IPO registrations (S-1, F-1) · Underwriters
E*Offering
- Deals
- 22 priced offerings as an underwriter, 7 as lead manager or representative; 21 initial public offerings
- Proceeds of those deals
- $1,607,821,000 ($577,260,000 as lead)
- Years
- 1999–2002
- Named in
- 41 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
Deals 22
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2002-03-12 | ANTEON INTERNATIONAL CORP VA | Lead | $4.36 | 15,000,000 | $65,400,000 | NYSE ANT | IPO | 16 | 424B4 ↗ | |
| 2000-09-21 | ZENGINE INC CA | Lead | $13.00 | 4,290,000 | $50,700,000 | Nasdaq ZNGN | IPO | 19 | 424B1 ↗ | |
| 2000-05-19 | PIXELWORKS, INC OR | Syndicate | $10.00 | 5,750,000 | $57,500,000 | Nasdaq PXLW | IPO | 6 | 424B4 ↗ | |
| 2000-04-11 | HEALTHSTREAM INC TN | Syndicate | $5.47 | 5,000,000 | $27,350,000 | Nasdaq HSTM | IPO | 4 | 424B1 ↗ | |
| 2000-04-07 | ARTEMIS INTERNATIONAL SOLUTIONS CORP CA | Syndicate | $1.09 | 7,700,000 | $8,393,000 | Nasdaq OPUS | IPO | 9 | 424B4 ↗ | |
| 2000-03-16 | IMPROVENET INC CA | Lead | $16.00 | 2,760,000 | $44,160,000 | Nasdaq IMPV | IPO | 3 | 424B4 ↗ | |
| 2000-03-10 | DETERMINE, INC. IN | Syndicate | $30.00 | 4,000,000 | $120,000,000 | Nasdaq SLTC | IPO | 13 | 424B4 ↗ | |
| 2000-03-01 | ONVIA INC WA | Lead | $21.00 | 8,000,000 | $168,000,000 | Nasdaq ONVI | IPO | 7 | 424B4 ↗ | |
| 2000-02-04 | FIREPOND INC MA | Syndicate | $22.00 | 5,000,000 | $110,000,000 | Nasdaq FIRE | IPO | 5 | 424B4 ↗ | |
| 1999-12-07 | HARRIS INTERACTIVE INC NY | Syndicate | $14.00 | $12.00–$14.00 | 5,800,000 | $81,200,000 | Nasdaq HPOL | IPO | 5 | 424B4 ↗ |
| 1999-11-23 | SMARTERKIDS COM INC MA | Syndicate | $14.00 | 4,500,000 | $63,000,000 | Nasdaq SKDS | IPO | 14 | 424B1 ↗ | |
| 1999-11-22 | SCIQUEST INC NC | Syndicate | $16.00 | 7,500,000 | $120,000,000 | IPO | 31 | 424B1 ↗ | ||
| 1999-11-12 | Dougherty's Pharmacy, Inc. TX | Syndicate | $8.00 | 5,000,000 | $40,000,000 | Nasdaq ASDS | IPO | 20 | 424B4 ↗ | |
| 1999-11-04 | TICKETS COM INC CA | Lead | $12.50 | $23.00–$26.00 | 6,700,000 | $83,750,000 | Nasdaq TIXX | IPO | 14 | 424B4 ↗ |
| 1999-10-08 | PROXICOM INC VA | Syndicate | $52.38 | 3,600,000 | $188,288,000 | Nasdaq PXCM | Offering | 5 | 424B4 ↗ | |
| 1999-09-29 | FTD COM INC IL | Syndicate | $10.54 | 4,500,000 | $47,430,000 | Nasdaq EFTD | IPO | 22 | 424B4 ↗ | |
| 1999-09-28 | APTIMUS INC CA | Syndicate | $12.00 | 3,200,000 | $38,400,000 | Nasdaq FSHP | IPO | 4 | 424B4 ↗ | |
| 1999-09-23 | CYBERGOLD INC CA | Syndicate | $9.00 | 5,000,000 | $45,000,000 | Nasdaq CGLD | IPO | 16 | 424B4 ↗ | |
| 1999-09-23 | ASHFORD COM INC TX | Lead | $13.00 | 6,250,000 | $81,250,000 | Nasdaq ASFD | IPO | 16 | 424B4 ↗ | |
| 1999-09-22 | BROADBASE SOFTWARE INC CA | Syndicate | $14.00 | 4,000,000 | $56,000,000 | Nasdaq BBSW | IPO | 20 | 424B4 ↗ | |
| 1999-08-26 | IPIX CORP TN | Syndicate | $7.00 | 4,000,000 | $28,000,000 | Nasdaq BAMB | IPO | 3 | 424B4 ↗ | |
| 1999-08-11 | RED HAT INC NC | Lead | $14.00 | 6,000,000 | $84,000,000 | Nasdaq RHAT | IPO | 22 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Robertson Stephens | 10 | 6 |
| Deutsche Bank | 8 | 4 |
| Thomas Weisel Partners | 8 | 2 |
| Wachovia | 8 | 0 |
| Credit Suisse | 7 | 5 |
| Hambrecht & Quist | 7 | 2 |
| Piper Sandler | 7 | 0 |
| Prudential Securities | 7 | 1 |
| RBC Capital Markets | 7 | 0 |
| Bear Stearns | 6 | 3 |
| BofA Securities | 6 | 0 |
| C.E. Unterberg, Towbin | 6 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.