IPO registrations (S-1, F-1) · Registrants
GOLDMAN SACHS GROUP INC
- SEC CIK
- 886982 · filings on EDGAR ↗
- Former names
- GOLDMAN SACHS GROUP INC/ (2001–2008)
- Registration
- Form S-1, first filed 1998-08-24, last 2000-04-05; 8 initial registrations, 10 amendments
- Outcome
- Final prospectus filed 1999-05-04
- Industry (SIC)
- Security Brokers, Dealers & Flotation Companies 6211
- Incorporated in
- DE
- Business address
- 200 WEST STREET, New York, NY 10282
- EIN
- 13-4019460
- Ticker
- GS, GSCE, GS-PA, GS-PC, GS-PD (NYSE, OTC, NYSE, NYSE, NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- GOLDMAN SACHS GROUP INC on the corporate pages
Offering terms
- Final price
- $53.00 per share (424B4 filed 1999-05-04, an initial public offering)
- Shares sold
- 69,000,000
- Gross proceeds
- $3,657,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol GS
- Lead underwriters
- Goldman Sachs (2,572,116 shares); Bear Stearns (2,572,107 shares); Credit Suisse (2,572,107 shares); Lehman Brothers (2,572,107 shares); Merrill Lynch (2,572,107 shares); J.P. Morgan (2,572,107 shares); Morgan Stanley (2,572,107 shares); Donaldson, Lufkin & Jenrette (2,572,107 shares)
- Syndicate
- PaineWebber (2,572,107); Prudential Securities (2,572,107); Citigroup (2,572,107); Sanford C. Bernstein & Co., Inc (2,572,107); Schroder & Co. Inc (2,572,107); BT Alex. Brown (340,400); Robertson Stephens (340,400); CIBC World Markets (340,400); A.G. Edwards (340,400); EVEREN Securities, Inc (340,400); Hambrecht & Quist (340,400); Edward D. Jones & Co., L.P (340,400); Lazard (340,400); Muriel Siebert & Co. (340,400); Montgomery Securities (340,400); Nesbitt Burns Securities Inc (340,400); RBC Capital Markets (340,400); Scotia Capital Markets (USA) Inc (340,400); TD Securities (340,400); Utendahl Capital Partners, L.P (340,400); Wasserstein Perella Securities, Inc (340,400); William Blair (340,400); Advest, Inc (317,400); Baird (317,400); M.R. Beal & Company (317,400); J.C. Bradford & Co (317,400); Gruntal & Co., L.L.C (317,400); KBW (317,400); Legg Mason (317,400); McDonald Investments Inc., A KeyCorp Company (317,400); Neuberger Berman, LLC (317,400); Putnam, Lovell, de Guardiola & Thornton, Inc (317,400); Ramirez & Co. (317,400); MARKETS, Inc (317,400); Scott & Stringfellow, Inc (317,400); Stephens (317,400); Stifel (317,400); Sutro & Co. Incorporated (317,400); Tucker Anthony Cleary Gull (317,400); Piper Sandler (317,400); Wachovia (317,400); Adams Harkness (124,200); Arnhold and S. Bleichroeder, Inc (124,200); George K. Baum & Company (124,200); Blaylock & Partners, L.P (124,200); The Buckingham Research Group Incorporated (124,200); Burnham Securities Inc (124,200); The Chapman Company (124,200); Chatsworth Securities LLC (124,200); Conning & Company (124,200); Crowell, Weedon & Co (124,200); D.A. Davidson (124,200); Doft & Co., Inc (124,200); Doley Securities, Inc (124,200); Fahnestock & Co. Inc (124,200); Ferris, Baker Watts, Incorporated (124,200); Fifth Third Securities, Inc (124,200); First Albany Corporation (124,200); First Security Van Kasper (124,200); First Southwest Company (124,200); Fox-Pitt, Kelton Inc (124,200); FBR (124,200); Gerard Klauer Mattison & Co., Inc (124,200); Graicap, Inc (124,200); Guzman & Company (124,200); HCFP/Brenner Securities, LLC (124,200); Hanifen, Imhoff Inc (124,200); J.J.B. Hilliard, W.L. Lyons, Inc (124,200); Hoak Breedlove Wesneski & Co (124,200); William R. Hough & Co (124,200); Howard, Weil, Labouisse, Friedrichs Incorporated (124,200); Jackson Securities Incorporated (124,200)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SARATOGA SPRINGS LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: THE GOLDMAN SACHS GROUP, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: GOLDMAN SACHS GROUP, INC. (THE) Fuzzy (name and state)
