IPO registrations (S-1, F-1) · Registrants

LABRANCHE & CO INC

SEC CIK

1089044 · filings on EDGAR ↗

Registration

Form S-1, first filed 1999-06-18, last 1999-08-18; 1 initial registration, 4 amendments

Outcome

Final prospectus filed 1999-08-20

Industry (SIC)

Security Brokers, Dealers & Flotation Companies 6211

Incorporated in

DE

Business address

ONE EXCHANGE PLAZA, New York, NY 10006-3008

EIN

13-4064735

EDGAR entity type

operating

Insiders and CEO pay

LABRANCHE & CO INC on the corporate pages

Offering terms

Proposed price range

$15.00–$17.00 per share (S-1/A filed 1999-08-18)

Final price

$14.00 per share, below the range (424B4 filed 1999-08-20, an initial public offering)

Shares sold

10,500,000

Gross proceeds

$147,000,000 before underwriting discounts and any over-allotment option

Listing

NYSE under the symbol LAB

Lead underwriters

Citigroup (4,552,000 shares)

Syndicate

Donaldson, Lufkin & Jenrette (4,552,000); ABN AMRO (185,000); Allen & Company (63,000); Bear Stearns (63,000); CIBC World Markets (63,000); Goldman Sachs (63,000); Lehman Brothers (63,000); Merrill Lynch (63,000); J.P. Morgan (63,000); Morgan Stanley (63,000); PaineWebber (63,000); Prudential Securities (63,000); Schroder & Co. Inc (63,000); UBS (63,000); J.C. Bradford & Co (35,000); The Chapman Company (35,000); Doft & Co., Inc (35,000); Doley Securities, Inc (35,000); HSBC (35,000); Jefferies (35,000); KBW (35,000); Legg Mason (35,000); Putnam, Lovell, de la Guardiola & Thornton, Inc (35,000); Truist Securities (35,000); Sands Brothers & Co., Ltd (35,000); Muriel Siebert & Co. (35,000); Southwest Securities, Inc (35,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

On this site

• Business registration: LABRANCHE & CO INC. Fuzzy (name and state)
• Form 5500 plan sponsor: LABRANCHE & CO INC. EXACT (EIN (EXACT))
• SEC filer: LABRANCHE & CO INC EXACT (CIK (EXACT))
• Person page: Alfred O Hayward Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
• Person page: Donald E Kiernan Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
• Person page: Robert E Torray Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))

Filings 8

Prospectus pages read 2

Officers, directors and large holders Forms 3, 4 and 5

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Security Brokers, Dealers & Flotation Companies, NY first:

• DIRECT MARKETS HOLDINGS CORP. NY
• KBW, INC. NY
• CANTOR FITZGERALD & CO NY
• INSTINET GROUP INC NY
• CBNY INVESTMENT SERVICES CORP NY
• STOCKTRADE NETWORK INC NY
• Dominari Holdings Inc. NY
• MARKETAXESS HOLDINGS INC NY
• GREENHILL & CO INC NY
• Cowen Holdings, Inc. NY

More with this interest.

In other datasets, the same topic (Finance) in NY:

• Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))

Interests: Security Brokers, Dealers & Flotation Companies · Finance