IPO registrations (S-1, F-1) · Registrants

CAREGUIDE INC

SEC CIK
1017813 · filings on EDGAR ↗
Name on the registration
PATIENT INFOSYSTEMS INC
Former names
PATIENT INFOSYSTEMS INC (1996–2006)
Registration
Form S-1, first filed 1996-07-03, last 1996-12-17; 1 initial registration, 4 amendments
Outcome
Final prospectus filed 1996-12-23
Industry (SIC)
Services-Misc Health & Allied Services, NEC 8090
Incorporated in
DE
Business address
4401 NW 124TH AVE, Coral Springs, FL 33065
EIN
16-1476509
EDGAR entity type
operating
Insiders and CEO pay
CAREGUIDE INC on the corporate pages

Offering terms

Proposed price range
$9.00–$11.00 per share (S-1/A filed 1996-12-17)
Final price
$2.34 per share, below the range (424B1 filed 1996-12-23, an initial public offering)
Shares sold
2,000,000
Gross proceeds
$4,680,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol PATI
Lead underwriters
Cowen (637,500 shares); Vector Securities International, Inc (637,500 shares)
Syndicate
Bear Stearns (50,000); Deutsche Bank (50,000); A.G. Edwards (50,000); Hambrecht & Quist (50,000); Lehman Brothers (50,000); Montgomery Securities (50,000); Prudential Securities (50,000); Schroder Wertheim & Co. Incorporated (50,000); Citigroup (50,000); UBS (50,000); J.C. Bradford & Co (25,000); Crowell, Weedon & Co (25,000); Dain Bosworth Incorporated (25,000); Interstate/Johnson Lane Corporation (25,000); KeyBanc Capital Markets (25,000); Nutmeg Securities, Ltd (25,000); Pennsylvania Merchant Group Ltd (25,000); Punk, Ziegel & Knoell (25,000); Raymond James (25,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 6

FiledFormWhat it isName as filedEDGAR
1996-07-03S-1S-1 (registration)PATIENT INFOSYSTEMS INC0000912057-96-013845 ↗
1996-09-25S-1/AS-1/A (amendment)PATIENT INFOSYSTEMS INC0000912057-96-021157 ↗
1996-10-11S-1/AS-1/A (amendment)PATIENT INFOSYSTEMS INC0000912057-96-022684 ↗
1996-11-22S-1/AS-1/A (amendment)PATIENT INFOSYSTEMS INC0000912057-96-027401 ↗
1996-12-17S-1/AS-1/A (amendment)PATIENT INFOSYSTEMS INC0000912057-96-029408 ↗
1996-12-23424B1424B1 (final prospectus)PATIENT INFOSYSTEMS INC0000912057-96-029927 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1996-12-17S-1/Aregistration statement$9.00–$11.002,000,000-Nasdaq PATI1from the submission text; range, shares headline, cover names 1document ↗
1996-12-23424B1final prospectus$2.342,000,000$4,680,000Nasdaq PATI21from the submission text; price line, shares headline, proceeds computed, underwriting table 21, cover names 1document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
PAPPAJOHN JOHNDirector,TenPercentOwner132006–2009
Berger Edward BDirector22006person page Fuzzy
CHAUFOURNIER ROGER LDirector,OfficerChief Executive Officer12006
KAUFMAN ROBERT MDirector22006
RYAN DONALD ROGERDirector12006
SCHAFFER DERACE LDirector122006–2009
ST ANDRE CHRISTINEOfficerPresident12006
TAPPER KENTOfficerVice President; VP Finance22006–2007
BOUGHTIN ANN MOfficerChief Operating Officer, EVP12006
DENDINGER II REX MOfficerChief Information Officer, SVP12006
ESSEX WOODLANDS HEALTH VENTURES FUND IV L PTenPercentOwner182006–2009
ESSEX WOODLANDS HEALTH VENTURES FUND V LPTenPercentOwner182006–2009
HICKORY VENTURE CAPITAL CORPTenPercentOwner182006–2009
LUBIN DANIEL CDirector22006
Pacala Mark LDirector,TenPercentOwner182006–2009
PATERSON CHRIS EDirector,Officer; OfficerChief Executive Officer; President and CEO32006–2008person page Fuzzy
SPENCE GLEN AOfficerChief Financial Officer, EVP12006
WELTE MIRIAM ILEANAOfficerChief Marketing Officer, SVP12006
WAXMAN ALBERT SDirector; Director,TenPercentOwner202006–2009
Stapleton WilliamDirector22006
Barber MichaelDirector32006–2007
Meek Julie A.OfficerChief Operating Officer; Chief Science Officer32006–2007
Tran Thomas LOfficerPresident and CFO22007
Pegues John ROfficerChief Marketing Officer22007
PSILOS GROUP PARTNERS II, L.P.TenPercentOwner122008–2009
PSILOS GROUP PARTNERS L PTenPercentOwner122008–2009
Condron Michael JDirector,OfficerChief Executive Officer; Executive Vice Chairman32008–2009
Hannon Thomas JOfficerChief Financial Officer; Executive VP42008–2009
Psilos/CareGuide Investment, L.P.Other12009

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Lobbying clientCAREGUIDEFLFederal lobbying (LDA)name and state
NonprofitCENTERED HEART FOUNDATION INCFLNonprofits (IRS Form 990)same street address and ZIP code, 4401 NW 124TH AVE 33065 (FUZZY: a shared address, not proof of a shared organization)
SEC filerCAREGUIDE INCSEC filers (EDGAR)CIK (EXACT)
Form 5500 plan sponsorCAREGUIDEEIN (EXACT)
Person pageChris E PatersonPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer)
Person pageEdward B BergerPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.