IPO registrations (S-1, F-1) · Registrants
Thomas Weisel Partners Group, Inc.
- SEC CIK
- 1340354 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2005-10-19, last 2006-05-09; 2 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 2006-02-02
- Industry (SIC)
- Security Brokers, Dealers & Flotation Companies 6211
- Incorporated in
- DE
- Business address
- ONE MONTGOMERY STREET, San Francisco, CA 94104
- EIN
- 20-3550472
- EDGAR entity type
- operating
- Insiders and CEO pay
- Thomas Weisel Partners Group, Inc. on the corporate pages
Offering terms
- Proposed price range
- $13.00–$15.00 per share (S-1/A filed 2006-02-01)
- Final price
- $15.00 per share, within the range (424B1 filed 2006-02-02, an initial public offering)
- Shares sold
- 6,000,000 (4,783,670 by the company, 1,216,330 by selling holders)
- Gross proceeds
- $90,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol TWPG
- Lead underwriters
- Thomas Weisel Partners (3,000,000 shares); KBW (2,100,000 shares)
- Syndicate
- Fox-Pitt, Kelton Incorporated (900,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: Thomas Weisel Partners Group, Inc. EXACT (CIK (EXACT))
- Person page: B Kipling Hagopian Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2005-10-19 | S-1 | S-1 (registration) | Thomas Weisel Partners Group, Inc. | 0000950134-05-019348 ↗ |
| 2005-12-13 | S-1/A | S-1/A (amendment) | Thomas Weisel Partners Group, Inc. | 0000950149-05-000788 ↗ |
| 2006-01-17 | S-1/A | S-1/A (amendment) | Thomas Weisel Partners Group, Inc. | 0000950149-06-000011 ↗ |
| 2006-02-01 | S-1MEF | S-1MEF (added securities) | Thomas Weisel Partners Group, Inc. | 0000950134-06-001674 ↗ |
| 2006-02-01 | S-1/A | S-1/A (amendment) | Thomas Weisel Partners Group, Inc. | 0000950149-06-000027 ↗ |
| 2006-02-02 | 424B1 | 424B1 (final prospectus) | Thomas Weisel Partners Group, Inc. | 0000950149-06-000037 ↗ |
| 2006-04-24 | S-1 | S-1 (registration) | Thomas Weisel Partners Group, Inc. | 0000950134-06-007709 ↗ |
| 2006-05-09 | S-1/A | S-1/A (amendment) | Thomas Weisel Partners Group, Inc. | 0000950149-06-000243 ↗ |
| 2006-05-17 | S-1MEF | S-1MEF (added securities) | Thomas Weisel Partners Group, Inc. | 0000950134-06-010205 ↗ |
| 2006-05-18 | 424B4 | 424B4 (final prospectus) | Thomas Weisel Partners Group, Inc. | 0000950134-06-010217 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-02-01 | S-1/A | registration statement | $13.00–$15.00 | 5,000,000 | - | Nasdaq TWPG | 0 | primary document; range, shares headline | document ↗ | |
| 2006-02-02 | 424B1 | final prospectus | $15.00 | 6,000,000 | $90,000,000 | Nasdaq TWPG | 3 | primary document; price sentence, shares headline, proceeds table, underwriting table 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Baylor David A | Officer | Chief Administrative Officer; Chief Admin. Officer; COO and CFO | 6 | 2006–2008 | |
| Fisher Mark P | Officer | General counsel; General Counsel | 13 | 2006–2010 | |
| HAGOPIAN B KIPLING | Director | 8 | 2006–2010 | person page Fuzzy | |
| Heekin Timothy J | Officer | Co-Director of Trading | 3 | 2006 | |
| Jorgensen Blake J | Officer | COO & Co-Director/Inv. Banking; COO/Co-Dir, Investment Banking; COO/Co-Dir. Invstmt. Banking | 5 | 2006–2007 | |
| Kitts Robert W | Officer | Co-Director Inv.Bnkg&E.CstOps.; Co-Dir. Invstmt. Banking; Co-Dir of Investment Banking | 5 | 2006–2007 | |
| Koogle Timothy | Director | 8 | 2006–2010 | ||
| Manson Mark | Officer | Director of Research; DR. Rsch & Co-DR of E. Cst Ops | 3 | 2006 | |
| MCCAFFERY MICHAEL G | Director | 5 | 2006–2008 | ||
| Slivon Paul C | Director; Officer | Chmn Wealth Mgmt; Dir of Institutional Sales; Dir. of Institutional Sales; DR of Institutional Sales | 27 | 2006–2010 | |
| WEISEL THOMAS W | Director,Officer; Director,Officer,TenPercentOwner; Officer | Chairman and CEO | 15 | 2006–2010 | |
| West Robert K | Officer | CFO; Chief Financial Officer | 2 | 2006 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | TenPercentOwner | 2 | 2006 | ||
| Stais Anthony V | Officer | Director of Trading; Head of Trading | 16 | 2006–2010 | |
| Buell Stephen | Officer | Director of Research | 3 | 2007–2008 | |
| BROWN MICHAEL W | Director | 5 | 2007–2010 | ||
| Barger Matthew R | Director | 6 | 2007–2010 | ||
| McLeod William | Officer | Co-Director of Invest. Banking; Co-Dir. of Invest. Banking; Co-Head Invest. Banking | 11 | 2007–2010 | |
| Raymond Bradford | Officer | Co-Director of Invest. Banking; Co-Dir of Invest. Banking; Co-Dir. of Invest. Banking; Co-Head Invest. Banking | 10 | 2007–2010 | |
| Conacher Lionel F. | Officer | President; President and COO; President & COO | 16 | 2008–2010 | |
| Allen Thomas Ian Alexander | Director | 4 | 2008–2010 | ||
| IRBY ALTON F III | Director | 6 | 2008–2010 | ||
| Gay Keith | Officer | Director of Research; Head of Research | 11 | 2008–2010 | |
| Stanley Shaugn | Officer | Chief Admin. Officer; Chief Financial Officer | 10 | 2008–2010 | |
| Carbeau Thomas | Officer | Dir. of Institutional Sales; Head Institutional Sales; Head of Institutional Sales | 15 | 2008–2010 | |
| Stroub Ryan | Officer | CFO; Chief Financial Officer | 8 | 2009–2010 | |
| Grady Robert Edward | Director | 3 | 2009–2010 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Thomas Weisel Partners Group, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Thomas Weisel Partners Group, Inc. | CA | Trademarks (USPTO) | name and state |
| Person page | B Kipling Hagopian | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
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In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: Security Brokers, Dealers & Flotation Companies · Finance