IPO registrations (S-1, F-1) · Registrants

GOLDMAN SACHS GROUP INC

SEC CIK
886982 · filings on EDGAR ↗
Former names
GOLDMAN SACHS GROUP INC/ (2001–2008)
Registration
Form S-1, first filed 1998-08-24, last 2000-04-05; 8 initial registrations, 10 amendments
Outcome
Final prospectus filed 1999-05-04
Industry (SIC)
Security Brokers, Dealers & Flotation Companies 6211
Incorporated in
DE
Business address
200 WEST STREET, New York, NY 10282
EIN
13-4019460
Ticker
GS, GSCE, GS-PA, GS-PC, GS-PD (NYSE, OTC, NYSE, NYSE, NYSE)
EDGAR entity type
operating
Insiders and CEO pay
GOLDMAN SACHS GROUP INC on the corporate pages

Offering terms

Final price
$53.00 per share (424B4 filed 1999-05-04, an initial public offering)
Shares sold
69,000,000
Gross proceeds
$3,657,000,000 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol GS
Lead underwriters
Goldman Sachs (2,572,116 shares); Bear Stearns (2,572,107 shares); Credit Suisse (2,572,107 shares); Lehman Brothers (2,572,107 shares); Merrill Lynch (2,572,107 shares); J.P. Morgan (2,572,107 shares); Morgan Stanley (2,572,107 shares); Donaldson, Lufkin & Jenrette (2,572,107 shares)
Syndicate
PaineWebber (2,572,107); Prudential Securities (2,572,107); Citigroup (2,572,107); Sanford C. Bernstein & Co., Inc (2,572,107); Schroder & Co. Inc (2,572,107); BT Alex. Brown (340,400); Robertson Stephens (340,400); CIBC World Markets (340,400); A.G. Edwards (340,400); EVEREN Securities, Inc (340,400); Hambrecht & Quist (340,400); Edward D. Jones & Co., L.P (340,400); Lazard (340,400); Muriel Siebert & Co. (340,400); Montgomery Securities (340,400); Nesbitt Burns Securities Inc (340,400); RBC Capital Markets (340,400); Scotia Capital Markets (USA) Inc (340,400); TD Securities (340,400); Utendahl Capital Partners, L.P (340,400); Wasserstein Perella Securities, Inc (340,400); William Blair (340,400); Advest, Inc (317,400); Baird (317,400); M.R. Beal & Company (317,400); J.C. Bradford & Co (317,400); Gruntal & Co., L.L.C (317,400); KBW (317,400); Legg Mason (317,400); McDonald Investments Inc., A KeyCorp Company (317,400); Neuberger Berman, LLC (317,400); Putnam, Lovell, de Guardiola & Thornton, Inc (317,400); Ramirez & Co. (317,400); MARKETS, Inc (317,400); Scott & Stringfellow, Inc (317,400); Stephens (317,400); Stifel (317,400); Sutro & Co. Incorporated (317,400); Tucker Anthony Cleary Gull (317,400); Piper Sandler (317,400); Wachovia (317,400); Adams Harkness (124,200); Arnhold and S. Bleichroeder, Inc (124,200); George K. Baum & Company (124,200); Blaylock & Partners, L.P (124,200); The Buckingham Research Group Incorporated (124,200); Burnham Securities Inc (124,200); The Chapman Company (124,200); Chatsworth Securities LLC (124,200); Conning & Company (124,200); Crowell, Weedon & Co (124,200); D.A. Davidson (124,200); Doft & Co., Inc (124,200); Doley Securities, Inc (124,200); Fahnestock & Co. Inc (124,200); Ferris, Baker Watts, Incorporated (124,200); Fifth Third Securities, Inc (124,200); First Albany Corporation (124,200); First Security Van Kasper (124,200); First Southwest Company (124,200); Fox-Pitt, Kelton Inc (124,200); FBR (124,200); Gerard Klauer Mattison & Co., Inc (124,200); Graicap, Inc (124,200); Guzman & Company (124,200); HCFP/Brenner Securities, LLC (124,200); Hanifen, Imhoff Inc (124,200); J.J.B. Hilliard, W.L. Lyons, Inc (124,200); Hoak Breedlove Wesneski & Co (124,200); William R. Hough & Co (124,200); Howard, Weil, Labouisse, Friedrichs Incorporated (124,200); Jackson Securities Incorporated (124,200)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 26

