IPO registrations (S-1, F-1) · Underwriters
Inside Front Cover
- Deals
- 6 priced offerings as an underwriter; 5 initial public offerings
- Proceeds of those deals
- $248,562,500
- Years
- 1996–2000
- Named in
- 30 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2000 | 3 | 0 | $118,500,000 |
| 1999 | 1 | 0 | $60,375,000 |
| 1998 | 1 | 0 | $54,687,500 |
| 1996 | 1 | 0 | $15,000,000 |
Deals 6
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-08-09 | PHARSIGHT CORP CA | Syndicate | $10.00 | 3,000,000 | $30,000,000 | IPO | 38 | 424B4 ↗ | ||
| 2000-08-04 | LANTRONIX INC CA | Syndicate | $10.00 | 6,000,000 | $60,000,000 | IPO | 4 | 424B4 ↗ | ||
| 2000-04-21 | PEC SOLUTIONS INC VA | Syndicate | $9.50 | 3,000,000 | $28,500,000 | IPO | 37 | 424B4 ↗ | ||
| 1999-07-15 | CTC COMMUNICATIONS CORP MA | Syndicate | $17.25 | 3,500,000 | $60,375,000 | Nasdaq CPTL | Offering | 13 | 424B4 ↗ | |
| 1998-03-03 | PC CONNECTION INC NH | Syndicate | $17.50 | 3,125,000 | $54,687,500 | Nasdaq PCCC | IPO | 35 | 424B4 ↗ | |
| 1996-11-27 | ROADHOUSE GRILL INC FL | Syndicate | $6.00 | 2,500,000 | $15,000,000 | Nasdaq GRLL | IPO | 12 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 2
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2004-03-31 | PNY TECHNOLOGIES INC | Syndicate | 13,268 | Nasdaq PNYT | Withdrawn 2001-12-14 | S-1/A ↗ | |
| 1996-05-28 | PC SERVICE SOURCE INC | Syndicate | 2,200,000 | Nasdaq PCSS | Priced 1996-06-07 (terms not read) | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Citigroup | 5 | 0 |
| Donaldson, Lufkin & Jenrette | 5 | 4 |
| Lehman Brothers | 4 | 2 |
| Truist Securities | 4 | 0 |
| Hambrecht & Quist | 3 | 0 |
| Janney Montgomery Scott | 3 | 0 |
| Johnston, Lemon & Co. Incorporated | 3 | 0 |
| Legg Mason | 3 | 0 |
| Merrill Lynch | 3 | 0 |
| Parker/Hunter Incorporated | 3 | 0 |
| Pennsylvania Merchant Group | 3 | 0 |
| Robertson Stephens | 3 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.