IPO registrations (S-1, F-1) · Underwriters
CLSA
- Deals
- 16 priced offerings as an underwriter, 2 as lead manager or representative; 16 initial public offerings
- Proceeds of those deals
- $38,714,278,268 ($150,550,000 as lead)
- Years
- 2014–2024
- Named in
- 32 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2024 | 2 | 1 | $86,250,000 |
| 2023 | 1 | 0 | $40,625,000 |
| 2021 | 6 | 0 | $11,666,738,468 |
| 2020 | 3 | 0 | $4,566,500,000 |
| 2019 | 3 | 1 | $586,950,000 |
| 2014 | 1 | 0 | $21,767,214,800 |
Deals 23
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2024-10-04 | BingEx Ltd F4 | Lead | $16.50 | 4,000,000 | $66,000,000 | Nasdaq FLX | IPO | 3 | 424B4 ↗ | |
| 2024-07-26 | NIP Group Inc. V7 | Syndicate | $9.00 | 2,250,000 | $20,250,000 | Nasdaq NIPG | IPO | 5 | 424B4 ↗ | |
| 2023-01-25 | Here Group Ltd | Syndicate | $12.50 | 3,250,000 | $40,625,000 | Nasdaq QSG | IPO | 5 | 424B4 ↗ | |
| 2021-11-18 | IREN Ltd | Syndicate | $28.00 | 8,269,231 | $231,538,468 | Nasdaq IREN | IPO | 10 | 424B4 ↗ | |
| 2021-06-30 | DiDi Global Inc. | Syndicate | $14.00 | 316,800,000 | $4,435,200,000 | NYSE DIDI | IPO | 15 | 424B4 ↗ | |
| 2021-06-23 | Full Truck Alliance Co. Ltd. | Syndicate | $19.00 | 82,500,000 | $1,567,500,000 | NYSE YMM | IPO | 10 | 424B4 ↗ | |
| 2021-05-07 | Waterdrop Inc. | Syndicate | $12.00 | 30,000,000 | $360,000,000 | NYSE WDH | IPO | 9 | 424B4 ↗ | |
| 2021-03-26 | Zhihu Inc. F4 | Syndicate | $9.50 | 55,000,000 | $522,500,000 | NYSE ZH | IPO | 12 | 424B4 ↗ | |
| 2021-03-11 | Coupang, Inc. WA | Syndicate | $35.00 | 130,000,000 | $4,550,000,000 | NYSE CPNG | IPO | 9 | 424B4 ↗ | |
| 2020-10-30 | Lufax Holding Ltd | Syndicate | $13.50 | 175,000,000 | $2,362,500,000 | NYSE LU | IPO | 16 | 424B4 ↗ | |
| 2020-10-09 | iHuman Inc. | Syndicate | $12.00 | 7,000,000 | $84,000,000 | NYSE IH | IPO | 4 | 424B4 ↗ | |
| 2020-08-13 | KE Holdings Inc. | Syndicate | $20.00 | 106,000,000 | $2,120,000,000 | NYSE BEKE | IPO | 8 | 424B4 ↗ | |
| 2019-12-13 | ONECONNECT FINANCIAL TECHNOLOGY CO., LTD. F4 | Syndicate | $10.00 | 31,200,000 | $312,000,000 | NYSE OCFT | IPO | 8 | 424B4 ↗ | |
| 2019-08-15 | 9F Inc. | Lead | $9.50 | 8,900,000 | $84,550,000 | Nasdaq JFU | IPO | 3 | 424B4 ↗ | |
| 2019-07-29 | Wanda Sports Group Co Ltd F4 | Syndicate | $8.00 | 23,800,000 | $190,400,000 | Nasdaq WSG | IPO | 10 | 424B4 ↗ | |
| 2019-06-06 | Gaotu Techedu Inc. | Syndicate | $10.50 | 19,800,000 | $207,900,000 | NYSE GSX | IPO | 4 | 424B4 ↗ | |
| 2018-11-26 | Taiwan Liposome Company, Ltd. F5 | Syndicate | $5.80 | 3,750,000 | $21,750,000 | Nasdaq TLC | IPO | 5 | 424B4 ↗ | |
| 2018-06-20 | Repay Holdings Corp GA | Syndicate | $10.00 | 22,500,000 | $225,000,000 | Nasdaq TBRG | IPO | 4 | 424B4 ↗ | |
| 2018-05-08 | ASLAN Pharmaceuticals Ltd U0 | Syndicate | $7.03 | 6,000,000 | $42,180,000 | Nasdaq ASLN | IPO | 6 | 424B4 ↗ | |
| 2018-03-23 | Sunlands Technology Group | Syndicate | $11.50 | 13,000,000 | $149,500,000 | NYSE STG | IPO | 5 | 424B4 ↗ | |
| 2017-10-20 | Sea Ltd U0 | Syndicate | $15.00 | 58,960,000 | $884,400,000 | NYSE SE | IPO | 19 | 424B4 ↗ | |
| 2017-09-20 | BEST Inc. F4 | Syndicate | $10.00 | 45,000,000 | $450,000,000 | NYSE BSTI | IPO | 9 | 424B4 ↗ | |
| 2014-09-22 | Alibaba Group Holding Ltd | Syndicate | $68.00 | 320,106,100 | $21,767,214,800 | NYSE BABA | IPO | 19 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 4
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2019-05-24 | Gaotu Techedu Inc. | Syndicate | $9.50–$11.50 | 19,800,000 | NYSE GSX | Priced 2019-06-06 (terms not read) | F-1/A ↗ |
| 2018-05-01 | ASLAN Pharmaceuticals Ltd | Syndicate | 7,500,000 | Nasdaq ASLN | Withdrawn 2019-06-28 | F-1/A ↗ | |
| 2017-10-18 | Sea Ltd | Syndicate | $12.00–$14.00 | 49,690,000 | NYSE SE | Priced 2017-10-20 (terms not read) | F-1/A ↗ |
| 2017-09-19 | BEST Inc. | Syndicate | $10.00–$11.00 | 45,000,000 | NYSE BSTI | Priced 2017-09-20 (terms not read) | F-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Goldman Sachs | 12 | 12 |
| Citigroup | 10 | 5 |
| J.P. Morgan | 10 | 8 |
| Credit Suisse | 9 | 8 |
| Morgan Stanley | 9 | 8 |
| CICC | 8 | 3 |
| Tiger Brokers | 7 | 1 |
| China Renaissance | 6 | 1 |
| Deutsche Bank | 6 | 4 |
| Haitong | 5 | 1 |
| HSBC | 5 | 2 |
| UBS | 5 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.