- Business registration: The Goldman Sachs Group, Inc. Fuzzy (name and state)
- Business registration: THE GOLDMAN SACHS GROUP, INC. Fuzzy (name and state)
- Business registration: THE GOLDMAN SACHS GROUP, INC. Fuzzy (name and state)
- Business registration: THE GOLDMAN SACHS GROUP, INC. Fuzzy (name and state)
- Business registration: THE GOLDMAN SACHS GROUP, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: THE GOLDMAN SACHS GROUP, INC. EXACT (EIN (EXACT))
- Lobbying client: GOLDMAN SACHS GROUP INC Fuzzy (name and state)
- Lobbying client: THE GOLDMAN SACHS GROUP, INC. Fuzzy (name and state)
- Lobbying client: THE GOLDMAN SACHS GROUP, INC. Fuzzy (name and state)
- SEC filer: GOLDMAN SACHS GROUP INC EXACT (CIK (EXACT))
- Person page: Dane E Holmes Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Marius O Winkelman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: M Michele Burns Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Richard J Gnodde Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 26
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-08-24 | S-1 | S-1 (registration) | GOLDMAN SACHS GROUP INC | 0000950123-98-007892 ↗ |
| 1999-03-16 | S-1 | S-1 (registration) | GOLDMAN SACHS GROUP INC | 0000950123-99-002156 ↗ |
| 1999-03-29 | S-1 | S-1 (registration) | GOLDMAN SACHS GROUP INC | 0000950123-99-002684 ↗ |
| 1999-03-31 | S-1 | S-1 (registration) | GOLDMAN SACHS GROUP INC | 0000950123-99-002843 ↗ |
| 1999-04-12 | S-1/A | S-1/A (amendment) | GOLDMAN SACHS GROUP INC | 0000950123-99-003199 ↗ |
| 1999-04-30 | S-1/A | S-1/A (amendment) | GOLDMAN SACHS GROUP INC | 0000950123-99-003931 ↗ |
| 1999-04-30 | S-1 | S-1 (registration) | GOLDMAN SACHS GROUP INC | 0000950123-99-004017 ↗ |
| 1999-05-03 | S-1/A | S-1/A (amendment) | GOLDMAN SACHS GROUP INC | 0000950123-99-004027 ↗ |
| 1999-05-03 | S-1/A | S-1/A (amendment) | GOLDMAN SACHS GROUP INC | 0000950123-99-004029 ↗ |
| 1999-05-04 | 424B4 | 424B4 (final prospectus) | GOLDMAN SACHS GROUP INC | 0000950123-99-004070 ↗ |
| 1999-05-10 | S-1/A | S-1/A (amendment) | GOLDMAN SACHS GROUP INC | 0000950123-99-004365 ↗ |
| 1999-05-11 | S-1/A | S-1/A (amendment) | GOLDMAN SACHS GROUP INC | 0000950123-99-004463 ↗ |
| 1999-05-11 | S-1/A | S-1/A (amendment) | GOLDMAN SACHS GROUP INC | 0000950123-99-004468 ↗ |
| 1999-05-12 | S-1MEF | S-1MEF (added securities) | GOLDMAN SACHS GROUP INC | 0000950123-99-004513 ↗ |
| 1999-05-13 | 424B4 | 424B4 (final prospectus) | GOLDMAN SACHS GROUP INC | 0000950123-99-004541 ↗ |
| 1999-05-14 | 424B4 | 424B4 (final prospectus) | GOLDMAN SACHS GROUP INC | 0000950123-99-004614 ↗ |
| 1999-05-17 | S-1/A | S-1/A (amendment) | GOLDMAN SACHS GROUP INC | 0000950123-99-004867 ↗ |
| 1999-05-18 | S-1/A | S-1/A (amendment) | GOLDMAN SACHS GROUP INC | 0000950123-99-004932 ↗ |
| 1999-05-20 | 424B1 | 424B1 (final prospectus) | GOLDMAN SACHS GROUP INC | 0000950123-99-005011 ↗ |
| 1999-05-21 | 424B4 | 424B4 (final prospectus) | GOLDMAN SACHS GROUP INC | 0000950123-99-005047 ↗ |
| 1999-11-10 | S-1 | S-1 (registration) | GOLDMAN SACHS GROUP INC | 0000950123-99-009951 ↗ |
| 1999-12-08 | S-1/A | S-1/A (amendment) | GOLDMAN SACHS GROUP INC | 0000950123-99-010827 ↗ |
| 2000-02-14 | S-1 | S-1 (registration) | GOLDMAN SACHS GROUP INC | 0000950123-00-001147 ↗ |
| 2000-04-05 | S-1 | S-1 (registration) | GOLDMAN SACHS GROUP INC | 0000950123-00-003291 ↗ |
| 2000-08-02 | 424B4 | 424B4 (final prospectus) | GOLDMAN SACHS GROUP INC | 0000950123-00-007072 ↗ |
| 2001-04-27 | 424B1 | 424B1 (final prospectus) | GOLDMAN SACHS GROUP INC/ | 0000950123-01-501312 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-05-03 | S-1/A | registration statement | - | - | 2 | from the submission text; cover names 2 | document ↗ | |||