FiledFormWhat it isName as filedEDGAR
1998-08-24S-1S-1 (registration)GOLDMAN SACHS GROUP INC0000950123-98-007892 ↗
1999-03-16S-1S-1 (registration)GOLDMAN SACHS GROUP INC0000950123-99-002156 ↗
1999-03-29S-1S-1 (registration)GOLDMAN SACHS GROUP INC0000950123-99-002684 ↗
1999-03-31S-1S-1 (registration)GOLDMAN SACHS GROUP INC0000950123-99-002843 ↗
1999-04-12S-1/AS-1/A (amendment)GOLDMAN SACHS GROUP INC0000950123-99-003199 ↗
1999-04-30S-1/AS-1/A (amendment)GOLDMAN SACHS GROUP INC0000950123-99-003931 ↗
1999-04-30S-1S-1 (registration)GOLDMAN SACHS GROUP INC0000950123-99-004017 ↗
1999-05-03S-1/AS-1/A (amendment)GOLDMAN SACHS GROUP INC0000950123-99-004027 ↗
1999-05-03S-1/AS-1/A (amendment)GOLDMAN SACHS GROUP INC0000950123-99-004029 ↗
1999-05-04424B4424B4 (final prospectus)GOLDMAN SACHS GROUP INC0000950123-99-004070 ↗
1999-05-10S-1/AS-1/A (amendment)GOLDMAN SACHS GROUP INC0000950123-99-004365 ↗
1999-05-11S-1/AS-1/A (amendment)GOLDMAN SACHS GROUP INC0000950123-99-004463 ↗
1999-05-11S-1/AS-1/A (amendment)GOLDMAN SACHS GROUP INC0000950123-99-004468 ↗
1999-05-12S-1MEFS-1MEF (added securities)GOLDMAN SACHS GROUP INC0000950123-99-004513 ↗
1999-05-13424B4424B4 (final prospectus)GOLDMAN SACHS GROUP INC0000950123-99-004541 ↗
1999-05-14424B4424B4 (final prospectus)GOLDMAN SACHS GROUP INC0000950123-99-004614 ↗
1999-05-17S-1/AS-1/A (amendment)GOLDMAN SACHS GROUP INC0000950123-99-004867 ↗
1999-05-18S-1/AS-1/A (amendment)GOLDMAN SACHS GROUP INC0000950123-99-004932 ↗
1999-05-20424B1424B1 (final prospectus)GOLDMAN SACHS GROUP INC0000950123-99-005011 ↗
1999-05-21424B4424B4 (final prospectus)GOLDMAN SACHS GROUP INC0000950123-99-005047 ↗
1999-11-10S-1S-1 (registration)GOLDMAN SACHS GROUP INC0000950123-99-009951 ↗
1999-12-08S-1/AS-1/A (amendment)GOLDMAN SACHS GROUP INC0000950123-99-010827 ↗
2000-02-14S-1S-1 (registration)GOLDMAN SACHS GROUP INC0000950123-00-001147 ↗
2000-04-05S-1S-1 (registration)GOLDMAN SACHS GROUP INC0000950123-00-003291 ↗
2000-08-02424B4424B4 (final prospectus)GOLDMAN SACHS GROUP INC0000950123-00-007072 ↗
2001-04-27424B1424B1 (final prospectus)GOLDMAN SACHS GROUP INC/0000950123-01-501312 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1999-05-03S-1/Aregistration statement--2from the submission text; cover names 2document ↗
1999-05-04424B4final prospectus$53.0069,000,000$3,657,000,000NYSE GS80from the submission text; price sentence, shares headline, proceeds table, underwriting table 80, cover names 11document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
FORST EDWARD COfficerEVP - Chief Admin. Officer; EVP, Chief Admin. Officer82006–2007
PAULSON HENRY M JRDirector,OfficerChairman of the Board and CEO32006
STECHER ESTA EOfficerExecutive VP - General Counsel182006–2011
KENNEDY KEVIN WOfficerExec. VP - Human Capital Mgmt.312006–2008
BLANKFEIN LLOYD CDirector,OfficerChairman of the Board and CEO; President and COO402006–2017
COHEN ALAN MOfficerEVP, Global Head of Compliance392006–2017
NORA JOHNSON SUZANNE MOfficerVice Chairman of the Corp.62006–2007
PALM GREGORY KOfficerExecutive VP - General Counsel462006–2018
SMITH SARAH GOfficerEVP, Global Head of Compliance; Principal Accounting Officer462006–2019
VINIAR DAVID ADirector; OfficerExecutive Vice President - CFO692006–2026
COHN GARY DDirector,OfficerFormer Director, Pres. and COO; President and Co-COO; President and COO372006–2017
WEINBERG JOHN SOfficerVice Chairman; Vice Chairman of the Corp.252006–2015
WINKELRIED JONDirector,OfficerPresident and Co-COO192006–2009
JOHNSON JAMES A /DC/Director222006–2019
GUPTA RAJAT KDirector62006–2010
BROWNE LORD OF MADINGLEYDirector12006
BRYAN JOHN HDirector72006–2012
DAHLBACK CLAESDirector122006–2015
FRIEDMAN STEPHENDirector82006–2013
JULIBER LOIS DDirector62006–2012
LIDDY EDWARD MDirector32006–2007
GEORGE WILLIAM WDirector182007–2019
SIMMONS RUTH JDirector32007–2010
EVANS J. MICHAELOfficerVice Chairman172008–2013
SHERWOOD MICHAEL SOfficerVice Chairman382008–2016
MITTAL LAKSHMI NDirector362008–2026
SCHIRO JAMES JDirector62009–2014
Scott H Lee JrDirector22010–2011
