IPO registrations (S-1, F-1) · Registrants
HAMBRECHT & QUIST GROUP
- SEC CIK
- 1017267 · filings on EDGAR ↗
- Name on the registration
- HAMBRECHT & QUIST GROUP INC
- Former names
- HAMBRECHT & QUIST GROUP INC (1996–1997)
- Registration
- Form S-1, first filed 1996-06-20, last 1996-08-08; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 1996-08-09
- Industry (SIC)
- Security Brokers, Dealers & Flotation Companies 6211
- Incorporated in
- DE
- Business address
- 0NE BUSH ST, San Francisco, CA 94104
- EIN
- 94-3246636
- EDGAR entity type
- operating
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 1996-08-08)
- Final price
- $7.15 per share, below the range (424B1 filed 1996-08-09, an initial public offering)
- Shares sold
- 3,500,000
- Gross proceeds
- $25,025,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol HMQ
- Lead underwriters
- Hambrecht & Quist
- Syndicate
- Morgan Stanley; Citigroup; Long-term investments, at estimated fair value........................ 85,942 707 (66,007)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-06-20 | S-1 | S-1 (registration) | HAMBRECHT & QUIST GROUP INC | 0000912057-96-012785 ↗ |
| 1996-07-25 | S-1/A | S-1/A (amendment) | HAMBRECHT & QUIST GROUP INC | 0000912057-96-015382 ↗ |
| 1996-08-05 | S-1/A | S-1/A (amendment) | HAMBRECHT & QUIST GROUP INC | 0000912057-96-016144 ↗ |
| 1996-08-08 | S-1/A | S-1/A (amendment) | HAMBRECHT & QUIST GROUP INC | 0000912057-96-016581 ↗ |
| 1996-08-09 | 424B1 | 424B1 (final prospectus) | HAMBRECHT & QUIST GROUP INC | 0000912057-96-016753 ↗ |
| 1996-08-12 | 424B4 | 424B4 (final prospectus) | HAMBRECHT & QUIST GROUP INC | 0000912057-96-017112 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-08-08 | S-1/A | registration statement | $15.00–$17.00 | 3,500,000 | - | NYSE HMQ | 5 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, underwriting table 1, cover names 4 | document ↗ | |
| 1996-08-09 | 424B1 | final prospectus | $7.15 | 3,500,000 | $25,025,000 | NYSE HMQ | 4 | from the submission text; price line, shares headline, proceeds computed, underwriting table 1, cover names 3 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Trademark owner | Hambrecht & Quist Group | CA | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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- S3 INVESTMENT COMPANY, INC. CA
- JMP GROUP LLC CA
- Thomas Weisel Partners Group, Inc. CA
- JMP Group Inc. CA
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- Robinhood Markets, Inc. CA
- Merriman Holdings, Inc CA
- EVISION INTERNATIONAL INC CO
- D E FREY GROUP INC CO
- PWG CAPITAL TRUST I CT
In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: Security Brokers, Dealers & Flotation Companies · Finance