IPO registrations (S-1, F-1) · Registrants
CANTOR FITZGERALD & CO
- SEC CIK
- 1127534 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2004-08-24, last 2006-10-16; 1 initial registration, 7 amendments
- Outcome
- No final prospectus, effectiveness notice or withdrawal within two years of the registration
- Industry (SIC)
- Security Brokers, Dealers & Flotation Companies 6211
- Incorporated in
- NY
- Business address
- ONE WORLD TRADE CTR, 104TH FL, New York, NY 10048
- EIN
- 13-3680184
- EDGAR entity type
- other
On this site
- Investment adviser (Form ADV): CANTOR FITZGERALD & CO. ↗ Fuzzy (name and state)
- Business registration: CANTOR FITZGERALD AND CO Fuzzy (name and state)
- Business registration: Cantor Fitzgerald & Co. Fuzzy (name and state)
- Federal award recipient: CANTOR FITZGERALD & CO Fuzzy (name and state)
- Lobbying client: CANTOR FITZGERALD & CO Fuzzy (name and state)
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-08-24 | S-1 | S-1 (registration) | CANTOR FITZGERALD & CO | 0000950136-04-002743 ↗ |
| 2004-11-17 | S-1/A | S-1/A (amendment) | CANTOR FITZGERALD & CO | 0000950136-04-004033 ↗ |
| 2005-03-14 | S-1/A | S-1/A (amendment) | CANTOR FITZGERALD & CO | 0000950136-05-001330 ↗ |
| 2006-03-10 | S-1/A | S-1/A (amendment) | CANTOR FITZGERALD & CO | 0000950136-06-001828 ↗ |
| 2006-05-11 | S-1/A | S-1/A (amendment) | CANTOR FITZGERALD & CO | 0000950136-06-003719 ↗ |
| 2006-08-04 | S-1/A | S-1/A (amendment) | CANTOR FITZGERALD & CO | 0000950136-06-006348 ↗ |
| 2006-09-13 | S-1/A | S-1/A (amendment) | CANTOR FITZGERALD & CO | 0000950136-06-007692 ↗ |
| 2006-10-16 | S-1/A | S-1/A (amendment) | CANTOR FITZGERALD & CO | 0000950136-06-008605 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-08-04 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2006-09-13 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2006-10-16 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Investment adviser | CANTOR FITZGERALD & CO. | NY | Investment advisers (Form ADV) | name and state |
| Business registration | CANTOR FITZGERALD AND CO | NY | State business registries | name and state |
| Business registration | Cantor Fitzgerald & Co. | NY | State business registries | name and state |
| Federal award recipient | CANTOR FITZGERALD & CO | NY | Federal spending (USAspending) | name and state |
| Lobbying client | CANTOR FITZGERALD & CO | NY | Federal lobbying (LDA) | name and state |
| Trademark owner | Cantor Fitzgerald & Co. | NY | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Security Brokers, Dealers & Flotation Companies, NY first:
- DIRECT MARKETS HOLDINGS CORP. NY
- KBW, INC. NY
- LABRANCHE & CO INC NY
- INSTINET GROUP INC NY
- CBNY INVESTMENT SERVICES CORP NY
- STOCKTRADE NETWORK INC NY
- Dominari Holdings Inc. NY
- MARKETAXESS HOLDINGS INC NY
- GREENHILL & CO INC NY
- Cowen Holdings, Inc. NY
In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Security Brokers, Dealers & Flotation Companies · Finance