IPO registrations (S-1, F-1) · Underwriters
WallachBeth Capital
- Deals
- 18 priced offerings as an underwriter, 14 as lead manager or representative; 16 initial public offerings
- Proceeds of those deals
- $149,161,980 ($118,861,980 as lead)
- Years
- 2016–2025
- Named in
- 37 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as WALLACHBETH CAPITAL LLC · filings on EDGAR ↗
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2025 | 1 | 1 | $10,125,000 |
| 2024 | 6 | 6 | $56,956,999 |
| 2023 | 2 | 2 | $15,932,567 |
| 2022 | 1 | 1 | $7,855,925 |
| 2021 | 2 | 2 | $17,011,489 |
| 2020 | 1 | 1 | $5,700,000 |
| 2019 | 2 | 0 | $12,200,000 |
| 2018 | 1 | 0 | $12,000,000 |
| 2017 | 1 | 0 | $6,100,000 |
| 2016 | 1 | 1 | $5,280,000 |
Deals 18
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-02-06 | FBS Global Ltd U0 | Lead | $4.50 | 2,250,000 | $10,125,000 | Nasdaq FBGL | IPO | 2 | 424B4 ↗ | |
| 2024-09-10 | Trident Digital Tech Holdings Ltd | Lead | $5.00 | 1,800,000 | $9,000,000 | Nasdaq TDTH | IPO | 1 | 424B4 ↗ | |
| 2024-09-06 | Powell Max Ltd K3 | Lead | $4.00 | 1,426,750 | $5,707,000 | Nasdaq PMAX | IPO | 1 | 424B4 ↗ | |
| 2024-07-22 | QMMM Holdings Ltd | Lead | $4.00 | 2,150,000 | $8,600,000 | IPO | 2 | 424B4 ↗ | ||
| 2024-05-15 | Nakamoto Inc. TN | Lead | $5.50 | 1,272,727 | $6,999,999 | Nasdaq KDLY | IPO | 2 | 424B4 ↗ | |
| 2024-04-22 | RanMarine Technology B.V. P7 | Lead | $5.50 | 1,572,727 | $8,650,000 | Nasdaq RAN | IPO | 4 | 424B4 ↗ | |
| 2024-02-28 | SolarMax Technology, Inc. CA | Lead | $4.00 | 4,500,000 | $18,000,000 | Nasdaq SMXT | IPO | 2 | 424B4 ↗ | |
| 2023-07-13 | 60 DEGREES PHARMACEUTICALS, INC. DC | Lead | $5.30 | 1,415,095 | $7,500,000 | Nasdaq SXTP | IPO | 1 | 424B4 ↗ | |
| 2023-02-16 | BullFrog AI Holdings, Inc. MD | Lead | $6.50 | 1,297,318 | $8,432,567 | Nasdaq BFRG | IPO | 3 | 424B4 ↗ | |
| 2022-09-02 | bioAffinity Technologies, Inc. TX | Lead | $6.12 | 1,282,600 | $7,855,925 | Nasdaq BIAF | IPO | 7 | 424B4 ↗ | |
| 2021-10-15 | Bone Biologics Corp MA | Lead | $5.25 | 1,510,455 | $7,929,889 | OTC BBLG | Offering | 5 | 424B4 ↗ | |
| 2021-10-05 | NutriBand Inc. FL | Lead | $8.60 | 1,056,000 | $9,081,600 | Nasdaq NTRB | IPO | 3 | 424B4 ↗ | |
| 2020-11-27 | NOMAD POWER SOLUTIONS, INC. FL | Lead | $4.75 | 1,200,000 | $5,700,000 | Nasdaq LIXT | Offering | 3 | 424B4 ↗ | |
| 2019-04-08 | Guardion Health Sciences, Inc. TX | Syndicate | $4.00 | 1,250,000 | $5,000,000 | Nasdaq GHSI | IPO | 2 | 424B4 ↗ | |
| 2019-01-09 | MMTEC, INC. | Syndicate | $4.00 | 1,800,000 | $7,200,000 | Nasdaq MTC | IPO | 4 | 424B4 ↗ | |
| 2018-07-27 | Datavault AI Inc. OR | Syndicate | $5.00 | 2,400,000 | $12,000,000 | Nasdaq WISA | IPO | 2 | 424B4 ↗ | |
| 2017-06-12 | Immuron Ltd C3 | Syndicate | $10.00 | 610,000 | $6,100,000 | Nasdaq IMRN | IPO | 4 | 424B4 ↗ | |
| 2016-10-13 | GridAI Technologies Corp. FL | Lead | $5.50 | 960,000 | $5,280,000 | Nasdaq AZRX | IPO | 3 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 4
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2026-02-27 | TDE GROUP Ltd | Lead | $5.00–$6.00 | 3,000,000 | Nasdaq TTEI | Withdrawn 2026-02-26 | F-1 ↗ |
| 2025-09-30 | Voltage X Ltd | Lead | - | Nasdaq VXAI | Pending | F-1/A ↗ | |
| 2025-03-25 | GenEmbryomics Ltd | Lead | 1,095,000 | Nasdaq XGEN | Withdrawn 2025-04-23 | F-1/A ↗ | |
| 2024-08-28 | Docola, Inc. | Lead | $5.75–$6.75 | 1,165,217 | Nasdaq DOCO | Pending | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| of Contents | 8 | 0 |
| ViewTrade | 3 | 0 |
| Capital, Inc | 2 | 1 |
| Capital Management LLC | 2 | 0 |
| Craft Capital | 2 | 0 |
| Dawson James | 2 | 0 |
| Number of Units WallachBeth Capital, LLC | 2 | 0 |
| WestPark Capital | 2 | 1 |
| Alexander Capital | 1 | 1 |
| EF Hutton | 1 | 0 |
| H.C. Wainwright | 1 | 1 |
| Joseph Gunnar | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.