IPO registrations (S-1, F-1) · Registrants

COMPASS Pathways plc

SEC CIK
1816590 · filings on EDGAR ↗
Former names
Compass Rx Ltd. (2020–2020)
Registration
Form F-1, first filed 2020-08-28, last 2021-04-28; 2 initial registrations, 2 amendments
Outcome
Final prospectus filed 2020-09-21; declared effective 2020-09-17
Industry (SIC)
Pharmaceutical Preparations 2834
Incorporated in
X0
Business address
3RD FLOOR, 1 ASHLEY ROAD, ALTRINCHAM, Chesire, X0 WA14 2DT
Ticker
CMPS (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
COMPASS Pathways plc on the corporate pages

Offering terms

Proposed price range
$14.00–$16.00 per ADS (F-1/A filed 2020-09-14)
Final price
$17.00 per ADS, above the range (424B4 filed 2020-09-21, an initial public offering)
Shares sold
7,500,000
Gross proceeds
$127,500,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol CMPS
Lead underwriters
Cowen (2,550,000 shares); Evercore (2,175,000 shares); Berenberg Capital Markets LLC (1,500,000 shares)
Syndicate
Canaccord Genuity (750,000); H.C. Wainwright (525,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 12

FiledFormWhat it isName as filedEDGAR
2020-08-28F-1F-1 (foreign registration)COMPASS Pathways plc0001628280-20-013118 ↗
2020-09-14F-1/AF-1/A (amendment)COMPASS Pathways plc0001628280-20-013522 ↗
2020-09-17F-1MEFF-1MEF (added securities)COMPASS Pathways plc0001628280-20-013726 ↗
2020-09-17EFFECTEFFECT (declared effective)COMPASS Pathways plc9999999995-20-002485 ↗
2020-09-17EFFECTEFFECT (declared effective)COMPASS Pathways plc9999999995-20-002486 ↗
2020-09-21424B4424B4 (final prospectus)COMPASS Pathways plc0001628280-20-013779 ↗
2021-04-27F-1F-1 (foreign registration)COMPASS Pathways plc0001628280-21-007756 ↗
2021-04-28F-1/AF-1/A (amendment)COMPASS Pathways plc0001628280-21-007924 ↗
2021-04-29F-1MEFF-1MEF (added securities)COMPASS Pathways plc0001628280-21-008289 ↗
2021-04-29EFFECTEFFECT (declared effective)COMPASS Pathways plc9999999995-21-001637 ↗
2021-04-30424B4424B4 (final prospectus)COMPASS Pathways plc0001628280-21-008460 ↗
2022-05-03EFFECTEFFECT (declared effective)COMPASS Pathways plc9999999995-22-001284 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2020-09-14F-1/Aregistration statement$14.00–$16.00$15.006,700,000$100,500,000Nasdaq CMPS4primary document; range, price sentence, shares headline, proceeds computed, cover names 4document ↗
2020-09-21424B4final prospectus$17.007,500,000$127,500,000Nasdaq CMPS5primary document; price sentence, shares headline, proceeds table, underwriting table 5, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Camm JasonDirector12022
FALVEY MICHAELOfficerChief Financial Officer22022–2023
Goldsmith George JayDirector,Officer,TenPercentOwner; Director,TenPercentOwner; TenPercentOwnerChief Executive Officer212022–2024
Goodwin GuyOfficerChief Medical Officer62022–2026
Jenkins AnnalisaDirector122022–2025
Lonngren ThomasDirector52022–2025
Malievskaia EkaterinaDirector,Officer,TenPercentOwner; Director,TenPercentOwner; Officer; TenPercentOwnerChief Innovation Officer202022–2024
McGoldrick LindaDirector52022–2025
McQuade RobertDirector62022–2026
Norton David YDirector72022–2026
Riley Wayne JosephDirector62022–2026
OWENS MATTHEW AOfficerGeneral Counsel & CLO42022–2024
ATAI Life Sciences AGTenPercentOwner22022–2024
ATAI Life Sciences N.V.TenPercentOwner22022–2024
Nath KabirDirector,OfficerChief Executive Officer142022–2026
Karydas DaphneDirector52023–2026
Hughes Mary-RoseOfficerInterim CFO22023–2024
Loxam TeriOfficerChief Financial Officer72024–2026
SANTINI GINODirector42024–2026
Gover Justin D.Director32025–2026
JONAS JEFFREY MDirector32025–2026
Tregoning KathleenDirector22026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
SEC filerCOMPASS Pathways plcSEC filers (EDGAR)CIK (EXACT)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.