IPO registrations (S-1, F-1) · Registrants
MMTEC, INC.
- SEC CIK
- 1742518 · filings on EDGAR ↗
- Registration
- Form F-1, first filed 2018-10-22, last 2018-12-26; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2019-01-09; declared effective 2018-12-26
- Industry (SIC)
- Security Brokers, Dealers & Flotation Companies 6211
- Incorporated in
- D8
- Business address
- ROOM 2302, 23RD FLOOR - FINANCIAL CENTER, 308 CENTRAL DES VOEUX, 308 Des Voeux Road Central
- Ticker
- MTC (Nasdaq)
- EDGAR entity type
- other
- Insiders and CEO pay
- MMTEC, INC. on the corporate pages
Offering terms
- Proposed price range
- $4.00–$4.50 per share (F-1/A filed 2018-12-26)
- Final price
- $4.00 per share, within the range (424B4 filed 2019-01-09, an initial public offering)
- Shares sold
- 1,800,000
- Gross proceeds
- $7,200,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol MTC
- Lead underwriters
- WestPark Capital, Inc (900,000 shares)
- Syndicate
- Dawson James (150,000); Newbridge Securities (250,000); WallachBeth Capital (500,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: MMTec, Inc. EXACT (CIK (EXACT))
- SEC filer: MMTEC, INC. EXACT (CIK (EXACT))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2018-10-22 | F-1 | F-1 (foreign registration) | MMTec, Inc. | 0001213900-18-014224 ↗ |
| 2018-11-21 | F-1/A | F-1/A (amendment) | MMTec, Inc. | 0001213900-18-016416 ↗ |
| 2018-12-17 | F-1/A | F-1/A (amendment) | MMTec, Inc. | 0001213900-18-017441 ↗ |
| 2018-12-26 | F-1/A | F-1/A (amendment) | MMTec, Inc. | 0001213900-18-017833 ↗ |
| 2018-12-26 | EFFECT | EFFECT (declared effective) | MMTec, Inc. | 9999999995-18-003228 ↗ |
| 2019-01-09 | 424B4 | 424B4 (final prospectus) | MMTec, Inc. | 0001213900-19-000432 ↗ |
| 2020-07-21 | EFFECT | EFFECT (declared effective) | MMTec, Inc. | 9999999995-20-001877 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2018-12-26 | F-1/A | registration statement | $4.00–$4.50 | 1,800,000 | - | Nasdaq MTC | 0 | primary document; range, shares headline | document ↗ | |
| 2019-01-09 | 424B4 | final prospectus | $4.00 | 1,800,000 | $7,200,000 | Nasdaq MTC | 4 | primary document; price sentence, shares headline, proceeds table, underwriting table 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Fu Dan | Director | 1 | 2026 | ||
| Kong Min | Director,Officer | Chief Financial Officer | 1 | 2026 | |
| Meng Qingshun | Director | 1 | 2026 | ||
| Ren Xiaofei | Director | 1 | 2026 | ||
| Wen Xiangdong | Director,Officer | Chairman, CEO | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2021-12-28 | MMTec, Inc. | Other Banking and Financial Services | $2,000,000 | $2,000,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | MMTec, Inc. | Form D private offerings | CIK (EXACT) | |
| SEC filer | MMTEC, INC. | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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- HAMBRECHT & QUIST GROUP CA
- S3 INVESTMENT COMPANY, INC. CA
- JMP GROUP LLC CA
- Thomas Weisel Partners Group, Inc. CA
- JMP Group Inc. CA
- Imperial Capital Group, Inc. CA
- Robinhood Markets, Inc. CA
- Merriman Holdings, Inc CA
- EVISION INTERNATIONAL INC CO
- D E FREY GROUP INC CO
Interests: Security Brokers, Dealers & Flotation Companies · Finance