IPO registrations (S-1, F-1) · Registrants
CAREGUIDE INC
- SEC CIK
- 1017813 · filings on EDGAR ↗
- Name on the registration
- PATIENT INFOSYSTEMS INC
- Former names
- PATIENT INFOSYSTEMS INC (1996–2006)
- Registration
- Form S-1, first filed 1996-07-03, last 1996-12-17; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 1996-12-23
- Industry (SIC)
- Services-Misc Health & Allied Services, NEC 8090
- Incorporated in
- DE
- Business address
- 4401 NW 124TH AVE, Coral Springs, FL 33065
- EIN
- 16-1476509
- EDGAR entity type
- operating
- Insiders and CEO pay
- CAREGUIDE INC on the corporate pages
Offering terms
- Proposed price range
- $9.00–$11.00 per share (S-1/A filed 1996-12-17)
- Final price
- $2.34 per share, below the range (424B1 filed 1996-12-23, an initial public offering)
- Shares sold
- 2,000,000
- Gross proceeds
- $4,680,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol PATI
- Lead underwriters
- Cowen (637,500 shares); Vector Securities International, Inc (637,500 shares)
- Syndicate
- Bear Stearns (50,000); Deutsche Bank (50,000); A.G. Edwards (50,000); Hambrecht & Quist (50,000); Lehman Brothers (50,000); Montgomery Securities (50,000); Prudential Securities (50,000); Schroder Wertheim & Co. Incorporated (50,000); Citigroup (50,000); UBS (50,000); J.C. Bradford & Co (25,000); Crowell, Weedon & Co (25,000); Dain Bosworth Incorporated (25,000); Interstate/Johnson Lane Corporation (25,000); KeyBanc Capital Markets (25,000); Nutmeg Securities, Ltd (25,000); Pennsylvania Merchant Group Ltd (25,000); Punk, Ziegel & Knoell (25,000); Raymond James (25,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: CAREGUIDE EXACT (EIN (EXACT))
- Lobbying client: CAREGUIDE Fuzzy (name and state)
- SEC filer: CAREGUIDE INC EXACT (CIK (EXACT))
- Person page: Chris E Paterson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Edward B Berger Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-07-03 | S-1 | S-1 (registration) | PATIENT INFOSYSTEMS INC | 0000912057-96-013845 ↗ |
| 1996-09-25 | S-1/A | S-1/A (amendment) | PATIENT INFOSYSTEMS INC | 0000912057-96-021157 ↗ |
| 1996-10-11 | S-1/A | S-1/A (amendment) | PATIENT INFOSYSTEMS INC | 0000912057-96-022684 ↗ |
| 1996-11-22 | S-1/A | S-1/A (amendment) | PATIENT INFOSYSTEMS INC | 0000912057-96-027401 ↗ |
| 1996-12-17 | S-1/A | S-1/A (amendment) | PATIENT INFOSYSTEMS INC | 0000912057-96-029408 ↗ |
| 1996-12-23 | 424B1 | 424B1 (final prospectus) | PATIENT INFOSYSTEMS INC | 0000912057-96-029927 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-12-17 | S-1/A | registration statement | $9.00–$11.00 | 2,000,000 | - | Nasdaq PATI | 1 | from the submission text; range, shares headline, cover names 1 | document ↗ | |
| 1996-12-23 | 424B1 | final prospectus | $2.34 | 2,000,000 | $4,680,000 | Nasdaq PATI | 21 | from the submission text; price line, shares headline, proceeds computed, underwriting table 21, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| PAPPAJOHN JOHN | Director,TenPercentOwner | 13 | 2006–2009 | ||
| Berger Edward B | Director | 2 | 2006 | person page Fuzzy | |
| CHAUFOURNIER ROGER L | Director,Officer | Chief Executive Officer | 1 | 2006 | |
| KAUFMAN ROBERT M | Director | 2 | 2006 | ||
| RYAN DONALD ROGER | Director | 1 | 2006 | ||
| SCHAFFER DERACE L | Director | 12 | 2006–2009 | ||
| ST ANDRE CHRISTINE | Officer | President | 1 | 2006 | |
| TAPPER KENT | Officer | Vice President; VP Finance | 2 | 2006–2007 | |
| BOUGHTIN ANN M | Officer | Chief Operating Officer, EVP | 1 | 2006 | |
| DENDINGER II REX M | Officer | Chief Information Officer, SVP | 1 | 2006 | |
| ESSEX WOODLANDS HEALTH VENTURES FUND IV L P | TenPercentOwner | 18 | 2006–2009 | ||
| ESSEX WOODLANDS HEALTH VENTURES FUND V LP | TenPercentOwner | 18 | 2006–2009 | ||
| HICKORY VENTURE CAPITAL CORP | TenPercentOwner | 18 | 2006–2009 | ||
| LUBIN DANIEL C | Director | 2 | 2006 | ||
| Pacala Mark L | Director,TenPercentOwner | 18 | 2006–2009 | ||
| PATERSON CHRIS E | Director,Officer; Officer | Chief Executive Officer; President and CEO | 3 | 2006–2008 | person page Fuzzy |
| SPENCE GLEN A | Officer | Chief Financial Officer, EVP | 1 | 2006 | |
| WELTE MIRIAM ILEANA | Officer | Chief Marketing Officer, SVP | 1 | 2006 | |
| WAXMAN ALBERT S | Director; Director,TenPercentOwner | 20 | 2006–2009 | ||
| Stapleton William | Director | 2 | 2006 | ||
| Barber Michael | Director | 3 | 2006–2007 | ||
| Meek Julie A. | Officer | Chief Operating Officer; Chief Science Officer | 3 | 2006–2007 | |
| Tran Thomas L | Officer | President and CFO | 2 | 2007 | |
| Pegues John R | Officer | Chief Marketing Officer | 2 | 2007 | |
| PSILOS GROUP PARTNERS II, L.P. | TenPercentOwner | 12 | 2008–2009 | ||
| PSILOS GROUP PARTNERS L P | TenPercentOwner | 12 | 2008–2009 | ||
| Condron Michael J | Director,Officer | Chief Executive Officer; Executive Vice Chairman | 3 | 2008–2009 | |
| Hannon Thomas J | Officer | Chief Financial Officer; Executive VP | 4 | 2008–2009 | |
| Psilos/CareGuide Investment, L.P. | Other | 1 | 2009 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Lobbying client | CAREGUIDE | FL | Federal lobbying (LDA) | name and state |
| Nonprofit | CENTERED HEART FOUNDATION INC | FL | Nonprofits (IRS Form 990) | same street address and ZIP code, 4401 NW 124TH AVE 33065 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | CAREGUIDE INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | CAREGUIDE | EIN (EXACT) | ||
| Person page | Chris E Paterson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Edward B Berger | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.