IPO registrations (S-1, F-1) · Registrants
JMP GROUP LLC
- SEC CIK
- 1302350 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2019-08-21, last 2019-09-19; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 2019-09-20; declared effective 2019-09-19
- Industry (SIC)
- Security Brokers, Dealers & Flotation Companies 6211
- Business address
- 600 MONTGOMERY STREET, SUITE 1100, San Francisco, CA 94111
- EDGAR entity type
- operating
- Insiders and CEO pay
- JMP GROUP LLC on the corporate pages
Offering terms
- Listing
- NYSE under the symbol JMPB
- Lead underwriters
- UBS; Morgan Stanley
- Syndicate
- JMP Securities; Wedbush Securities
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: JMP GROUP LLC Fuzzy (name and state)
- SEC filer: JMP GROUP LLC EXACT (CIK (EXACT))
- Person page: Joseph A Jolson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2019-08-21 | S-1 | S-1 (registration) | JMP GROUP LLC | 0001437749-19-017222 ↗ |
| 2019-09-19 | S-1/A | S-1/A (amendment) | JMP GROUP LLC | 0001437749-19-018676 ↗ |
| 2019-09-19 | S-1MEF | S-1MEF (added securities) | JMP GROUP LLC | 0001437749-19-018752 ↗ |
| 2019-09-19 | EFFECT | EFFECT (declared effective) | JMP GROUP LLC | 9999999995-19-002132 ↗ |
| 2019-09-20 | 424B4 | 424B4 (final prospectus) | JMP GROUP LLC | 0001437749-19-018820 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2019-09-19 | S-1/A | registration statement | - | - | NYSE JMPB | 4 | primary document; cover names 4 | document ↗ | ||
| 2019-09-20 | 424B4 | final prospectus | - | - | NYSE JMPB | 4 | primary document; cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DiPietro David M | Director | 35 | 2015–2021 | ||
| Jackson Raymond | Officer | CFO | 11 | 2015–2021 | |
| Jolson Joseph A | Director,Officer,TenPercentOwner | CEO | 94 | 2015–2021 | person page Fuzzy |
| Ledbetter Kent | Other | 4 | 2015–2016 | ||
| Lehmann Mark L | Director,Officer | President, JMP Securities | 5 | 2015–2021 | |
| Lunenburg Harry Mark | Director | 36 | 2015–2021 | ||
| Mack Carter D | Director,Officer | President | 7 | 2015–2021 | |
| Orszag Jonathan M | Director | 38 | 2015–2021 | ||
| Tongue Glenn H | Director | 44 | 2015–2021 | ||
| Karmin Kenneth M | Director | 37 | 2015–2021 | ||
| Johnson Craig R | Director | 17 | 2015–2021 | ||
| Wright Thomas Rowe | Officer | Director of Equities | 22 | 2016–2021 | |
| WEDBUSH SECURITIES INC | TenPercentOwner; TenPercentOwnerOther | 77 | 2020–2021 | ||
| Slaughter Staci | Director | 10 | 2020–2021 | ||
| Wedbush Capital, Inc. | TenPercentOwnerOther | 58 | 2021 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | JMP GROUP LLC | CA | State business registries | name and state |
| IPO registrant | Opportunity Acquisition Corp. | CA | IPO registrations (S-1, F-1) | same street address and ZIP code, 600 MONTGOMERY ST STE 1100 94111 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | JMP GROUP LLC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | JMP Group LLC | CA | Trademarks (USPTO) | name and state |
| Person page | Joseph A Jolson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Security Brokers, Dealers & Flotation Companies, CA first:
- HAMBRECHT & QUIST GROUP CA
- S3 INVESTMENT COMPANY, INC. CA
- Thomas Weisel Partners Group, Inc. CA
- JMP Group Inc. CA
- Imperial Capital Group, Inc. CA
- Robinhood Markets, Inc. CA
- Merriman Holdings, Inc CA
- EVISION INTERNATIONAL INC CO
- D E FREY GROUP INC CO
- PWG CAPITAL TRUST I CT
In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: Security Brokers, Dealers & Flotation Companies · Finance