IPO registrations (S-1, F-1) · Registrants
S3 INVESTMENT COMPANY, INC.
- SEC CIK
- 1161647 · filings on EDGAR ↗
- Former names
- S3I HOLDINGS INC (2003–2005); AXTION FOODS INC (2001–2003)
- Registration
- Form S-1, first filed 2008-11-18, last 2009-01-20; 1 initial registration, 1 amendment
- Outcome
- No final prospectus, effectiveness notice or withdrawal within two years of the registration
- Industry (SIC)
- Security Brokers, Dealers & Flotation Companies 6211
- Incorporated in
- CA
- Business address
- 4115 BLACKHAWK PLAZA CIRCLE, SUITE 20, Danville, CA 94506
- EIN
- 98-0336674
- EDGAR entity type
- operating
- Insiders and CEO pay
- S3 INVESTMENT COMPANY, INC. on the corporate pages
Offering terms
- Shares offered
- 1,541,535,311
- Listing
- OTC under the symbol SIVC
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: S3 INVESTMENT COMPANY, INC. EXACT (CIK (EXACT))
Filings 2
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2008-11-18 | S-1 | S-1 (registration) | S3 INVESTMENT COMPANY, INC. | 0001262463-08-000186 ↗ |
| 2009-01-20 | S-1/A | S-1/A (amendment) | S3 INVESTMENT COMPANY, INC. | 0001262463-09-000006 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2009-01-20 | S-1/A | registration statement | 1,541,535,311 | - | OTC SIVC | 0 | primary document; shares headline | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BICKEL JAMES | Officer | CEO and President | 2 | 2006 | |
| Perkins Douglas T | Director | 1 | 2006 | ||
| BICKEL CHRIS | Director | 1 | 2006 | ||
| LIU MANHONG | Director | 1 | 2007 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | S3 INVESTMENT COMPANY, INC. | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Security Brokers, Dealers & Flotation Companies, CA first:
- HAMBRECHT & QUIST GROUP CA
- JMP GROUP LLC CA
- Thomas Weisel Partners Group, Inc. CA
- JMP Group Inc. CA
- Imperial Capital Group, Inc. CA
- Robinhood Markets, Inc. CA
- Merriman Holdings, Inc CA
- EVISION INTERNATIONAL INC CO
- D E FREY GROUP INC CO
- PWG CAPITAL TRUST I CT
In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: Security Brokers, Dealers & Flotation Companies · Finance