IPO registrations (S-1, F-1) · Registrants
MARKETAXESS HOLDINGS INC
- SEC CIK
- 1278021 · filings on EDGAR ↗
- Former names
- MARKETAXESS HOLDING INC (2004–2004)
- Registration
- Form S-1, first filed 2004-02-11, last 2004-11-04; 1 initial registration, 9 amendments
- Outcome
- Final prospectus filed 2004-11-05
- Industry (SIC)
- Security Brokers, Dealers & Flotation Companies 6211
- Business address
- 55 HUDSON YARDS, 15TH FLOOR, New York, NY 10001
- EIN
- 52-2230784
- Ticker
- MKTX (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- MARKETAXESS HOLDINGS INC on the corporate pages
Offering terms
- Proposed price range
- $8.50–$10.50 per share (S-1/A filed 2004-11-04)
- Final price
- $11.00 per share, above the range (424B4 filed 2004-11-05, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $55,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol MKTX
- Lead underwriters
- Credit Suisse; J.P. Morgan (1,700,000 shares)
- Syndicate
- Bear Stearns (533,333); UBS (533,333); BofA Securities (533,333)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: MARKETAXESS HOLDINGS INC Fuzzy (name and state)
- Business registration: MARKETAXESS HOLDINGS INC. Fuzzy (name and state)
- Form 5500 plan sponsor: MARKETAXESS HOLDINGS INC. EXACT (EIN (EXACT))
- Lobbying client: MARKETAXESS HOLDINGS INC. Fuzzy (name and state)
- Lobbying client: MARKETAXESS HOLDINGS INC. Fuzzy (name and state)
- Lobbying client: MARKETAXESS HOLDINGS, INC. Fuzzy (name and state)
- SEC filer: MARKETAXESS HOLDINGS INC EXACT (CIK (EXACT))
- Person page: Kenneth T Schiciano Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Lesley Daniels Webster Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Stephen P Casper Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-02-11 | S-1 | S-1 (registration) | MARKETAXESS HOLDING INC | 0000950123-04-001583 ↗ |
| 2004-04-01 | S-1/A | S-1/A (amendment) | MARKETAXESS HOLDING INC | 0000950123-04-004114 ↗ |
| 2004-05-07 | S-1/A | S-1/A (amendment) | MARKETAXESS HOLDINGS INC | 0000950123-04-005945 ↗ |
| 2004-05-14 | S-1/A | S-1/A (amendment) | MARKETAXESS HOLDINGS INC | 0000950123-04-006440 ↗ |
| 2004-06-23 | S-1/A | S-1/A (amendment) | MARKETAXESS HOLDINGS INC | 0000950123-04-007711 ↗ |
| 2004-08-05 | S-1/A | S-1/A (amendment) | MARKETAXESS HOLDINGS INC | 0000950123-04-009313 ↗ |
| 2004-09-24 | S-1/A | S-1/A (amendment) | MARKETAXESS HOLDINGS INC | 0000950123-04-011341 ↗ |
| 2004-10-20 | S-1/A | S-1/A (amendment) | MARKETAXESS HOLDINGS INC | 0000950123-04-012238 ↗ |
| 2004-11-01 | S-1/A | S-1/A (amendment) | MARKETAXESS HOLDINGS INC | 0000950123-04-012751 ↗ |
| 2004-11-04 | S-1/A | S-1/A (amendment) | MARKETAXESS HOLDINGS INC | 0000950123-04-013001 ↗ |
| 2004-11-05 | 424B4 | 424B4 (final prospectus) | MARKETAXESS HOLDINGS INC | 0000950123-04-013088 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-11-04 | S-1/A | registration statement | $8.50–$10.50 | 5,000,000 | - | Nasdaq MKTX | 5 | primary document; range, shares headline, cover names 5 | document ↗ | |
| 2004-11-05 | 424B4 | final prospectus | $11.00 | 5,000,000 | $55,000,000 | Nasdaq MKTX | 5 | primary document; price sentence, shares headline, proceeds table, underwriting table 4, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Baillie Ian N | Officer | Head of MarketAxess Europe | 4 | 2006 | |
| Rucker James N B | Officer; Other | CFO; Chief Financial Officer; See remarks; See Remarks; See remarks below. | 16 | 2006–2011 | |
| Thees Thomas M | Officer; Other | Chief Operating Officer | 3 | 2006 | |
| Themelis Nicholas | Officer | Chief Information Officer; Head of Technology | 84 | 2006–2022 | |
| McVey Richard M | Director,Officer; Director,Officer,TenPercentOwner | Chairman and C.E.O.; Chairman and CEO; Chairman & C. E. O.; Chairman & C.E.O.; Chairman & CEO; Executive Chairman; President and CEO | 144 | 2006–2024 | |
| HERNANDEZ CARLOS MAURICIO | Director | 23 | 2006–2026 | ||
| Casper Stephen P | Director | 43 | 2006–2025 | person page Fuzzy | |
| GOMACH DAVID G | Director | 25 | 2006–2019 | ||
| Hersch Ronald M | Director | 27 | 2006–2017 | ||
| Lyski Wayne D | Director | 2 | 2006–2007 | ||
| Markowitz Jerome S | Director | 7 | 2006–2011 | ||
| Rohatyn Nicolas S | Director | 6 | 2006–2011 | ||
| Steinhardt John | Director | 25 | 2006–2020 | ||
| Millet T Kelley | Director,Officer; Officer | President | 19 | 2006–2011 | |
| Burkhardt Roger | Director | 12 | 2007–2012 | ||