Cooper Edith WOfficerEVP, Global Head of HCM242011–2017
Rogers John F.W.OfficerEVP-Chief of Staff & Secretary; Executive Vice President522011–2026
Spar Debora LDirector102011–2017
BURNS M MICHELEDirector172011–2026person page Fuzzy
Schwartz MarkOfficerVice Chairman122012–2016
Ogunlesi Adebayo O.Director232012–2024
Tucker MarkDirector62012–2017
SCHWARTZ HARVEY MOfficerExecutive Vice President - CFO; President and Co-COO; President and Co-COO; CFO142013–2017
OPPENHEIMER PETERDirector302014–2026
Flaherty Mark A.Director202014–2026
Winkelman Marius ODirector172014–2023person page Fuzzy
Kullman Ellen JamisonDirector172016–2026
GNODDE RICHARD JOfficerVice Chairman72017–2018person page Fuzzy
SALAME PABLO JOfficerVice Chairman82017–2018
SOLOMON DAVID MDirector,Officer; OfficerChairman of the Board and CEO; President and Co-COO; President and COO402017–2026
LEE BRIAN JOfficerChief Risk Officer; Principal Accounting Officer212017–2024
CHAVEZ R. MARTINOfficerExecutive Vice President - CFO42017–2018
HOLMES DANE EOfficerEVP, Global Head of HCM62018–2019person page Fuzzy
SEYMOUR KAREN PATTONOfficerExecutive VP - General Counsel62018–2021
Jay Sachs LLCDirector12018
Faust Drew GDirector62018–2023
O'NEILL TIMOTHY J.OfficerVice Chairman12018
WALDRON JOHN E.Director,Officer; OfficerPresident and COO142018–2026
SCHERR STEPHEN MOfficerCFO; Executive Vice President - CFO52018–2021
Tighe Jan EDirector172018–2026
HAMMACK ELIZABETH MOfficerGlobal Treasurer52019–2021
STEIN LAURENCEOfficerChief Administrative Officer102019–2022
FREDMAN SHEARA JOfficerChief Accounting Officer172019–2026
GOLDMAN SACHS & CO. LLCTenPercentOwner12019
GOLDMAN SACHS GROUP INCTenPercentOwner12019
Ruemmler Kathryn H.OfficerChief Legal Officer, GC; EVP, Chief Legal Officer, GC132021–2026
HARRIS KIMBERLEY D.Director62021–2026
UHL JESSICA R.Director72021–2024
BERLINSKI PHILIP R.OfficerGlobal Treasurer82021–2024
COLEMAN DENIS P.OfficerChief Financial Officer152022–2026
LESLIE ERICKA TOfficerChief Administrative Officer82022–2026
JOHNSON KEVIN RDirector162022–2026
Montag Thomas K.Director82023–2026
HALIO CAREYOfficerGlobal Treasurer62024–2026
HESS JOHN BDirector82024–2026
GOLTEN ALEX SOfficerCHIEF RISK OFFICER92025–2026
McClure Kathleen RDirector52025–2026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationGOLDMAN SACHS GROUP, INC. (THE)NYState business registriesname and state
Business registrationThe Goldman Sachs Group, Inc.NYState business registriesname and state
Business registrationTHE GOLDMAN SACHS GROUP, INC.NYState business registriesname and state
Business registrationTHE GOLDMAN SACHS GROUP, INC.NYState business registriesname and state
Business registrationTHE GOLDMAN SACHS GROUP, INC.NYState business registriesname and state
Business registrationTHE GOLDMAN SACHS GROUP, INC.NYState business registriesname and state
Business registrationTHE GOLDMAN SACHS GROUP, INC.NYState business registriesname and state
ContractorThe Goldman Sachs Group IncNYNonprofit contractors (Form 990)name and state
Plan sponsorTHE GOLDMAN SACHS GROUP, INC.NYForm 5500 (employee benefit plans)name and state
Lobbying clientGOLDMAN SACHS GROUP INCNYFederal lobbying (LDA)name and state
Lobbying clientTHE GOLDMAN SACHS GROUP, INC.NYFederal lobbying (LDA)name and state
Lobbying clientTHE GOLDMAN SACHS GROUP, INC.NYFederal lobbying (LDA)name and state
SEC filerGOLDMAN SACHS GROUP INCSEC filers (EDGAR)CIK (EXACT)
Business registrationSARATOGA SPRINGS LLCState business registriesEIN (EXACT, as the state registration reports it)
Form 5500 plan sponsorTHE GOLDMAN SACHS GROUP, INC.EIN (EXACT)
Person pageDane E HolmesPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageMarius O WinkelmanPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageM Michele BurnsPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageRichard J GnoddePeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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Interests: Security Brokers, Dealers & Flotation Companies · Finance