IPO registrations (S-1, F-1) · Registrants
Dominari Holdings Inc.
- SEC CIK
- 12239 · filings on EDGAR ↗
- Name on the registration
- Aikido Pharma Inc.
- Former names
- Aikido Pharma Inc. (2021–2022); AIkido Pharma Inc. (2021–2022); SPHERIX INC (2001–2020); BIOSPHERICS INC (1995–2001)
- Registration
- Form S-1, first filed 2010-07-02, last 2020-08-26; 6 initial registrations, 19 amendments
- Outcome
- Final prospectus filed 2010-10-12; declared effective 2010-10-06; withdrawal requested 2013-12-10
- Industry (SIC)
- Security Brokers, Dealers & Flotation Companies 6211
- Incorporated in
- DE
- Business address
- 725 FIFTH AVENUE, 22ND FLOOR, New York, NY 10022
- EIN
- 52-0849320
- Ticker
- DOMH (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Dominari Holdings Inc. on the corporate pages
On this site
- Business registration: Dominari Holdings Inc. Fuzzy (name and state)
- Form 5500 plan sponsor: DOMINARI HOLDINGS INC EXACT (EIN (EXACT))
- Form D issuer: SPHERIX INC EXACT (CIK (EXACT))
- SEC filer: Aikido Pharma Inc. EXACT (CIK (EXACT))
Filings 48
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2010-07-02 | S-1 | S-1 (registration) | SPHERIX INC | 0001104659-10-036908 ↗ |
| 2010-09-03 | S-1/A | S-1/A (amendment) | SPHERIX INC | 0001104659-10-047281 ↗ |
| 2010-09-17 | S-1/A | S-1/A (amendment) | SPHERIX INC | 0001104659-10-048988 ↗ |
| 2010-09-23 | S-1/A | S-1/A (amendment) | SPHERIX INC | 0001104659-10-049675 ↗ |
| 2010-10-04 | S-1/A | S-1/A (amendment) | SPHERIX INC | 0001104659-10-051102 ↗ |
| 2010-10-06 | S-1/A | S-1/A (amendment) | SPHERIX INC | 0001104659-10-051395 ↗ |
| 2010-10-06 | EFFECT | EFFECT (declared effective) | SPHERIX INC | 9999999995-10-002875 ↗ |
| 2010-10-12 | 424B4 | 424B4 (final prospectus) | SPHERIX INC | 0001104659-10-052018 ↗ |
| 2011-06-08 | EFFECT | EFFECT (declared effective) | SPHERIX INC | 9999999995-11-001767 ↗ |
| 2011-06-08 | EFFECT | EFFECT (declared effective) | SPHERIX INC | 9999999995-11-001790 ↗ |
| 2011-06-08 | EFFECT | EFFECT (declared effective) | SPHERIX INC | 9999999995-11-001791 ↗ |
| 2011-06-08 | EFFECT | EFFECT (declared effective) | SPHERIX INC | 9999999995-11-001794 ↗ |
| 2011-11-21 | EFFECT | EFFECT (declared effective) | SPHERIX INC | 9999999995-11-003360 ↗ |
| 2013-12-10 | S-1 | S-1 (registration) | SPHERIX INC | 0001415889-13-002540 ↗ |
| 2013-12-10 | RW | RW (withdrawal request) | SPHERIX INC | 0001415889-13-002542 ↗ |
| 2014-01-06 | RW | RW (withdrawal request) | SPHERIX INC | 0001415889-14-000039 ↗ |
| 2014-01-14 | S-1/A | S-1/A (amendment) | SPHERIX INC | 0001415889-14-000129 ↗ |
| 2014-01-21 | S-1/A | S-1/A (amendment) | SPHERIX INC | 0001415889-14-000195 ↗ |
| 2014-01-24 | EFFECT | EFFECT (declared effective) | SPHERIX INC | 9999999995-14-000204 ↗ |
| 2014-04-16 | EFFECT | EFFECT (declared effective) | SPHERIX INC | 9999999995-14-001012 ↗ |
| 2014-05-16 | EFFECT | EFFECT (declared effective) | SPHERIX INC | 9999999995-14-001509 ↗ |
| 2014-05-16 | EFFECT | EFFECT (declared effective) | SPHERIX INC | 9999999995-14-001513 ↗ |
| 2014-11-18 | EFFECT | EFFECT (declared effective) | SPHERIX INC | 9999999995-14-003446 ↗ |
| 2015-09-22 | S-1 | S-1 (registration) | SPHERIX INC | 0001615774-15-002648 ↗ |
| 2015-10-07 | S-1/A | S-1/A (amendment) | SPHERIX INC | 0001615774-15-002859 ↗ |
| 2015-10-23 | S-1/A | S-1/A (amendment) | SPHERIX INC | 0001615774-15-003005 ↗ |
| 2015-11-06 | S-1/A | S-1/A (amendment) | SPHERIX INC | 0001615774-15-003148 ↗ |
| 2015-11-17 | S-1/A | S-1/A (amendment) | SPHERIX INC | 0001615774-15-003339 ↗ |
| 2015-11-30 | S-1/A | S-1/A (amendment) | SPHERIX INC | 0001615774-15-003500 ↗ |
| 2015-12-01 | EFFECT | EFFECT (declared effective) | SPHERIX INC | 9999999995-15-003166 ↗ |
| 2015-12-02 | S-1MEF | S-1MEF (added securities) | SPHERIX INC | 0001615774-15-003543 ↗ |
| 2017-05-24 | S-1 | S-1 (registration) | SPHERIX INC | 0001615774-17-002674 ↗ |
| 2017-07-05 | S-1/A | S-1/A (amendment) | SPHERIX INC | 0001615774-17-003480 ↗ |
| 2017-07-17 | S-1/A | S-1/A (amendment) | SPHERIX INC | 0001615774-17-003655 ↗ |
