IPO registrations (S-1, F-1) · Registrants
DETERMINE, INC.
- SEC CIK
- 1090908 · filings on EDGAR ↗
- Name on the registration
- SELECTICA INC
- Former names
- SELECTICA INC (1999–2015)
- Registration
- Form S-1, first filed 1999-12-10, last 2000-07-26; 2 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 2000-03-10; withdrawal requested 2000-08-25
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 615 WEST CARMEL DRIVE, SUITE 100, Carmel, IN 46032
- EIN
- 77-0432030
- EDGAR entity type
- operating
- Insiders and CEO pay
- DETERMINE, INC. on the corporate pages
Offering terms
- Proposed price range
- $23.00–$25.00 per share (S-1/A filed 2000-03-09)
- Final price
- $30.00 per share, above the range (424B4 filed 2000-03-10, an initial public offering)
- Shares sold
- 4,000,000
- Gross proceeds
- $120,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SLTC
- Lead underwriters
- Credit Suisse (1,704,000 shares)
- Syndicate
- Thomas Weisel Partners (763,000); Piper Sandler (763,000); E*Offering; Adams Harkness (50,000); BofA Securities (50,000); RBC Capital Markets (50,000); Deutsche Bank (50,000); Wachovia (50,000); Robertson Stephens (50,000); Invemed Associates LLC (50,000); Pacific Growth Equities, Inc (50,000); Prudential Securities (50,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: DETERMINE, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Determine, Inc. Fuzzy (name and state)
- Form 5500 plan sponsor: DETERMINE, INC. EXACT (EIN (EXACT))
- Form D issuer: DETERMINE, INC. EXACT (CIK (EXACT))
- SEC filer: DETERMINE, INC. EXACT (CIK (EXACT))
- Person page: Thomas M Neustaetter Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-12-10 | S-1 | S-1 (registration) | SELECTICA INC | 0000891618-99-005637 ↗ |
| 1999-12-14 | S-1/A | S-1/A (amendment) | SELECTICA INC | 0000891618-99-005679 ↗ |
| 2000-02-01 | S-1/A | S-1/A (amendment) | SELECTICA INC | 0000891618-00-000405 ↗ |
| 2000-02-22 | S-1/A | S-1/A (amendment) | SELECTICA INC | 0000891618-00-001062 ↗ |
| 2000-03-03 | S-1/A | S-1/A (amendment) | SELECTICA INC | 0000891618-00-001244 ↗ |
| 2000-03-09 | S-1/A | S-1/A (amendment) | SELECTICA INC | 0000891618-00-001331 ↗ |
| 2000-03-10 | 424B4 | 424B4 (final prospectus) | SELECTICA INC | 0000891618-00-001368 ↗ |
| 2000-07-21 | S-1 | S-1 (registration) | SELECTICA INC | 0000891618-00-004031 ↗ |
| 2000-07-26 | S-1/A | S-1/A (amendment) | SELECTICA INC | 0000891618-00-004084 ↗ |
| 2000-08-25 | RW | RW (withdrawal request) | SELECTICA INC | 0000891618-00-004479 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-03-09 | S-1/A | registration statement | $23.00–$25.00 | 4,000,000 | - | Nasdaq SLTC | 4 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 4 | document ↗ | |
| 2000-03-10 | 424B4 | final prospectus | $30.00 | 4,000,000 | $120,000,000 | Nasdaq SLTC | 13 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 12, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Neustaetter Thomas M | Director | 68 | 2006 | person page Fuzzy | |
| Zawatski Brenda | Director | 8 | 2006–2010 | ||
| BENNION STEPHEN | Officer | President, CEO and CFO | 2 | 2006 | |
| ROESCHLEIN BILL | Officer | Chief Financial Officer | 6 | 2006–2008 | |
| GOLDNER STEVE | Officer | Vice President Engineering; Vice President of Engineering | 3 | 2006–2008 | |
| NICHOLSON TERRANCE | Officer | VP,COO Contract Mgmt Solutions | 3 | 2006–2008 | |
