IPO registrations (S-1, F-1) · Registrants
Robinhood Markets, Inc.
- SEC CIK
- 1783879 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2021-07-01, last 2021-10-08; 2 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 2021-07-30; declared effective 2021-07-28
- Industry (SIC)
- Security Brokers, Dealers & Flotation Companies 6211
- Incorporated in
- DE
- Business address
- 85 WILLOW ROAD, Menlo Park, CA 94025
- EIN
- 46-4364776
- Ticker
- HOOD (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Robinhood Markets, Inc. on the corporate pages
Offering terms
- Proposed price range
- $38.00–$42.00 per share (S-1/A filed 2021-07-27)
- Final price
- $38.00 per share, within the range (424B4 filed 2021-07-30, an initial public offering)
- Shares sold
- 55,000,000 (52,375,000 by the company, 2,625,000 by selling holders)
- Gross proceeds
- $2,090,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol HOOD
- Lead underwriters
- Goldman Sachs; J.P. Morgan
- Syndicate
- Barclays; Citigroup; Wells Fargo; Mizuho; JMP Securities; KeyBanc Capital Markets; Piper Sandler; Rosenblatt Securities; BMO Capital Markets; BTIG; Santander; Academy Securities; Loop Capital Markets; Ramirez & Co.; Siebert Williams Shank
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: MAS ENERGY MIA LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: ROBINHOOD MARKETS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Robinhood Markets, Inc. Fuzzy (name and state)
- Business registration: Robinhood Markets, Inc. Fuzzy (name and state)
- Business registration: Robinhood Markets, Inc. Fuzzy (name and state)
- Business registration: Robinhood Markets, Inc. Fuzzy (name and state)
- Business registration: ROBINHOOD MARKETS, INC. Fuzzy (name and state)
- Business registration: ROBINHOOD MARKETS, INC. Fuzzy (name and state)
- Business registration: ROBINHOOD MARKETS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: ROBINHOOD MARKETS, INC. EXACT (EIN (EXACT))
- Political committee (FEC): ROBINHOOD MARKETS, INC. PAC (connected to ROBINHOOD MARKETS, INC) Fuzzy (name and state)
- Form D issuer: Robinhood Markets, Inc. EXACT (CIK (EXACT))
- Lobbying client: ROBINHOOD MARKETS, INC. Fuzzy (name and state)
- Lobbying client: ROBINHOOD MARKETS, INC. Fuzzy (name and state)
- Lobbying client: ROBINHOOD MARKETS, INC. Fuzzy (name and state)
- Lobbying registrant: ROBINHOOD MARKETS, INC. Fuzzy (name and state)
- SEC filer: Robinhood Markets, Inc. EXACT (CIK (EXACT))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2021-07-01 | S-1 | S-1 (registration) | Robinhood Markets, Inc. | 0001628280-21-013318 ↗ |
| 2021-07-19 | S-1/A | S-1/A (amendment) | Robinhood Markets, Inc. | 0001628280-21-013986 ↗ |
| 2021-07-27 | S-1/A | S-1/A (amendment) | Robinhood Markets, Inc. | 0001628280-21-014488 ↗ |
| 2021-07-28 | EFFECT | EFFECT (declared effective) | Robinhood Markets, Inc. | 9999999995-21-002953 ↗ |
| 2021-07-30 | 424B4 | 424B4 (final prospectus) | Robinhood Markets, Inc. | 0001628280-21-015076 ↗ |
| 2021-08-05 | S-1 | S-1 (registration) | Robinhood Markets, Inc. | 0001628280-21-015656 ↗ |
| 2021-09-01 | S-1/A | S-1/A (amendment) | Robinhood Markets, Inc. | 0001628280-21-017920 ↗ |
| 2021-10-08 | S-1/A | S-1/A (amendment) | Robinhood Markets, Inc. | 0001628280-21-019902 ↗ |