| 2017-07-18 | S-1/A | S-1/A (amendment) | SPHERIX INC | 0001615774-17-003694 ↗ |
| 2017-07-18 | S-1/A | S-1/A (amendment) | SPHERIX INC | 0001615774-17-003701 ↗ |
| 2017-07-18 | EFFECT | EFFECT (declared effective) | SPHERIX INC | 9999999995-17-001844 ↗ |
| 2017-07-20 | 424B4 | 424B4 (final prospectus) | SPHERIX INC | 0001615774-17-003742 ↗ |
| 2018-01-19 | EFFECT | EFFECT (declared effective) | SPHERIX INC | 9999999995-18-000173 ↗ |
| 2020-01-31 | S-1 | S-1 (registration) | SPHERIX INC | 0001213900-20-002270 ↗ |
| 2020-02-27 | S-1/A | S-1/A (amendment) | SPHERIX INC | 0001213900-20-004859 ↗ |
| 2020-02-28 | S-1/A | S-1/A (amendment) | SPHERIX INC | 0001213900-20-005069 ↗ |
| 2020-03-03 | EFFECT | EFFECT (declared effective) | SPHERIX INC | 9999999995-20-000458 ↗ |
| 2020-03-04 | 424B4 | 424B4 (final prospectus) | SPHERIX INC | 0001213900-20-005413 ↗ |
| 2020-06-18 | EFFECT | EFFECT (declared effective) | Aikido Pharma Inc. | 9999999995-20-001472 ↗ |
| 2020-08-17 | S-1 | S-1 (registration) | Aikido Pharma Inc. | 0001213900-20-022526 ↗ |
| 2020-08-26 | S-1/A | S-1/A (amendment) | Aikido Pharma Inc. | 0001213900-20-023874 ↗ |
| 2021-04-21 | RW | RW (withdrawal request) | AIkido Pharma Inc. | 0001213900-21-022386 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| VanderZanden Robert J | Director | 23 | 2006–2022 | ||
| BROWN DOUGLAS T | Director | 14 | 2006–2015 | ||
| COX PAUL JR | Director; Director,Officer | Chairman of the Board | 4 | 2006–2008 | |
| CREEL GEORGE C | Director | 3 | 2006–2007 | ||
| Lodder Robert A | Director; Director,Officer; Officer; Other | President | 6 | 2006–2013 | |
| CLAYTON ROBERT | Officer | CFO AND TREASURER; CFO & Treasurer; Dir. of Finance & Treasurer | 5 | 2006–2013 | |
| DOWNS ROGER A | Officer | VP, InfoSpherix Operations | 1 | 2006 | |
| LEVIN RICHARD COLEMAN | Officer | Executive VP, CFO & Treasurer | 1 | 2006 | |
| Lowe Jeffrey T | Officer | VP, Corp. Communications | 1 | 2006 | |
| Wade Steven M | Officer | VP, Info. Tech., InfoSpherix | 1 | 2006 | |
| LEVIN GILBERT V | Director,Officer,TenPercentOwner; Director,TenPercentOwner | Executive Officer | 3 | 2007–2010 | |
| Kruger Claire L | Director,Officer | CEO | 2 | 2007–2011 | |
| Aristides Melissaratos | Director | 6 | 2008–2012 | ||
| Peter Thomas | Director | 5 | 2009–2012 | ||
| Karr Edward M | Director | 5 | 2012–2014 | ||
| Kesner Harvey J | Director; Director,Officer | INTERIM CEO | 12 | 2012–2014 | |
| Rockstar Consortium US LP | TenPercentOwner | 1 | 2013 | ||
| Hayes Anthony | Director; Director,Officer; Director,Officer,TenPercentOwner; Officer | CEO; Chief Executive Officer; CHIEF EXECUTIVE OFFICER | 58 | 2013–2026 | |
| POLLACK MICHAEL H | Officer | Interim CFO | 1 | 2013 | |
| Poltorak Alexander I. | Director | 4 | 2013–2015 | ||
| Cohen Richard | Officer | Chief Financial Officer | 1 | 2014 | |
| Ballabon Jeffrey | Director | 4 | 2015–2016 | ||
| Reiner Frank | Officer | Interim CFO | 2 | 2015–2016 | |
| LEDWICK TIM S | Director; Officer | Chief Financial Officer | 13 | 2015–2026 | |
| GOLDBERG HOWARD E | Director | 4 | 2015–2016 | ||
| Weisblum Eric | Director | 4 | 2016–2018 | ||
| Blattner Gregory James | Director | 9 | 2018–2026 | ||
| Dudley Robert Frederick | Director | 5 | 2020–2025 | ||
| LeMire Paul | Director | 4 | 2020–2022 | ||
| Wool Kyle Michael | Director; Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner; Officer | CEO; President | 50 | 2021–2026 | |
| Yu Soo | Director; Director,TenPercentOwner | 43 | 2022–2025 | ||
| Devall Christopher Franklin | Officer | Chief Operating Officer; COO | 11 | 2023–2026 | |
| Way George | Officer | Chief Financial Officer | 2 | 2023 | |
| Haug Kyle | Director | 4 | 2023–2026 | ||
| Mercado Jaime Jr. | Officer | Chief Compliance Officer | 1 | 2024 | |
| Lieberman Ronald J. | Director | 3 | 2025 | ||
| Parsley Brian Keith | Director | 3 | 2025–2026 | ||
| Lieberman Ronald Craig | Director | 3 | 2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-04-08 | SPHERIX INC | Other Technology | $4,446,274 | $4,446,081 | 98 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.