| 1999-05-04 | 424B4 | final prospectus | $53.00 | 69,000,000 | $3,657,000,000 | NYSE GS | 80 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 80, cover names 11 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| FORST EDWARD C | Officer | EVP - Chief Admin. Officer; EVP, Chief Admin. Officer | 8 | 2006–2007 | |
| PAULSON HENRY M JR | Director,Officer | Chairman of the Board and CEO | 3 | 2006 | |
| STECHER ESTA E | Officer | Executive VP - General Counsel | 18 | 2006–2011 | |
| KENNEDY KEVIN W | Officer | Exec. VP - Human Capital Mgmt. | 31 | 2006–2008 | |
| BLANKFEIN LLOYD C | Director,Officer | Chairman of the Board and CEO; President and COO | 40 | 2006–2017 | |
| COHEN ALAN M | Officer | EVP, Global Head of Compliance | 39 | 2006–2017 | |
| NORA JOHNSON SUZANNE M | Officer | Vice Chairman of the Corp. | 6 | 2006–2007 | |
| PALM GREGORY K | Officer | Executive VP - General Counsel | 46 | 2006–2018 | |
| SMITH SARAH G | Officer | EVP, Global Head of Compliance; Principal Accounting Officer | 46 | 2006–2019 | |
| VINIAR DAVID A | Director; Officer | Executive Vice President - CFO | 69 | 2006–2026 | |
| COHN GARY D | Director,Officer | Former Director, Pres. and COO; President and Co-COO; President and COO | 37 | 2006–2017 | |
| WEINBERG JOHN S | Officer | Vice Chairman; Vice Chairman of the Corp. | 25 | 2006–2015 | |
| WINKELRIED JON | Director,Officer | President and Co-COO | 19 | 2006–2009 | |
| JOHNSON JAMES A /DC/ | Director | 22 | 2006–2019 | ||
| GUPTA RAJAT K | Director | 6 | 2006–2010 | ||
| BROWNE LORD OF MADINGLEY | Director | 1 | 2006 | ||
| BRYAN JOHN H | Director | 7 | 2006–2012 | ||
| DAHLBACK CLAES | Director | 12 | 2006–2015 | ||
| FRIEDMAN STEPHEN | Director | 8 | 2006–2013 | ||
| JULIBER LOIS D | Director | 6 | 2006–2012 | ||
| LIDDY EDWARD M | Director | 3 | 2006–2007 | ||
| GEORGE WILLIAM W | Director | 18 | 2007–2019 | ||
| SIMMONS RUTH J | Director | 3 | 2007–2010 | ||
| EVANS J. MICHAEL | Officer | Vice Chairman | 17 | 2008–2013 | |
| SHERWOOD MICHAEL S | Officer | Vice Chairman | 38 | 2008–2016 | |
| MITTAL LAKSHMI N | Director | 36 | 2008–2026 | ||
| SCHIRO JAMES J | Director | 6 | 2009–2014 | ||
| Scott H Lee Jr | Director | 2 | 2010–2011 | ||
| Cooper Edith W | Officer | EVP, Global Head of HCM | 24 | 2011–2017 | |
| Rogers John F.W. | Officer | EVP-Chief of Staff & Secretary; Executive Vice President | 52 | 2011–2026 | |
| Spar Debora L | Director | 10 | 2011–2017 | ||
| BURNS M MICHELE | Director | 17 | 2011–2026 | person page Fuzzy | |
| Schwartz Mark | Officer | Vice Chairman | 12 | 2012–2016 | |
| Ogunlesi Adebayo O. | Director | 23 | 2012–2024 | ||
| Tucker Mark | Director | 6 | 2012–2017 | ||
| SCHWARTZ HARVEY M | Officer | Executive Vice President - CFO; President and Co-COO; President and Co-COO; CFO | 14 | 2013–2017 | |
| OPPENHEIMER PETER | Director | 30 | 2014–2026 | ||
| Flaherty Mark A. | Director | 20 | 2014–2026 | ||
| Winkelman Marius O | Director | 17 | 2014–2023 | person page Fuzzy | |
| Kullman Ellen Jamison | Director | 17 | 2016–2026 | ||
| GNODDE RICHARD J | Officer | Vice Chairman | 7 | 2017–2018 | person page Fuzzy |
| SALAME PABLO J | Officer | Vice Chairman | 8 | 2017–2018 | |
| SOLOMON DAVID M | Director,Officer; Officer | Chairman of the Board and CEO; President and Co-COO; President and COO | 40 | 2017–2026 | |
| LEE BRIAN J | Officer | Chief Risk Officer; Principal Accounting Officer | 21 | 2017–2024 | |
| CHAVEZ R. MARTIN | Officer | Executive Vice President - CFO | 4 | 2017–2018 | |
| HOLMES DANE E | Officer | EVP, Global Head of HCM | 6 | 2018–2019 | person page Fuzzy |
| SEYMOUR KAREN PATTON | Officer | Executive VP - General Counsel | 6 | 2018–2021 | |
