IPO registrations (S-1, F-1) · Registrants
Imperial Capital Group, Inc.
- SEC CIK
- 1474315 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2009-10-21, last 2010-02-01; 1 initial registration, 5 amendments
- Outcome
- Withdrawal requested 2010-04-22
- Industry (SIC)
- Security Brokers, Dealers & Flotation Companies 6211
- Incorporated in
- DE
- Business address
- 2000 AVENUE OF THE STARS, 9TH FLOOR, SOUTH TOWER, Los Angeles, CA 90067
- EIN
- 27-0983695
- EDGAR entity type
- other
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 2010-02-01)
- Shares offered
- 6,666,666
- Listing
- NYSE under the symbol ICG
- Lead underwriters
- Merrill Lynch; JMP Securities; Imperial Capital
- Syndicate
- BofA Securities; KBW; Piper Sandler
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2009-10-21 | S-1 | S-1 (registration) | Imperial Capital Group, Inc. | 0001193125-09-211167 ↗ |
| 2009-12-08 | S-1/A | S-1/A (amendment) | Imperial Capital Group, Inc. | 0001193125-09-249412 ↗ |
| 2010-01-11 | S-1/A | S-1/A (amendment) | Imperial Capital Group, Inc. | 0001193125-10-004480 ↗ |
| 2010-01-20 | S-1/A | S-1/A (amendment) | Imperial Capital Group, Inc. | 0001193125-10-008906 ↗ |
| 2010-01-27 | S-1/A | S-1/A (amendment) | Imperial Capital Group, Inc. | 0001193125-10-014389 ↗ |
| 2010-02-01 | S-1/A | S-1/A (amendment) | Imperial Capital Group, Inc. | 0001193125-10-017990 ↗ |
| 2010-04-22 | RW | RW (withdrawal request) | Imperial Capital Group, Inc. | 0001193125-10-089937 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-02-01 | S-1/A | registration statement | $15.00–$17.00 | 6,666,666 | - | NYSE ICG | 6 | primary document; range, shares headline, cover names 5 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Others with the same interests
SIC industry Security Brokers, Dealers & Flotation Companies, CA first:
- HAMBRECHT & QUIST GROUP CA
- S3 INVESTMENT COMPANY, INC. CA
- JMP GROUP LLC CA
- Thomas Weisel Partners Group, Inc. CA
- JMP Group Inc. CA
- Robinhood Markets, Inc. CA
- Merriman Holdings, Inc CA
- EVISION INTERNATIONAL INC CO
- D E FREY GROUP INC CO
- PWG CAPITAL TRUST I CT
In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: Security Brokers, Dealers & Flotation Companies · Finance