IPO registrations (S-1, F-1) · Underwriters
Capital Corp
- Deals
- 27 priced offerings as an underwriter, 11 as lead manager or representative; 13 initial public offerings
- Proceeds of those deals
- $354,998,171 ($186,229,574 as lead)
- Years
- 2007–2025
- Named in
- 57 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- Named as
- Capital Corp; Capital, Inc; Capital, Ltd
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2025 | 1 | 1 | $1,177,500 |
| 2024 | 3 | 1 | $50,970,000 |
| 2022 | 6 | 5 | $112,612,414 |
| 2021 | 1 | 1 | $25,000,000 |
| 2020 | 5 | 1 | $50,702,500 |
| 2019 | 4 | 1 | $41,000,007 |
| 2017 | 1 | 1 | $5,400,000 |
| 2011 | 1 | 0 | $6,300,000 |
| 2010 | 2 | 0 | $32,550,000 |
| 2009 | 1 | 0 | $25,000,000 |
| 2008 | 1 | 0 | $1,706,250 |
| 2007 | 1 | 0 | $2,579,500 |
Deals 27
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-02-14 | KUSTOM ENTERTAINMENT, INC. KS | Lead | $0.15 | 7,850,000 | $1,177,500 | Nasdaq DGLY | Offering | 5 | 424B4 ↗ | |
| 2024-05-03 | CEMTREX INC NY | Syndicate | $0.85 | 11,764,705 | $10,000,000 | OTC CETXP | Offering | 4 | 424B4 ↗ | |
| 2024-04-19 | Serve Robotics Inc. /DE/ CA | Lead | $4.00 | 10,000,000 | $40,000,000 | Nasdaq SERV | Offering | 2 | 424B4 ↗ | |
| 2024-03-14 | Femto Technologies Inc. A1 | Syndicate | $0.06 | 16,166,667 | $970,000 | Nasdaq BCAN | Offering | 4 | 424B4 ↗ | |
| 2022-11-16 | Clearmind Medicine Inc. Z4 | Lead | $6.50 | 1,153,847 | $7,500,005 | Nasdaq CMND | IPO | 5 | 424B4 ↗ | |
| 2022-08-31 | Shuttle Pharmaceuticals Holdings, Inc. MD | Syndicate | $8.12 | 1,225,888 | $9,960,340 | Nasdaq SHPH | IPO | 12 | 424B4 ↗ | |
| 2022-08-04 | Bruush Oral Care Inc. A1 | Lead | $4.16 | 3,728,549 | $15,510,764 | Nasdaq BRSH | IPO | 4 | 424B4 ↗ | |
| 2022-05-25 | Algorhythm Holdings, Inc. FL | Lead | $4.00 | 1,000,000 | $4,000,000 | OTCQX SMDM | Offering | 3 | 424B4 ↗ | |
| 2022-05-16 | Prime Number Acquisition I Corp. DE | Lead | $10.00 | 6,000,000 | $60,000,000 | Nasdaq PNACU | IPO | 2 | 424B4 ↗ | |
| 2022-04-01 | Rail Vision Ltd. | Lead | $4.13 | 3,787,241 | $15,641,305 | Nasdaq RVSN | IPO | 2 | 424B4 ↗ | |
| 2021-04-20 | Infobird Co., Ltd K3 | Lead | $4.00 | 6,250,000 | $25,000,000 | Nasdaq IFBD | IPO | 2 | 424B4 ↗ | |
| 2020-11-27 | NOMAD POWER SOLUTIONS, INC. FL | Syndicate | $4.75 | 1,200,000 | $5,700,000 | Nasdaq LIXT | Offering | 3 | 424B4 ↗ | |
| 2020-11-25 | Alset Inc. MD | Syndicate | $7.00 | 2,160,000 | $15,120,000 | Nasdaq HFEN | IPO | 6 | 424B4 ↗ | |
| 2020-11-25 | Alset Inc. MD | Syndicate | $7.00 | 2,160,000 | $15,120,000 | Nasdaq HFEN | IPO | 6 | 424B4 ↗ | |
