IPO registrations (S-1, F-1) · Registrants

DETERMINE, INC.

SEC CIK
1090908 · filings on EDGAR ↗
Name on the registration
SELECTICA INC
Former names
SELECTICA INC (1999–2015)
Registration
Form S-1, first filed 1999-12-10, last 2000-07-26; 2 initial registrations, 6 amendments
Outcome
Final prospectus filed 2000-03-10; withdrawal requested 2000-08-25
Industry (SIC)
Services-Prepackaged Software 7372
Incorporated in
DE
Business address
615 WEST CARMEL DRIVE, SUITE 100, Carmel, IN 46032
EIN
77-0432030
EDGAR entity type
operating
Insiders and CEO pay
DETERMINE, INC. on the corporate pages

Offering terms

Proposed price range
$23.00–$25.00 per share (S-1/A filed 2000-03-09)
Final price
$30.00 per share, above the range (424B4 filed 2000-03-10, an initial public offering)
Shares sold
4,000,000
Gross proceeds
$120,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol SLTC
Lead underwriters
Credit Suisse (1,704,000 shares)
Syndicate
Thomas Weisel Partners (763,000); Piper Sandler (763,000); E*Offering; Adams Harkness (50,000); BofA Securities (50,000); RBC Capital Markets (50,000); Deutsche Bank (50,000); Wachovia (50,000); Robertson Stephens (50,000); Invemed Associates LLC (50,000); Pacific Growth Equities, Inc (50,000); Prudential Securities (50,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 10

FiledFormWhat it isName as filedEDGAR
1999-12-10S-1S-1 (registration)SELECTICA INC0000891618-99-005637 ↗
1999-12-14S-1/AS-1/A (amendment)SELECTICA INC0000891618-99-005679 ↗
2000-02-01S-1/AS-1/A (amendment)SELECTICA INC0000891618-00-000405 ↗
2000-02-22S-1/AS-1/A (amendment)SELECTICA INC0000891618-00-001062 ↗
2000-03-03S-1/AS-1/A (amendment)SELECTICA INC0000891618-00-001244 ↗
2000-03-09S-1/AS-1/A (amendment)SELECTICA INC0000891618-00-001331 ↗
2000-03-10424B4424B4 (final prospectus)SELECTICA INC0000891618-00-001368 ↗
2000-07-21S-1S-1 (registration)SELECTICA INC0000891618-00-004031 ↗
2000-07-26S-1/AS-1/A (amendment)SELECTICA INC0000891618-00-004084 ↗
2000-08-25RWRW (withdrawal request)SELECTICA INC0000891618-00-004479 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2000-03-09S-1/Aregistration statement$23.00–$25.004,000,000-Nasdaq SLTC4from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 4document ↗
2000-03-10424B4final prospectus$30.004,000,000$120,000,000Nasdaq SLTC13from the submission text; price sentence, shares headline, proceeds computed, underwriting table 12, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Neustaetter Thomas MDirector682006person page Fuzzy
Zawatski BrendaDirector82006–2010
BENNION STEPHENOfficerPresident, CEO and CFO22006
ROESCHLEIN BILLOfficerChief Financial Officer62006–2008
GOLDNER STEVEOfficerVice President Engineering; Vice President of Engineering32006–2008
NICHOLSON TERRANCEOfficerVP,COO Contract Mgmt Solutions32006–2008
Jurkowski RobertDirector; Director,OfficerChief Executive Officer52007–2008
THANOS JAMESDirector62007–2010
Arnold James Robert Jr.Director62007–2010
Shaw Michael ROfficerVP/GenMgrSalesConfigSolutions32008
LICHTENSTEIN WARREN GTenPercentOwner242008–2011
STEEL PARTNERS II GP LLCTenPercentOwner222008–2009
STEEL PARTNERS II LPTenPercentOwner212008–2009
Steel Partners II Master Fund L.P.TenPercentOwner202008
Steel Partners LLCTenPercentOwner242008–2011
Sems LloydDirector192008–2017
Heaps RichardOfficerChief Financial Officer, GC22008
STEEL PARTNERS HOLDINGS L.P.TenPercentOwner72009–2013
Howe Alan BDirector182009–2017
Stern JasonDirector,Officer; OfficerCEO, President and COO; President and COO; Sr VP Operations, CMB122009–2013
Spartz ToddOfficerChief Financial Officer152009–2015
MILLER LLOYD I IIITenPercentOwner642010–2018
SELECTICA INCOfficerPresident and COO12010
Brodsky MichaelDirector; Director,OfficerChief Executive Officer; Executive Chairman222010–2018
CASEY MICHAEL JDirector132010–2017
GULLARD JAMES MICHAELDirector112010–2017
SPH Group Holdings LLCTenPercentOwner42011–2013
SPH Group LLCTenPercentOwner42011–2013
Ahluwalia KamalOfficerChief Strategy Officer52011–2013
Rainow LeonardOfficerChief Operating Officer42011–2013
Bell DougOfficerChief Commercial Officer22011–2013
Steel Partners Holdings GP Inc.TenPercentOwner32012–2013
Mathieu BlaineDirector,OfficerChief Executive Officer72013–2015
Stakenas PatrickDirector,OfficerChief Executive Officer112015–2017
Nolan John KOfficerChief Financial Officer42015–2017
Sovik Steven ConradDirector22017
Angeloni William D.Director22017
SUBIN NEIL STenPercentOwner; TenPercentOwnerOther142018–2019
Alimco Financial CorpTenPercentOwner; TenPercentOwnerOther52019

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2016-12-30DETERMINE, INC.Other Technology$2,524,000$2,524,00031
2015-12-17DETERMINE, INC.Other Technology$2,500,000$2,500,00041
2015-03-17SELECTICA INCOther Technology$3,000,000$3,000,00031
2015-02-19SELECTICA INCOther Technology$5,895,000$5,895,000211
2014-07-11SELECTICA INCOther Technology$16,021,260$16,021,260191
2014-02-04SELECTICA INCOther Technology$13,935,570$13,935,570241

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationDetermine, Inc.INState business registriesname and state
Business registrationDETERMINE, INC.INState business registriesEIN (EXACT, as the state registration reports it)
Form D issuerDETERMINE, INC.INForm D private offeringsCIK (EXACT)
SEC filerDETERMINE, INC.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerDETERMINE INC.INTrademarks (USPTO)name and state
Form 5500 plan sponsorDETERMINE, INC.EIN (EXACT)
Person pageThomas M NeustaetterPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.