IPO registrations (S-1, F-1) · Underwriters
Nutmeg Securities
- Deals
- 25 priced offerings as an underwriter, 1 as lead manager or representative; 23 initial public offerings
- Proceeds of those deals
- $1,002,638,516 ($6,300,000 as lead)
- Years
- 1996–2000
- Named in
- 26 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as NUTMEG SECURITIES, LLC · filings on EDGAR ↗
- Named as
- Nutmeg Securities; Nutmeg Securities, Inc; Nutmeg Securities Ltd; Nutmeg Securities, Ltd
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2000 | 4 | 0 | $193,097,500 |
| 1999 | 3 | 1 | $127,300,000 |
| 1998 | 2 | 0 | $169,800,000 |
| 1997 | 7 | 0 | $310,961,016 |
| 1996 | 9 | 0 | $201,480,000 |
Deals 25
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-08-10 | VINA TECHNOLOGIES INC CA | Syndicate | $1.35 | 3,000,000 | $4,050,000 | Nasdaq VINA | IPO | 18 | 424B4 ↗ | |
| 2000-04-06 | VYYO INC GA | Syndicate | $13.50 | - | $91,125,000 | Nasdaq VYYO | IPO | 23 | 424B4 ↗ | |
| 2000-04-05 | ULTICOM, INC NJ | Syndicate | $2.57 | 4,250,000 | $10,922,500 | Nasdaq ULCM | IPO | 23 | 424B4 ↗ | |
| 2000-02-01 | TURNSTONE SYSTEMS INC CA | Syndicate | $29.00 | 3,000,000 | $87,000,000 | Nasdaq TSTN | IPO | 15 | 424B4 ↗ | |
| 1999-09-24 | ALTEON WEBSYSTEMS INC CA | Syndicate | $19.00 | 4,000,000 | $76,000,000 | Nasdaq ATON | IPO | 13 | 424B4 ↗ | |
| 1999-09-23 | HI Q WASON INC CA | Lead | $7.00 | 900,000 | $6,300,000 | Nasdaq HIQW | IPO | 5 | 424B1 ↗ | |
| 1999-04-14 | S Wind-up CORP CA | Syndicate | $9.00 | 5,000,000 | $45,000,000 | IPO | 25 | 424B4 ↗ | ||
| 1998-06-08 | MERCATOR SOFTWARE INC CT | Syndicate | $19.00 | 1,200,000 | $22,800,000 | Nasdaq TSFW | IPO | 11 | 424B1 ↗ | |
| 1998-01-30 | MERCURY SYSTEMS INC MA | Syndicate | $42.00 | 3,500,000 | $147,000,000 | Nasdaq MRCY | IPO | 23 | 424B4 ↗ | |
| 1997-11-26 | GAMETECH INTERNATIONAL INC AZ | Syndicate | $11.00 | 3,710,000 | $40,810,000 | Nasdaq GMTC | IPO | 24 | 424B1 ↗ | |
| 1997-11-05 | EXCEL SWITCHING CORP MA | Syndicate | $21.00 | 4,500,000 | $94,500,000 | IPO | 16 | 424B1 ↗ | ||
| 1997-07-02 | 8X8 INC /DE/ CA | Syndicate | $6.50 | 3,600,000 | $23,400,000 | Nasdaq EGHT | IPO | 15 | 424B4 ↗ | |
| 1997-06-17 | MAXIMUS, INC. VA | Syndicate | $16.00 | 5,250,000 | $84,000,000 | NYSE MMS | IPO | 37 | 424B4 ↗ | |
| 1997-06-04 | PAMECO CORP GA | Syndicate | $14.00 | 3,578,644 | $50,101,016 | NYSE PCN | IPO | 30 | 424B1 ↗ | |
| 1997-03-07 | ATL PRODUCTS INC CA | Syndicate | $11.00 | 1,650,000 | $18,150,000 | Nasdaq ATLPA | IPO | 14 | 424B4 ↗ | |
| 1997-02-28 | GENERAL CIGAR HOLDINGS INC NY | Syndicate | 6,000,000 | - | NYSE MPP | IPO | 44 | 424B4 ↗ | ||
| 1996-12-23 | CAREGUIDE INC FL | Syndicate | $2.34 | 2,000,000 | $4,680,000 | Nasdaq PATI | IPO | 21 | 424B1 ↗ | |
| 1996-12-19 | LARSCOM INC CA | Syndicate | 7,000,000 | - | Nasdaq LARS | IPO | 21 | 424B4 ↗ | ||
| 1996-12-03 | VIASAT INC CA | Syndicate | $9.00 | 2,200,000 | $19,800,000 | Nasdaq VSAT | IPO | 25 | 424B1 ↗ | |
| 1996-10-25 | CONSEP INC OR | Syndicate | $6.00 | 2,000,000 | $12,000,000 | Nasdaq CSEP | Offering | 13 | 424B1 ↗ | |
| 1996-10-16 | METROGOLF INC CO | Syndicate | 1,175,000 | - | Nasdaq MGLF | IPO | 15 | 424B1 ↗ | ||
| 1996-10-01 | ADVANCED FIBRE COMMUNICATIONS INC CA | Syndicate | $25.00 | 4,500,000 | $112,500,000 | IPO | 22 | 424B4 ↗ | ||
| 1996-07-01 | COMMODORE APPLIED TECHNOLOGIES INC WA | Syndicate | $8.40 | 5,000,000 | $42,000,000 | NYSE American CXI | IPO | 14 | 424B4 ↗ | |
| 1996-06-26 | SIGHT RESOURCE CORP MA | Syndicate | 1,700,000 | - | Nasdaq VISN | Offering | 18 | 424B1 ↗ | ||
| 1996-06-20 | BIGMAR INC OH | Syndicate | $7.50 | 1,400,000 | $10,500,000 | Nasdaq BGMR | IPO | 15 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Hambrecht & Quist | 13 | 2 |
| Citigroup | 11 | 1 |
| Cowen | 11 | 3 |
| Donaldson, Lufkin & Jenrette | 10 | 6 |
| Montgomery Securities | 10 | 4 |
| Raymond James | 10 | 0 |
| Robertson Stephens | 10 | 2 |
| Needham & Company | 9 | 1 |
| Alex. Brown & Sons | 8 | 0 |
| Goldman Sachs | 8 | 1 |
| Morgan Stanley | 8 | 1 |
| Pennsylvania Merchant Group | 8 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.