| DREW JOHN | Other; TenPercentOwnerOther | 7 | 2008–2011 | ||
| GRIFFITH WILLIAM | Other; TenPercentOwnerOther | 7 | 2008–2011 | ||
| HOAG JAY C | Other; TenPercentOwnerOther | 7 | 2008–2011 | ||
| KIMBALL RICK | Other; TenPercentOwnerOther | 7 | 2008–2011 | ||
| REYNOLDS JON Q JR | Other; TenPercentOwnerOther | 7 | 2008–2011 | ||
| TCV Member Fund, L.P. | TenPercentOwnerOther | 5 | 2008–2011 | ||
| TCV VI L P | TenPercentOwnerOther | 5 | 2008–2011 | ||
| Technology Crossover Management VI, L.L.C. | TenPercentOwnerOther | 5 | 2008–2011 | ||
| Trudeau Robert | Director; DirectorOther; Director,TenPercentOwnerOther | 9 | 2008–2011 | ||
| DELISE ANTONIO L | Officer | Chief Financial Officer; Global Head of Corp. Dev. | 58 | 2010–2022 | |
| Brown-Hruska Sharon | Director | President | 4 | 2010–2012 | |
| Sullivan James Joseph | Director | 11 | 2012–2019 | ||
| Begleiter Steven L | Director | 19 | 2012–2026 | ||
| WEBSTER LESLEY DANIELS | Director | 3 | 2013–2014 | person page Fuzzy | |
| Chwick Jane | Director | 17 | 2013–2026 | ||
| Cruger William Frank Jr. | Director | 16 | 2013–2026 | ||
| Roupie Christophe Pierre Daniel | Officer | Head of EMEA and APAC; Head of Europe & Asia | 27 | 2017–2025 | |
| KETCHUM RICHARD G | Director | 11 | 2017–2026 | ||
| McPherson Kevin M | Officer | Chief Revenue Officer; Global Head of Sales | 42 | 2017–2026 | |
| Portney Emily Hope | Director | 13 | 2017–2026 | ||
| CONCANNON CHRISTOPHER R | Director,Officer | Chief Executive Officer; President and COO; President & COO | 24 | 2019–2026 | |
| Altobello Nancy A. | Director | 9 | 2019–2026 | ||
| Prager Richard Leon | Director | 11 | 2019–2023 | ||
| Gmelich Justin Gerald | Director | 5 | 2019–2022 | ||
| Pintoff Scott | Officer | General Counsel; General Counsel and Secretary | 33 | 2020–2026 | |
| Gibson Kourtney | Director | 8 | 2020–2026 | ||
| Li Xiaojia Charles | Director | 3 | 2021–2022 | ||
| Gerosa Christopher N. | Officer | Chief Financial Officer | 8 | 2021–2024 | |
| Panchal Naineshkumar Shantilal | Officer | Chief Information Officer | 10 | 2022–2026 | |
| Cianciulli Michael R. | Officer | Head of External Reporting; Head of Ext Rep & Comp Accting | 5 | 2024–2025 | |
| Fiszel Bieler Ilene | Officer | Chief Financial Officer | 6 | 2024–2026 | |
| Hoornweg Roberto | Director | 4 | 2025–2026 | ||
| Mirwani Nitin A | Officer | Chief Accounting Officer | 2 | 2025–2026 | |
| Berry Dean | Officer | Group COO & CEO, EMEA & APAC | 2 | 2025 | |
| Cifu Douglas A | Director | 3 | 2026 | ||
| SCHICIANO KENNETH T | Director | 3 | 2026 | person page Fuzzy | |
| Quan William | Officer | Chief Technology Officer | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | MARKETAXESS HOLDINGS INC | NY | State business registries | name and state |
| Business registration | MARKETAXESS HOLDINGS INC. | NY | State business registries | name and state |
| Plan sponsor | MARKETAXESS HOLDINGS INC. | NY | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Lobbying client | MARKETAXESS HOLDINGS INC. | NY | Federal lobbying (LDA) | name and state |
| Lobbying client | MARKETAXESS HOLDINGS INC. | NY | Federal lobbying (LDA) | name and state |
| Lobbying client | MARKETAXESS HOLDINGS, INC. | NY | Federal lobbying (LDA) | name and state |
| Nonprofit | MARKETAXESS CHARITABLE FOUNDATION | NY | Nonprofits (IRS Form 990) | same street address and ZIP code, 55 HUDSON YARDS 15TH FL 10001 (FUZZY: a shared address, not proof of a shared organization) |
| Patent assignee | MarketAxess Holdings, Inc. | NY | Patents (USPTO) | name and state |
| SEC filer | MARKETAXESS HOLDINGS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | MarketAxess Holdings Inc. | NY | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | MARKETAXESS HOLDINGS INC. | EIN (EXACT) | ||
| Person page | Kenneth T Schiciano | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Lesley Daniels Webster | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Stephen P Casper | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Security Brokers, Dealers & Flotation Companies, NY first:
- DIRECT MARKETS HOLDINGS CORP. NY
- KBW, INC. NY
- LABRANCHE & CO INC NY
- CANTOR FITZGERALD & CO NY
- INSTINET GROUP INC NY
- CBNY INVESTMENT SERVICES CORP NY
- STOCKTRADE NETWORK INC NY
- Dominari Holdings Inc. NY
- GREENHILL & CO INC NY
- Cowen Holdings, Inc. NY
In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Security Brokers, Dealers & Flotation Companies · Finance