IPO registrations (S-1, F-1) · Registrants
GREENHILL & CO INC
- SEC CIK
- 1282977 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2004-03-11, last 2005-05-06; 2 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2004-05-06; withdrawal requested 2006-05-02
- Industry (SIC)
- Security Brokers, Dealers & Flotation Companies 6211
- Incorporated in
- DE
- Business address
- 1271 AVENUE OF THE AMERICAS, New York, NY 10020
- EIN
- 51-0500737
- EDGAR entity type
- operating
- Insiders and CEO pay
- GREENHILL & CO INC on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2004-05-05)
- Final price
- $17.50 per share, above the range (424B4 filed 2004-05-06, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $87,500,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol GHL
- Lead underwriters
- Goldman Sachs
- Syndicate
- Lehman Brothers (1,325,000); UBS (1,325,000); KBW (375,000); Wachovia (375,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: GREENHILL & CO INC Fuzzy (name and state)
- Business registration: Greenhill & Co., LLC Fuzzy (name and state)
- Business registration: GREENHILL & CO., LLC Fuzzy (name and state)
- Business registration: GREENHILL & CO., LLC Fuzzy (name and state)
- Business registration: GREENHILL & CO., LLC Fuzzy (name and state)
- Form 5500 plan sponsor: GREENHILL & CO., INC. EXACT (EIN (EXACT))
- Federal award recipient: GREENHILL & CO., LLC Fuzzy (name and state)
- Form D issuer: GREENHILL & CO INC EXACT (CIK (EXACT))
- SEC filer: GREENHILL & CO INC EXACT (CIK (EXACT))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-03-11 | S-1 | S-1 (registration) | GREENHILL & CO INC | 0000950136-04-000707 ↗ |
| 2004-04-09 | S-1/A | S-1/A (amendment) | GREENHILL & CO INC | 0000950136-04-001111 ↗ |
| 2004-04-16 | S-1/A | S-1/A (amendment) | GREENHILL & CO INC | 0000950136-04-001178 ↗ |
| 2004-04-20 | S-1/A | S-1/A (amendment) | GREENHILL & CO INC | 0000950136-04-001210 ↗ |
| 2004-04-30 | S-1/A | S-1/A (amendment) | GREENHILL & CO INC | 0000950136-04-001371 ↗ |
| 2004-05-05 | S-1/A | S-1/A (amendment) | GREENHILL & CO INC | 0000950136-04-001414 ↗ |
| 2004-05-06 | 424B4 | 424B4 (final prospectus) | GREENHILL & CO INC | 0000950136-04-001439 ↗ |
| 2005-04-15 | S-1 | S-1 (registration) | GREENHILL & CO INC | 0000950103-05-001232 ↗ |
| 2005-04-28 | S-1/A | S-1/A (amendment) | GREENHILL & CO INC | 0000950136-05-002385 ↗ |
| 2005-05-06 | S-1/A | S-1/A (amendment) | GREENHILL & CO INC | 0000950136-05-002563 ↗ |
| 2005-05-11 | 424B4 | 424B4 (final prospectus) | GREENHILL & CO INC | 0000950136-05-002681 ↗ |
| 2006-05-02 | RW | RW (withdrawal request) | GREENHILL & CO INC | 0000950136-06-003345 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-05-05 | S-1/A | registration statement | $14.00–$16.00 | 5,000,000 | - | NYSE GHL | 5 | primary document; range, shares headline, cover names 5 | document ↗ | |
| 2004-05-06 | 424B4 | final prospectus | $17.50 | 5,000,000 | $87,500,000 | NYSE GHL | 5 | primary document; price sentence, shares headline, proceeds table, underwriting table 4, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DANFORTH JOHN C | Director | 37 | 2006–2014 | ||
| GOLDSTONE STEVEN F | Director | 62 | 2006–2021 | ||
| KEY STEPHEN L | Director | 58 | 2006–2020 | ||
| SAWHILL ISABEL V | Director | 14 | 2006–2009 | ||
| BOK SCOTT L | Director,Officer; Director,Officer,TenPercentOwner | Chairman & CEO; Chief Executive Officer; Co-Chief Executive Officer; U.S. President | 60 | 2006–2023 | |
| BORROWS SIMON A | Director,Officer | Co-Chief Executive Officer; Managing Director; Non-U.S. President | 16 | 2006–2010 | |
| Ekman Ulrika | Director; Officer | General Counsel | 24 | 2006–2023 | |
