IPO registrations (S-1, F-1) · Registrants

Dominari Holdings Inc.

SEC CIK
12239 · filings on EDGAR ↗
Name on the registration
Aikido Pharma Inc.
Former names
Aikido Pharma Inc. (2021–2022); AIkido Pharma Inc. (2021–2022); SPHERIX INC (2001–2020); BIOSPHERICS INC (1995–2001)
Registration
Form S-1, first filed 2010-07-02, last 2020-08-26; 6 initial registrations, 19 amendments
Outcome
Final prospectus filed 2010-10-12; declared effective 2010-10-06; withdrawal requested 2013-12-10
Industry (SIC)
Security Brokers, Dealers & Flotation Companies 6211
Incorporated in
DE
Business address
725 FIFTH AVENUE, 22ND FLOOR, New York, NY 10022
EIN
52-0849320
Ticker
DOMH (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
Dominari Holdings Inc. on the corporate pages

Filings 48

FiledFormWhat it isName as filedEDGAR
2010-07-02S-1S-1 (registration)SPHERIX INC0001104659-10-036908 ↗
2010-09-03S-1/AS-1/A (amendment)SPHERIX INC0001104659-10-047281 ↗
2010-09-17S-1/AS-1/A (amendment)SPHERIX INC0001104659-10-048988 ↗
2010-09-23S-1/AS-1/A (amendment)SPHERIX INC0001104659-10-049675 ↗
2010-10-04S-1/AS-1/A (amendment)SPHERIX INC0001104659-10-051102 ↗
2010-10-06S-1/AS-1/A (amendment)SPHERIX INC0001104659-10-051395 ↗
2010-10-06EFFECTEFFECT (declared effective)SPHERIX INC9999999995-10-002875 ↗
2010-10-12424B4424B4 (final prospectus)SPHERIX INC0001104659-10-052018 ↗
2011-06-08EFFECTEFFECT (declared effective)SPHERIX INC9999999995-11-001767 ↗
2011-06-08EFFECTEFFECT (declared effective)SPHERIX INC9999999995-11-001790 ↗
2011-06-08EFFECTEFFECT (declared effective)SPHERIX INC9999999995-11-001791 ↗
2011-06-08EFFECTEFFECT (declared effective)SPHERIX INC9999999995-11-001794 ↗
2011-11-21EFFECTEFFECT (declared effective)SPHERIX INC9999999995-11-003360 ↗
2013-12-10S-1S-1 (registration)SPHERIX INC0001415889-13-002540 ↗
2013-12-10RWRW (withdrawal request)SPHERIX INC0001415889-13-002542 ↗
2014-01-06RWRW (withdrawal request)SPHERIX INC0001415889-14-000039 ↗
2014-01-14S-1/AS-1/A (amendment)SPHERIX INC0001415889-14-000129 ↗
2014-01-21S-1/AS-1/A (amendment)SPHERIX INC0001415889-14-000195 ↗
2014-01-24EFFECTEFFECT (declared effective)SPHERIX INC9999999995-14-000204 ↗
2014-04-16EFFECTEFFECT (declared effective)SPHERIX INC9999999995-14-001012 ↗
2014-05-16EFFECTEFFECT (declared effective)SPHERIX INC9999999995-14-001509 ↗
2014-05-16EFFECTEFFECT (declared effective)SPHERIX INC9999999995-14-001513 ↗
2014-11-18EFFECTEFFECT (declared effective)SPHERIX INC9999999995-14-003446 ↗
2015-09-22S-1S-1 (registration)SPHERIX INC0001615774-15-002648 ↗
2015-10-07S-1/AS-1/A (amendment)SPHERIX INC0001615774-15-002859 ↗
2015-10-23S-1/AS-1/A (amendment)SPHERIX INC0001615774-15-003005 ↗
2015-11-06S-1/AS-1/A (amendment)SPHERIX INC0001615774-15-003148 ↗
2015-11-17S-1/AS-1/A (amendment)SPHERIX INC0001615774-15-003339 ↗
2015-11-30S-1/AS-1/A (amendment)SPHERIX INC0001615774-15-003500 ↗
2015-12-01EFFECTEFFECT (declared effective)SPHERIX INC9999999995-15-003166 ↗
2015-12-02S-1MEFS-1MEF (added securities)SPHERIX INC0001615774-15-003543 ↗
2017-05-24S-1S-1 (registration)SPHERIX INC0001615774-17-002674 ↗
2017-07-05S-1/AS-1/A (amendment)SPHERIX INC0001615774-17-003480 ↗
2017-07-17S-1/AS-1/A (amendment)SPHERIX INC0001615774-17-003655 ↗