| 2021-10-13 | EFFECT | EFFECT (declared effective) | Robinhood Markets, Inc. | 9999999995-21-003863 ↗ |
| 2021-12-16 | EFFECT | EFFECT (declared effective) | Robinhood Markets, Inc. | 9999999995-21-004716 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-07-27 | S-1/A | registration statement | $38.00–$42.00 | $40.00 | 55,000,000 | $2,200,000,000 | Nasdaq HOOD | 17 | primary document; range, price sentence, shares headline, proceeds computed, cover names 17 | document ↗ |
| 2021-07-30 | 424B4 | final prospectus | $38.00 | 55,000,000 | $2,090,000,000 | Nasdaq HOOD | 17 | primary document; price sentence, shares headline, proceeds table, cover names 17 | document ↗ | |
| 2021-10-08 | S-1/A | registration statement | 97,876,033 | - | Nasdaq HOOD | 0 | primary document; shares headline | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BASKETT FOREST | Director; Director,TenPercentOwner | 6 | 2021–2022 | ||
| Bhatt Baiju | Director; Director,Officer; Director,Officer,TenPercentOwner | Chief Creative Officer | 88 | 2021–2026 | |
| Chennapragada Aparna | Officer | Chief Product Officer | 10 | 2021–2022 | |
| Florence Anthony A. Jr. | Director; Director,TenPercentOwner | 6 | 2021–2022 | ||
| Gallagher Daniel Martin Jr | Officer | Chief Legal Officer | 109 | 2021–2026 | |
| Hammer Jan | Director | 2 | 2021 | ||
| Howard Gretchen | Officer | Chief Operating Officer | 23 | 2021–2023 | |
| Index Venture Associates VI Ltd | Director,TenPercentOwner; TenPercentOwner | 3 | 2021–2022 | ||
| Index Venture Associates V Ltd | Director,TenPercentOwner | 2 | 2021 | ||
| Index Venture Growth Associates III Ltd | Director,TenPercentOwner; TenPercentOwner | 3 | 2021–2022 | ||
| Index Ventures Growth III (Jersey), L.P. | Director,TenPercentOwner; TenPercentOwner | 3 | 2021–2022 | ||
| Index Ventures Growth V (Jersey), L.P. | Director,TenPercentOwner | 2 | 2021 | ||
| Index Ventures VI (Jersey) LP | Director,TenPercentOwner; TenPercentOwner | 3 | 2021–2022 | ||
| Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP | Director,TenPercentOwner; TenPercentOwner | 3 | 2021–2022 | ||
| Loop Paula | Director | 26 | 2021–2026 | ||
| Makhzoumi Mohamad | Director; Director,TenPercentOwner | 6 | 2021–2022 | ||
| MAKOWER JOSHUA | Director,TenPercentOwner | 1 | 2021 | ||
| NEA 15 GP, LLC | Director; Director,TenPercentOwner | 6 | 2021–2022 | ||
| NEA 17 GP, LLC | Director; Director,TenPercentOwner | 6 | 2021–2022 | ||
| NEA Partners 15, L.P. | Director; Director,TenPercentOwner | 6 | 2021–2022 | ||
| NEA Partners 17, L.P. | Director; Director,TenPercentOwner | 6 | 2021–2022 | ||
| New Enterprise Associates 15, L.P. | Director; Director,TenPercentOwner | 6 | 2021–2022 | ||
| New Enterprise Associates 17, L.P. | Director; Director,TenPercentOwner | 6 | 2021–2022 | ||
| RUBINSTEIN JONATHAN | Director | 44 | 2021–2026 | ||
| SANDELL SCOTT D | Director; Director,TenPercentOwner | 10 | 2021–2022 | ||
| Smedley Christina | Officer | Chief Marketing Officer | 2 | 2021 | |
| Sonsini Peter W. | Director; Director,TenPercentOwner | 6 | 2021–2022 | ||
| Tenev Vladimir | Director,Officer; Director,Officer,TenPercentOwner | Chief Executive Officer | 60 | 2021–2026 | |
| Warnick Jason | Officer; Other | Chief Financial Officer | 78 | 2021–2026 | |
