IPO registrations (S-1, F-1) · Registrants
JMP Group Inc.
- SEC CIK
- 1383803 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2007-02-14, last 2007-05-08; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2007-05-11; declared effective 2007-05-10
- Industry (SIC)
- Security Brokers, Dealers & Flotation Companies 6211
- Incorporated in
- DE
- Business address
- 600 MONTGOMERY STREET, San Francisco, CA 94111
- EIN
- 20-1450327
- EDGAR entity type
- operating
- Insiders and CEO pay
- JMP Group Inc. on the corporate pages
Offering terms
- Proposed price range
- $10.50–$12.50 per share (S-1/A filed 2007-05-08)
- Final price
- $11.00 per share, within the range (424B4 filed 2007-05-11, an initial public offering)
- Shares sold
- 7,999,098 (6,000,000 by the company, 1,999,098 by selling holders)
- Gross proceeds
- $87,990,078 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol JMP
- Lead underwriters
- JMP Securities
- Syndicate
- Merrill Lynch; KBW; Piper Sandler; Signal Hill
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: JMP GROUP LLC Fuzzy (name and state)
- Form 5500 plan sponsor: JMP GROUP INC EXACT (EIN (EXACT))
- SEC filer: JMP Group Inc. EXACT (CIK (EXACT))
- Person page: Joseph A Jolson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-02-14 | S-1 | S-1 (registration) | JMP Group Inc. | 0001193125-07-030043 ↗ |
| 2007-03-27 | S-1/A | S-1/A (amendment) | JMP Group Inc. | 0001193125-07-064799 ↗ |
| 2007-04-19 | S-1/A | S-1/A (amendment) | JMP Group Inc. | 0001193125-07-084534 ↗ |
| 2007-05-08 | S-1/A | S-1/A (amendment) | JMP Group Inc. | 0001193125-07-105987 ↗ |
| 2007-05-10 | EFFECT | EFFECT (declared effective) | JMP Group Inc. | 9999999995-07-001858 ↗ |
| 2007-05-11 | 424B4 | 424B4 (final prospectus) | JMP Group Inc. | 0001193125-07-110930 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-05-08 | S-1/A | registration statement | $10.50–$12.50 | 8,021,316 | - | NYSE JMP | 5 | primary document; range, shares headline, cover names 5 | document ↗ | |
| 2007-05-11 | 424B4 | final prospectus | $11.00 | 7,999,098 | $87,990,078 | NYSE JMP | 5 | primary document; price sentence, shares headline, proceeds table, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Johnson Craig R | Director,Officer | President; Vice Chrm; Chrm Harvest Cap | 31 | 2007–2014 | |
| Jolson Joseph A | Director,Officer,TenPercentOwner | CEO; Chairman and CEO | 64 | 2007–2014 | person page Fuzzy |
| Kilian Thomas B | DirectorOther; Officer | CFO; Chief Financial Officer | 13 | 2007–2010 | |
| Lehmann Mark L | Director; Director,Officer | Co-Pres; Co-Pres JMP Securities; Co-Pres. JMP Securities; President, JMP Securities | 25 | 2007–2014 | |
| Mack Carter D | Director,Officer | Co-Pres; Co-Pres JMP Securities; Co-Pres. JMP Securities; Co-Pres. JMP Securities LLC; President | 26 | 2007–2014 | |
| PAUL PETER T | Director | 8 | 2007–2008 | ||
| Sebastian Edward J | Director | 11 | 2007–2010 | ||
| Tongue Glenn H | Director | 22 | 2007–2014 | ||
| Barton Harris | Director | 15 | 2008–2011 | ||
| Karmin Kenneth M | Director | 21 | 2008–2014 | ||
| Lunenburg Harry Mark | Director | 17 | 2009–2014 | ||
| Jackson Raymond | Officer | CFO | 12 | 2010–2014 | |
| DiPietro David M | Director | 14 | 2010–2014 | ||
| Ledbetter Kent | Other | 11 | 2011–2014 | ||
| Orszag Jonathan M | Director | 14 | 2011–2014 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | JMP GROUP LLC | CA | State business registries | name and state |
| SEC filer | JMP Group Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | JMP Group LLC | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | JMP GROUP INC | EIN (EXACT) | ||
| Person page | Joseph A Jolson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Security Brokers, Dealers & Flotation Companies, CA first:
- HAMBRECHT & QUIST GROUP CA
- S3 INVESTMENT COMPANY, INC. CA
- JMP GROUP LLC CA
- Thomas Weisel Partners Group, Inc. CA
- Imperial Capital Group, Inc. CA
- Robinhood Markets, Inc. CA
- Merriman Holdings, Inc CA
- EVISION INTERNATIONAL INC CO
- D E FREY GROUP INC CO
- PWG CAPITAL TRUST I CT
In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: Security Brokers, Dealers & Flotation Companies · Finance