktg. | 8 | 2011–2014 | |
| Gallo Livio | Director | 1 | 2011 | ||
| SLAKEY WILLIAM R | Officer | Executive VP and CFO | 9 | 2011–2015 | |
| Marszewski C. Michael | Officer | CFO and VP Finance; VP & Principal Acctg Officer | 31 | 2011–2018 | |
| MOORE ALICIA JAYNE | Officer | Sen. VP & General Counsel; Sen. VP, General Counsel & Sec; SVP, Gen. Counsel & Sec | 18 | 2013–2018 | |
| Dingley Christopher R. | Officer | VP Global Sales | 2 | 2015 | |
| Modi Sohrab | Officer | SVP and CTO; VP and CTO | 15 | 2015–2018 | |
| Jodoin Christopher | Officer | SVP, Operations & Planning; VP, Operations & Planning | 13 | 2016–2018 | |
| Schuett Erich | Officer | SVP, Worldwide Sales; VP, Worldwide Sales | 3 | 2016–2017 | |
| Lovit Andrew M | Officer | SVP, Worldwide Sales | 3 | 2017–2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | ECHELON CORPORATION | CA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | ECHELON CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | ECHELON CORPORATION | EIN (EXACT) | ||
| Federal award recipient | ECHELON CORPORATION | Federal spending (USAspending) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.