| Jay Sachs LLC | Director | 1 | 2018 | ||
| Faust Drew G | Director | 6 | 2018–2023 | ||
| O'NEILL TIMOTHY J. | Officer | Vice Chairman | 1 | 2018 | |
| WALDRON JOHN E. | Director,Officer; Officer | President and COO | 14 | 2018–2026 | |
| SCHERR STEPHEN M | Officer | CFO; Executive Vice President - CFO | 5 | 2018–2021 | |
| Tighe Jan E | Director | 17 | 2018–2026 | ||
| HAMMACK ELIZABETH M | Officer | Global Treasurer | 5 | 2019–2021 | |
| STEIN LAURENCE | Officer | Chief Administrative Officer | 10 | 2019–2022 | |
| FREDMAN SHEARA J | Officer | Chief Accounting Officer | 17 | 2019–2026 | |
| GOLDMAN SACHS & CO. LLC | TenPercentOwner | 1 | 2019 | ||
| GOLDMAN SACHS GROUP INC | TenPercentOwner | 1 | 2019 | ||
| Ruemmler Kathryn H. | Officer | Chief Legal Officer, GC; EVP, Chief Legal Officer, GC | 13 | 2021–2026 | |
| HARRIS KIMBERLEY D. | Director | 6 | 2021–2026 | ||
| UHL JESSICA R. | Director | 7 | 2021–2024 | ||
| BERLINSKI PHILIP R. | Officer | Global Treasurer | 8 | 2021–2024 | |
| COLEMAN DENIS P. | Officer | Chief Financial Officer | 15 | 2022–2026 | |
| LESLIE ERICKA T | Officer | Chief Administrative Officer | 8 | 2022–2026 | |
| JOHNSON KEVIN R | Director | 16 | 2022–2026 | ||
| Montag Thomas K. | Director | 8 | 2023–2026 | ||
| HALIO CAREY | Officer | Global Treasurer | 6 | 2024–2026 | |
| HESS JOHN B | Director | 8 | 2024–2026 | ||
| GOLTEN ALEX S | Officer | CHIEF RISK OFFICER | 9 | 2025–2026 | |
| McClure Kathleen R | Director | 5 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | GOLDMAN SACHS GROUP, INC. (THE) | NY | State business registries | name and state |
| Business registration | The Goldman Sachs Group, Inc. | NY | State business registries | name and state |
| Business registration | THE GOLDMAN SACHS GROUP, INC. | NY | State business registries | name and state |
| Business registration | THE GOLDMAN SACHS GROUP, INC. | NY | State business registries | name and state |
| Business registration | THE GOLDMAN SACHS GROUP, INC. | NY | State business registries | name and state |
| Business registration | THE GOLDMAN SACHS GROUP, INC. | NY | State business registries | name and state |
| Business registration | THE GOLDMAN SACHS GROUP, INC. | NY | State business registries | name and state |
| Contractor | The Goldman Sachs Group Inc | NY | Nonprofit contractors (Form 990) | name and state |
| Plan sponsor | THE GOLDMAN SACHS GROUP, INC. | NY | Form 5500 (employee benefit plans) | name and state |
| Lobbying client | GOLDMAN SACHS GROUP INC | NY | Federal lobbying (LDA) | name and state |
| Lobbying client | THE GOLDMAN SACHS GROUP, INC. | NY | Federal lobbying (LDA) | name and state |
| Lobbying client | THE GOLDMAN SACHS GROUP, INC. | NY | Federal lobbying (LDA) | name and state |
| SEC filer | GOLDMAN SACHS GROUP INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | SARATOGA SPRINGS LLC | State business registries | EIN (EXACT, as the state registration reports it) | |
| Form 5500 plan sponsor | THE GOLDMAN SACHS GROUP, INC. | EIN (EXACT) | ||
| Person page | Dane E Holmes | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Marius O Winkelman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | M Michele Burns | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Richard J Gnodde | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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- LABRANCHE & CO INC NY
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- STOCKTRADE NETWORK INC NY
- Dominari Holdings Inc. NY
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- GREENHILL & CO INC NY
In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Security Brokers, Dealers & Flotation Companies · Finance