| 2020-11-02 | BONK, INC. FL | Lead | $7.50 | 933,333 | $7,000,000 | Nasdaq JUPW | IPO | 3 | 424B4 ↗ | |
| 2020-09-14 | Creatd, Inc. DE | Syndicate | $4.50 | 1,725,000 | $7,762,500 | Nasdaq CRTD | Offering | 5 | 424B4 ↗ | |
| 2019-12-23 | Indonesia Energy Corp Ltd K8 | Syndicate | $11.00 | 1,363,637 | $15,000,007 | NYSE American INDO | IPO | 3 | 424B1 ↗ | |
| 2019-11-14 | EVmo, Inc. CA | Syndicate | $4.00 | 2,625,000 | $10,500,000 | Nasdaq YAYO | IPO | 3 | 424B4 ↗ | |
| 2019-11-14 | EVmo, Inc. CA | Syndicate | $4.00 | 2,625,000 | $10,500,000 | Nasdaq YAYO | IPO | 3 | 424B4 ↗ | |
| 2019-04-08 | Guardion Health Sciences, Inc. TX | Lead | $4.00 | 1,250,000 | $5,000,000 | Nasdaq GHSI | IPO | 2 | 424B4 ↗ | |
| 2017-08-10 | Beeline Holdings, Inc. RI | Lead | $4.50 | 1,200,000 | $5,400,000 | OTC ESDI | Offering | 3 | 424B4 ↗ | |
| 2011-02-08 | China Century Dragon Media, Inc. FL | Syndicate | $5.25 | 1,200,000 | $6,300,000 | NYSE American CDM | Offering | 8 | 424B4 ↗ | |
| 2010-06-21 | China Intelligent Lighting & Electronics, Inc. F4 | Syndicate | $3.00 | 3,350,000 | $10,050,000 | NYSE American CIL | Offering | 3 | 424B4 ↗ | |
| 2010-01-29 | CHINA ELECTRIC MOTOR, INC. F4 | Syndicate | $4.50 | 5,000,000 | $22,500,000 | Nasdaq CELM | Offering | 4 | 424B4 ↗ | |
| 2009-10-20 | ZST Digital Networks, Inc. F4 | Syndicate | $8.00 | 3,125,000 | $25,000,000 | Nasdaq ZSTN | Offering | 5 | 424B4 ↗ | |
| 2008-06-23 | Highpower International, Inc. F4 | Syndicate | $3.25 | 525,000 | $1,706,250 | NYSE American HPJ | Offering | 3 | 424B4 ↗ | |
| 2007-10-01 | China CGame, Inc. F4 | Syndicate | $3.50 | 737,000 | $2,579,500 | NYSE American RCH | Offering | 3 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 2
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2024-10-11 | Youxin Technology Ltd | Lead | 2,300,000 | Nasdaq YAAS | Priced 2024-12-23 (terms not read) | F-1/A ↗ | |
| 2020-08-25 | Harbor Custom Development, Inc. | Syndicate | $6.00–$8.00 | 1,785,714 | Nasdaq HCDI | Withdrawn 2024-04-22 | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Aegis Capital | 17 | 5 |
| of Contents | 13 | 3 |
| Westpark Capital, Inc | 5 | 4 |
| Assets: (Unaudited) Current Assets: Cash | 2 | 0 |
| Condensed Consolidated Balance Sheets June 30 | 2 | 0 |
| December 31 | 2 | 0 |
| Number of Units Aegis Capital Corp | 2 | 1 |
| Rodman & Renshaw | 2 | 1 |
| Roth Capital Partners | 2 | 2 |
| WallachBeth Capital | 2 | 1 |
| and Market Data | 1 | 1 |
| Boustead Securities | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.