IPO registrations (S-1, F-1) · Registrants

ECHELON CORP

SEC CIK
31347 · filings on EDGAR ↗
Registration
Form S-1, first filed 1998-06-01, last 1998-07-23; 1 initial registration, 4 amendments
Outcome
Final prospectus filed 1998-07-28
Industry (SIC)
Computer Communications Equipment 3576
Incorporated in
DE
Business address
2901 PATRICK HENRY DRIVE, Santa Clara, CA 95054
EIN
77-0203595
EDGAR entity type
operating
Insiders and CEO pay
ECHELON CORP on the corporate pages

Offering terms

Proposed price range
$7.00–$9.00 per share (S-1/A filed 1998-07-23)
Final price
$7.00 per share, within the range (424B1 filed 1998-07-28, an initial public offering)
Shares sold
5,000,000
Gross proceeds
$35,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol ELON
Lead underwriters
Montgomery Securities
Syndicate
Robertson Stephens; Volpe Brown Whelan & Company (745,125); BancAmerica Robertson Stephens (996,000); BT Alex. Brown (160,000); Oppenheimer (160,000); Donaldson, Lufkin & Jenrette (160,000); Hambrecht & Quist (160,000); Morgan Stanley (160,000); SBC Warburg Dillon Read Inc (160,000); Cruttenden Roth Incorporated (90,000); RBC Capital Markets (90,000); EVEREN Securities, Inc (90,000); Gerard Klauer Mattison & Co., LLC (90,000); John G. Kinnard & Company, Incorporated (90,000); Soundview Financial Group (90,000); Loewenbaum & Company Incorporated (90,000); H.C. Wainwright (90,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 6

FiledFormWhat it isName as filedEDGAR
1998-06-01S-1S-1 (registration)ECHELON CORP0000898430-98-002184 ↗
1998-07-06S-1/AS-1/A (amendment)ECHELON CORP0001012870-98-001755 ↗
1998-07-09S-1/AS-1/A (amendment)ECHELON CORP0001012870-98-001788 ↗
1998-07-22S-1/AS-1/A (amendment)ECHELON CORP0001012870-98-001867 ↗
1998-07-23S-1/AS-1/A (amendment)ECHELON CORP0001012870-98-001872 ↗
1998-07-28424B1424B1 (final prospectus)ECHELON CORP0001012870-98-001903 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1998-07-23S-1/Aregistration statement$7.00–$9.005,750,000-Nasdaq ELON7from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 7document ↗
1998-07-28424B1final prospectus$7.005,000,000$35,000,000Nasdaq ELON18from the submission text; price sentence, shares headline, proceeds computed, underwriting table 16, cover names 3document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
AXELSSON ANDERSOfficerSenior VP of Sales & Marketing; Senior VP of Strategic Accts542006–2012
BLOCH KATHLEEN BOfficerSr. VP, Gen Counsl & Secretary; Sr. VP, General Counsel & Sec.462006–2012
BRUGGINK FREDERIKOfficerSenior VP of Sales & Marketing; Sr. VP & GM of Ser Prov Gp322006–2010
HARRIS RUSSELLOfficerSenior VP of Operations832006–2015
OSHMAN M KENNETHDirector,Officer; Director,Officer,TenPercentOwnerChairman of the Board and CEO; Chairman of the Board & CEO; Executive Chairman592006–2011
OSHMAN TRUST DATED 7 10 1979TenPercentOwner; TenPercentOwnerOther482006–2011
O S VENTURESOther; TenPercentOwner482006–2011
STANFIELD OLIVER ROfficerExecutive VP; Executive VP and CFO1062006–2012
YORMARK BEATRICEOfficerPresident and COO182006–2008
FINOCCHIO ROBERT JDirector192006–2018
MARKKULA ARMAS CLIFFORDDirector182006–2018
MAXFIELD ROBERT RDirector; Director,OfficerCEO and President; Chief Executive Officer; Senior V.P., Products612006–2018
MOLEY RICHARD MDirector102006–2014
SONSINI LARRY WDirector82006–2012
RAFAEL BETSYDirector152007–2018
DENHOLM ROBYN MDirector72008–2013
MACHLIN, Robert N.OfficerSenior VP Products202008–2011
ANDERSON Michael T.OfficerSr. Vice President292009–2014
SEGE RONALDDirector,OfficerChairman, CEO & President; Chairman, President and CEO; President and CEO352010–2018
HON ROBERT WOfficerSenior VP Engineering72011–2013
Nagaraj VarunOfficerSen. VP & GM, IoT; Sen. VP Product Mgmt & Mktg.82011–2014
Gallo LivioDirector12011
SLAKEY WILLIAM ROfficerExecutive VP and CFO92011–2015
Marszewski C. MichaelOfficerCFO and VP Finance; VP & Principal Acctg Officer312011–2018
MOORE ALICIA JAYNEOfficerSen. VP & General Counsel; Sen. VP, General Counsel & Sec; SVP, Gen. Counsel & Sec182013–2018
Dingley Christopher R.OfficerVP Global Sales22015
Modi SohrabOfficerSVP and CTO; VP and CTO152015–2018
Jodoin ChristopherOfficerSVP, Operations & Planning; VP, Operations & Planning132016–2018
Schuett ErichOfficerSVP, Worldwide Sales; VP, Worldwide Sales32016–2017
Lovit Andrew MOfficerSVP, Worldwide Sales32017–2018

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Plan sponsorECHELON CORPORATIONCAForm 5500 (employee benefit plans)EIN (EXACT)
SEC filerECHELON CORPSEC filers (EDGAR)CIK (EXACT)
Form 5500 plan sponsorECHELON CORPORATIONEIN (EXACT)
Federal award recipientECHELON CORPORATIONFederal spending (USAspending)name and state

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.