IPO registrations (S-1, F-1) · Registrants
Merriman Holdings, Inc
- SEC CIK
- 826683 · filings on EDGAR ↗
- Name on the registration
- MCF CORP
- Former names
- Merriman Curhan Ford Group, Inc. (2008–2010); MCF CORP (2003–2008); RATEXCHANGE CORP (2000–2003); NETAMERICA COM CORP (1999–2000); NETAMERICA INTERNATIONAL INC (1998–1999); NETAMERICA INTERNATIONAL CORP (1998–1998); VENTURE WORLD LTD (1998–1998); VENTURE WORLD LTD /DE/ (1998–1998); VENTURE WORLD INC (1996–1998)
- Registration
- Form S-1, first filed 2000-05-12, last 2006-05-02; 3 initial registrations, 4 amendments
- Outcome
- Declared effective 2007-04-17; withdrawal requested 2003-10-02
- Industry (SIC)
- Security Brokers, Dealers & Flotation Companies 6211
- Incorporated in
- DE
- Business address
- 600 CALIFORNIA STREET, NINTH FLOOR, San Francisco, CA 94108
- EIN
- 11-2936371
- EDGAR entity type
- operating
- Insiders and CEO pay
- Merriman Holdings, Inc on the corporate pages
Offering terms
- Shares offered
- 10,267,172
- Listing
- NYSE American under the symbol MEM
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: MERRIMAN HOLDINGS, INC. EXACT (EIN (EXACT))
- SEC filer: MCF CORP EXACT (CIK (EXACT))
- Person page: William J Febbo Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-05-12 | S-1 | S-1 (registration) | RATEXCHANGE CORP | 0000950149-00-001122 ↗ |
| 2000-07-25 | S-1/A | S-1/A (amendment) | RATEXCHANGE CORP | 0000950149-00-001604 ↗ |
| 2001-01-05 | S-1 | S-1 (registration) | RATEXCHANGE CORP | 0000950005-01-000005 ↗ |
| 2001-02-12 | S-1/A | S-1/A (amendment) | RATEXCHANGE CORP | 0000950005-01-000099 ↗ |
| 2003-10-02 | RW | RW (withdrawal request) | MCF CORP | 0001193125-03-057361 ↗ |
| 2006-04-05 | S-1 | S-1 (registration) | MCF CORP | 0001144204-06-013873 ↗ |
| 2006-04-20 | S-1/A | S-1/A (amendment) | MCF CORP | 0001144204-06-016196 ↗ |
| 2006-05-02 | S-1/A | S-1/A (amendment) | MCF CORP | 0001144204-06-018063 ↗ |
| 2007-04-17 | EFFECT | EFFECT (declared effective) | MCF CORP | 9999999995-07-001342 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-05-02 | S-1/A | registration statement | 10,267,172 | - | NYSE American MEM | 0 | primary document; shares headline | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| AGUILAR CHRISTOPHER L | Officer | General Counsel | 8 | 2006–2009 | |
| GANELES BROCK ALLEN | Officer | Director of Equities; Head/Institutional Securities | 18 | 2006–2009 | |
| MERRIMAN D JONATHAN | Director,Officer; Director,Officer,TenPercentOwner | CEO; Chairman and CEO; Chairman & CEO | 96 | 2006–2014 | |
| ARBOR PATRICK | Director | 32 | 2006–2009 | ||
| Potter Scott | Director | 15 | 2006–2009 | ||
| HELFET ANTHONY B | Director | 11 | 2006–2007 | ||
| MINEHAN RAYMOND J | Director | 13 | 2006–2009 | ||
| SCHMAL DENNIS | Director | 21 | 2006–2012 | ||
| SLEDGE DONALD | Director | 5 | 2006–2007 | ||
| SPEARS RONALD | Director | 8 | 2006–2008 | ||
| TOWN STEVEN W | Director | 20 | 2006–2009 | ||
| HIESTAND JOHN D | Officer | Chief Financial Officer | 3 | 2006–2008 | |
| FEBBO WILLIAM J | Director | 10 | 2007–2010 | person page Fuzzy | |
| THOMPSON JOHN M | DirectorOther | 15 | 2007–2010 | ||
| CURHAN GREGORY S | Officer | Executive Vice President | 3 | 2008 | |
| FORD ROBERT E | Officer | President and COO | 5 | 2008–2009 | |
| COLEMAN PETER V | Officer | Chief Financial Officer | 6 | 2008–2009 | |
| SOINSKI JEFFREY M | Director | 10 | 2008–2010 | ||
| MAJTELES ROBERT J | Director | 1 | 2008 | ||
| CHEZ RONALD L | Director,TenPercentOwner; Officer; TenPercentOwner | board of director | 13 | 2009–2014 | |
| Bergeron Douglas | Director; Director,TenPercentOwner | 4 | 2009–2010 | ||
| DGB Investments, Inc. | TenPercentOwner | 1 | 2009 | ||
| Arno Andrew | Director,TenPercentOwner | 1 | 2009 | ||
| Marrus Michael E. | TenPercentOwner | 1 | 2009 | ||
| UNTERBERG THOMAS I | TenPercentOwner | 2 | 2009–2010 | ||
| Seiler Alex W. | Officer | CEO Merriman Capital Inc. | 1 | 2010 | |
| FALCON FUND LTD | TenPercentOwner | 2 | 2013–2014 | ||
| FALCON FUND MANAGEMENT LTD | TenPercentOwner | 2 | 2013–2014 | ||
| FFM GP INC | TenPercentOwner | 2 | 2013–2014 | ||
| Hall G. Houston | TenPercentOwner | 2 | 2013–2014 | ||
| Lewis Marc | Officer | Chief Technology Strategist | 2 | 2014 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Merriman Holdings, Inc | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | MERRIMAN HOLDINGS, INC. | EIN (EXACT) | ||
| Person page | William J Febbo | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: Security Brokers, Dealers & Flotation Companies · Finance