| Jurkowski Robert | Director; Director,Officer | Chief Executive Officer | 5 | 2007–2008 | |
| THANOS JAMES | Director | 6 | 2007–2010 | ||
| Arnold James Robert Jr. | Director | 6 | 2007–2010 | ||
| Shaw Michael R | Officer | VP/GenMgrSalesConfigSolutions | 3 | 2008 | |
| LICHTENSTEIN WARREN G | TenPercentOwner | 24 | 2008–2011 | ||
| STEEL PARTNERS II GP LLC | TenPercentOwner | 22 | 2008–2009 | ||
| STEEL PARTNERS II LP | TenPercentOwner | 21 | 2008–2009 | ||
| Steel Partners II Master Fund L.P. | TenPercentOwner | 20 | 2008 | ||
| Steel Partners LLC | TenPercentOwner | 24 | 2008–2011 | ||
| Sems Lloyd | Director | 19 | 2008–2017 | ||
| Heaps Richard | Officer | Chief Financial Officer, GC | 2 | 2008 | |
| STEEL PARTNERS HOLDINGS L.P. | TenPercentOwner | 7 | 2009–2013 | ||
| Howe Alan B | Director | 18 | 2009–2017 | ||
| Stern Jason | Director,Officer; Officer | CEO, President and COO; President and COO; Sr VP Operations, CMB | 12 | 2009–2013 | |
| Spartz Todd | Officer | Chief Financial Officer | 15 | 2009–2015 | |
| MILLER LLOYD I III | TenPercentOwner | 64 | 2010–2018 | ||
| SELECTICA INC | Officer | President and COO | 1 | 2010 | |
| Brodsky Michael | Director; Director,Officer | Chief Executive Officer; Executive Chairman | 22 | 2010–2018 | |
| CASEY MICHAEL J | Director | 13 | 2010–2017 | ||
| GULLARD JAMES MICHAEL | Director | 11 | 2010–2017 | ||
| SPH Group Holdings LLC | TenPercentOwner | 4 | 2011–2013 | ||
| SPH Group LLC | TenPercentOwner | 4 | 2011–2013 | ||
| Ahluwalia Kamal | Officer | Chief Strategy Officer | 5 | 2011–2013 | |
| Rainow Leonard | Officer | Chief Operating Officer | 4 | 2011–2013 | |
| Bell Doug | Officer | Chief Commercial Officer | 2 | 2011–2013 | |
| Steel Partners Holdings GP Inc. | TenPercentOwner | 3 | 2012–2013 | ||
| Mathieu Blaine | Director,Officer | Chief Executive Officer | 7 | 2013–2015 | |
| Stakenas Patrick | Director,Officer | Chief Executive Officer | 11 | 2015–2017 | |
| Nolan John K | Officer | Chief Financial Officer | 4 | 2015–2017 | |
| Sovik Steven Conrad | Director | 2 | 2017 | ||
| Angeloni William D. | Director | 2 | 2017 | ||
| SUBIN NEIL S | TenPercentOwner; TenPercentOwnerOther | 14 | 2018–2019 | ||
| Alimco Financial Corp | TenPercentOwner; TenPercentOwnerOther | 5 | 2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2016-12-30 | DETERMINE, INC. | Other Technology | $2,524,000 | $2,524,000 | 3 | 1 |
| 2015-12-17 | DETERMINE, INC. | Other Technology | $2,500,000 | $2,500,000 | 4 | 1 |
| 2015-03-17 | SELECTICA INC | Other Technology | $3,000,000 | $3,000,000 | 3 | 1 |
| 2015-02-19 | SELECTICA INC | Other Technology | $5,895,000 | $5,895,000 | 21 | 1 |
| 2014-07-11 | SELECTICA INC | Other Technology | $16,021,260 | $16,021,260 | 19 | 1 |
| 2014-02-04 | SELECTICA INC | Other Technology | $13,935,570 | $13,935,570 | 24 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Determine, Inc. | IN | State business registries | name and state |
| Business registration | DETERMINE, INC. | IN | State business registries | EIN (EXACT, as the state registration reports it) |
| Form D issuer | DETERMINE, INC. | IN | Form D private offerings | CIK (EXACT) |
| SEC filer | DETERMINE, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | DETERMINE INC. | IN | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | DETERMINE, INC. | EIN (EXACT) | ||
| Person page | Thomas M Neustaetter | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.