2017-07-18S-1/AS-1/A (amendment)SPHERIX INC0001615774-17-003694 ↗
2017-07-18S-1/AS-1/A (amendment)SPHERIX INC0001615774-17-003701 ↗
2017-07-18EFFECTEFFECT (declared effective)SPHERIX INC9999999995-17-001844 ↗
2017-07-20424B4424B4 (final prospectus)SPHERIX INC0001615774-17-003742 ↗
2018-01-19EFFECTEFFECT (declared effective)SPHERIX INC9999999995-18-000173 ↗
2020-01-31S-1S-1 (registration)SPHERIX INC0001213900-20-002270 ↗
2020-02-27S-1/AS-1/A (amendment)SPHERIX INC0001213900-20-004859 ↗
2020-02-28S-1/AS-1/A (amendment)SPHERIX INC0001213900-20-005069 ↗
2020-03-03EFFECTEFFECT (declared effective)SPHERIX INC9999999995-20-000458 ↗
2020-03-04424B4424B4 (final prospectus)SPHERIX INC0001213900-20-005413 ↗
2020-06-18EFFECTEFFECT (declared effective)Aikido Pharma Inc.9999999995-20-001472 ↗
2020-08-17S-1S-1 (registration)Aikido Pharma Inc.0001213900-20-022526 ↗
2020-08-26S-1/AS-1/A (amendment)Aikido Pharma Inc.0001213900-20-023874 ↗
2021-04-21RWRW (withdrawal request)AIkido Pharma Inc.0001213900-21-022386 ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
VanderZanden Robert JDirector232006–2022
BROWN DOUGLAS TDirector142006–2015
COX PAUL JRDirector; Director,OfficerChairman of the Board42006–2008
CREEL GEORGE CDirector32006–2007
Lodder Robert ADirector; Director,Officer; Officer; OtherPresident62006–2013
CLAYTON ROBERTOfficerCFO AND TREASURER; CFO & Treasurer; Dir. of Finance & Treasurer52006–2013
DOWNS ROGER AOfficerVP, InfoSpherix Operations12006
LEVIN RICHARD COLEMANOfficerExecutive VP, CFO & Treasurer12006
Lowe Jeffrey TOfficerVP, Corp. Communications12006
Wade Steven MOfficerVP, Info. Tech., InfoSpherix12006
LEVIN GILBERT VDirector,Officer,TenPercentOwner; Director,TenPercentOwnerExecutive Officer32007–2010
Kruger Claire LDirector,OfficerCEO22007–2011
Aristides MelissaratosDirector62008–2012
Peter ThomasDirector52009–2012
Karr Edward MDirector52012–2014
Kesner Harvey JDirector; Director,OfficerINTERIM CEO122012–2014
Rockstar Consortium US LPTenPercentOwner12013
Hayes AnthonyDirector; Director,Officer; Director,Officer,TenPercentOwner; OfficerCEO; Chief Executive Officer; CHIEF EXECUTIVE OFFICER582013–2026
POLLACK MICHAEL HOfficerInterim CFO12013
Poltorak Alexander I.Director42013–2015
Cohen RichardOfficerChief Financial Officer12014
Ballabon JeffreyDirector42015–2016
Reiner FrankOfficerInterim CFO22015–2016
LEDWICK TIM SDirector; OfficerChief Financial Officer132015–2026
GOLDBERG HOWARD EDirector42015–2016
Weisblum EricDirector42016–2018
Blattner Gregory JamesDirector92018–2026
Dudley Robert FrederickDirector52020–2025
LeMire PaulDirector42020–2022
Wool Kyle MichaelDirector; Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner; OfficerCEO; President502021–2026
Yu SooDirector; Director,TenPercentOwner432022–2025
Devall Christopher FranklinOfficerChief Operating Officer; COO112023–2026
Way GeorgeOfficerChief Financial Officer22023
Haug KyleDirector42023–2026
Mercado Jaime Jr.OfficerChief Compliance Officer12024
Lieberman Ronald J.Director32025
Parsley Brian KeithDirector32025–2026
Lieberman Ronald CraigDirector32025

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2014-04-08SPHERIX INCOther Technology$4,446,274$4,446,081981

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.