| Yucca (Jersey) SLP | Director,TenPercentOwner; TenPercentOwner | 3 | 2021–2022 | ||
| Zoellick Robert B. | Director | 34 | 2021–2026 | ||
| Treseder Oluwadara Johnson | Director | 35 | 2021–2026 | ||
| Frei Frances X | Director | 25 | 2021–2024 | ||
| Malka Meyer | Director | 39 | 2022–2026 | ||
| Quirk Steven M. | Officer | Chief Brokerage Officer | 54 | 2022–2026 | |
| SEGAL SUSAN | Director | 11 | 2024–2026 | ||
| Payne Christopher D | Director | 12 | 2024–2026 | ||
| Pinner Jeffrey Tsvi | Officer | Chief Technology Officer | 30 | 2024–2026 | |
| Hegeman John William | Director | 10 | 2025–2026 | ||
| Verma Shiv | Officer | Chief Financial Officer | 13 | 2026 | |
| Bazzano Dara | Officer | Chief Accounting Officer | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2020-08-21 | Robinhood Markets, Inc. | Other Technology | $688,300,000 | $668,299,844 | 26 | 2 |
| 2020-05-11 | Robinhood Markets, Inc. | Other Technology | $600,000,000 | $430,275,000 | 17 | 2 |
| 2019-08-06 | Robinhood Markets, Inc. | Other Technology | $373,574,881 | $323,074,920 | 16 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | MAS ENERGY MIA LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | Robinhood Markets, Inc. | CA | State business registries | name and state |
| Business registration | Robinhood Markets, Inc. | CA | State business registries | name and state |
| Business registration | Robinhood Markets, Inc. | CA | State business registries | name and state |
| Business registration | Robinhood Markets, Inc. | CA | State business registries | name and state |
| Business registration | ROBINHOOD MARKETS, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | ROBINHOOD MARKETS, INC. | CA | State business registries | name and state |
| Business registration | ROBINHOOD MARKETS, INC. | CA | State business registries | name and state |
| Business registration | ROBINHOOD MARKETS, INC. | CA | State business registries | name and state |
| Political committee | ROBINHOOD MARKETS, INC. PAC (connected to ROBINHOOD MARKETS, INC) | CA | Campaign finance (FEC) | name and state |
| Form D issuer | Robinhood Markets, Inc. | CA | Form D private offerings | CIK (EXACT) |
| Lobbying client | ROBINHOOD MARKETS, INC. | CA | Federal lobbying (LDA) | name and state |
| Lobbying client | ROBINHOOD MARKETS, INC. | CA | Federal lobbying (LDA) | name and state |
| Lobbying client | ROBINHOOD MARKETS, INC. | CA | Federal lobbying (LDA) | name and state |
| Lobbying registrant | ROBINHOOD MARKETS, INC. | CA | Federal lobbying (LDA) | name and state |
| Patent assignee | Robinhood Markets, Inc. | CA | Patents (USPTO) | name and state |
| SEC filer | Robinhood Markets, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Robinhood Markets, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | ROBINHOOD MARKETS, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Security Brokers, Dealers & Flotation Companies, CA first:
- HAMBRECHT & QUIST GROUP CA
- S3 INVESTMENT COMPANY, INC. CA
- JMP GROUP LLC CA
- Thomas Weisel Partners Group, Inc. CA
- JMP Group Inc. CA
- Imperial Capital Group, Inc. CA
- Merriman Holdings, Inc CA
- EVISION INTERNATIONAL INC CO
- D E FREY GROUP INC CO
- PWG CAPITAL TRUST I CT
In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: Security Brokers, Dealers & Flotation Companies · Finance