IPO registrations (S-1, F-1) · Underwriters

Washington, D.C

Deals
3 priced offerings as an underwriter; 3 initial public offerings
Proceeds of those deals
$611,350,000
Years
2000
Named in
12 prospectuses and registration statements in all, including offerings not yet priced or withdrawn

Deals by year

YearDealsAs leadProceeds of deals
200030$611,350,000

Deals 3

PricedCompanyRolePriceRangeSharesProceedsListingKindSyndicateProspectus
2000-10-05NEWPOWER HOLDINGS INC NYSyndicate$21.0024,000,000$504,000,000IPO40424B1 ↗
2000-04-11HEALTHSTREAM INC TNSyndicate$5.475,000,000$27,350,000Nasdaq HSTMIPO4424B1 ↗
2000-02-11LANTE CORP ILSyndicate$20.004,000,000$80,000,000Nasdaq LNTEIPO9424B4 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 3

FiledCompanyRoleRangeSharesListingStatusDocument
2010-10-05KL Energy CorpLead-OTC KLEGWithdrawn 2010-11-18S-1/A ↗
2010-04-23Film Department Holdings, Inc.Lead$10.00–$12.00-Nasdaq TFDIWithdrawn 2010-08-04S-1/A ↗
2005-06-27UNS Energy CorpLead4,000,000 UNSPendingS-1 ↗

Works alongside

FirmDeals togetherOf which that firm led
CIBC World Markets20
Credit Suisse22
Citicorp Center 500 West Madison Street Suite10
Citigroup10
Deutsche Bank11
Donaldson, Lufkin & Jenrette11
E*Offering10
Fahnestock & Co. Inc10
FBR11
First Albany Corporation10
Gerard Klauer Mattison & Co., Inc10
Hambrecht & Quist10

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.