| GREENHILL ROBERT F | Director,Officer,TenPercentOwner; DirectorOther; Director,TenPercentOwnerOther | Chairman and CEO; Chrm&CEO, Greenhill Fam LP 10% | 36 | 2006–2020 | |
| LIU JOHN D | Director; Officer | Chief Executive Officer; Chief Financial Officer | 33 | 2006–2023 | |
| NIEHAUS ROBERT H | Officer | Chairman, GCP; Chairman, GCP L.P.; Chm., Greenhill C P, L.P.; Chmn, Greenhill Cap Ptners LP; Chrmn, Greenhill Cap Ptners LP | 14 | 2006–2010 | |
| RODRIGUEZ HAROLD J JR | Officer | Chief Administrative Officer; Chief Compliance Officer; Chief Financial Officer; Chief Operating Officer; Managing Director-Finance; Mg. Dir-Fin, regn. & Ops; Mg. Dir-Fin, Regn. & Ops. | 42 | 2006–2022 | |
| Ganz Jodi B. | Officer | Acting General Counsel; General Counsel | 4 | 2008–2009 | |
| Lieb Richard J | Officer | Chief Financial Officer | 17 | 2008–2012 | |
| BLAKELY ROBERT T | Director | 23 | 2009–2017 | ||
| Buckalew Jeffrey F | Officer | Managing Director | 5 | 2010–2011 | |
| Cassin Brian J. | Officer | Managing Director | 4 | 2010–2011 | |
| Roy Colin T | Officer | Managing Director | 4 | 2010–2011 | |
| Wyles David | Officer | Managing Director; President | 31 | 2010–2023 | |
| Grubb Christopher Thomas | Officer | Chief Financial Officer | 9 | 2012–2016 | |
| Solotar Gavin Dean | Officer | General Counsel | 5 | 2012–2014 | |
| ROBARDS KAREN P | Director | 35 | 2013–2021 | ||
| Moran Patricia | Officer | Chief Legal Officer | 7 | 2014–2016 | |
| Costantino Kevin M | Officer | President | 20 | 2015–2023 | |
| HARTZBAND MERYL D | Director | 21 | 2018–2023 | ||
| Faleiro Gitanjali Pinto | Officer | General Counsel | 13 | 2020–2023 | |
| Ferro Kevin | Director | 14 | 2021–2023 | ||
| Lasky Mark | Officer | Chief Financial Officer | 3 | 2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2017-10-05 | GREENHILL & CO INC | Investment Banking | $20,000,000 | $20,000,000 | 3 | 1 |
| 2015-04-16 | GREENHILL & CO INC | Investment Banking | $44,150,592 | $30,905,351 | 8 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | GREENHILL & CO INC | NY | State business registries | name and state |
| Business registration | Greenhill & Co., LLC | NY | State business registries | name and state |
| Business registration | GREENHILL & CO., LLC | NY | State business registries | name and state |
| Business registration | GREENHILL & CO., LLC | NY | State business registries | name and state |
| Business registration | GREENHILL & CO., LLC | NY | State business registries | name and state |
| Contractor | Greenhill & Co LLC | NY | Nonprofit contractors (Form 990) | name and state |
| Plan sponsor | GREENHILL AND CO., INC. | NY | Form 5500 (employee benefit plans) | name and state |
| Plan sponsor | GREENHILL & CO., INC. | NY | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Federal award recipient | GREENHILL & CO., LLC | NY | Federal spending (USAspending) | name and state |
| Form D issuer | GREENHILL & CO INC | NY | Form D private offerings | CIK (EXACT) |
| SEC filer | GREENHILL & CO INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | GREENHILL & CO., INC. | NY | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | GREENHILL & CO., INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Security Brokers, Dealers & Flotation Companies, NY first:
- DIRECT MARKETS HOLDINGS CORP. NY
- KBW, INC. NY
- LABRANCHE & CO INC NY
- CANTOR FITZGERALD & CO NY
- INSTINET GROUP INC NY
- CBNY INVESTMENT SERVICES CORP NY
- STOCKTRADE NETWORK INC NY
- Dominari Holdings Inc. NY
- MARKETAXESS HOLDINGS INC NY
- Cowen Holdings, Inc. NY
In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Security Brokers, Dealers & Flotation Companies · Finance