IPO registrations (S-1, F-1) · Underwriters
December 31
- Deals
- 20 priced offerings as an underwriter, 2 as lead manager or representative; 15 initial public offerings
- Proceeds of those deals
- $1,937,423,730 ($79,264,865 as lead)
- Years
- 2004–2020
- Named in
- 46 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2020 | 2 | 0 | $256,620,000 |
| 2018 | 3 | 0 | $423,000,000 |
| 2016 | 1 | 0 | $96,000,000 |
| 2015 | 1 | 0 | $410,000,000 |
| 2014 | 1 | 0 | - |
| 2013 | 1 | 0 | $50,000,000 |
| 2011 | 2 | 0 | $208,037,495 |
| 2009 | 1 | 0 | - |
| 2006 | 3 | 1 | $105,205,370 |
| 2005 | 3 | 1 | $209,060,865 |
| 2004 | 2 | 0 | $179,500,000 |
Deals 20
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2020-12-04 | ARS Pharmaceuticals, Inc. CA | Syndicate | $21.00 | 11,500,000 | $241,500,000 | Nasdaq SBTX | IPO | 5 | 424B4 ↗ | |
| 2020-11-25 | Alset Inc. MD | Syndicate | $7.00 | 2,160,000 | $15,120,000 | Nasdaq HFEN | IPO | 6 | 424B4 ↗ | |
| 2018-10-05 | Kodiak Sciences Inc. CA | Syndicate | $10.00 | 9,000,000 | $90,000,000 | Nasdaq KOD | IPO | 7 | 424B4 ↗ | |
| 2018-07-19 | Tilray Brands, Inc. NY | Syndicate | $17.00 | 9,000,000 | $153,000,000 | Nasdaq TLRY | IPO | 9 | 424B4 ↗ | |
| 2018-06-15 | AVALARA, INC. WA | Syndicate | $24.00 | 7,500,000 | $180,000,000 | NYSE AVLR | IPO | 10 | 424B4 ↗ | |
| 2016-09-23 | Apptio Inc WA | Syndicate | $16.00 | 6,000,000 | $96,000,000 | Nasdaq APTI | IPO | 12 | 424B4 ↗ | |
| 2015-04-01 | GoDaddy Inc. AZ | Syndicate | $20.00 | 23,000,000 | $410,000,000 | NYSE GDDY | IPO | 11 | 424B4 ↗ | |
| 2014-10-09 | HUBSPOT INC MA | Syndicate | $25.00 | - | - | IPO | 5 | 424B4 ↗ | ||
| 2013-12-09 | RING ENERGY, INC. TX | Syndicate | $10.00 | 5,000,000 | $50,000,000 | NYSE American REI | Offering | 10 | 424B1 ↗ | |
| 2011-03-11 | MAGNACHIP SEMICONDUCTOR Corp | Syndicate | $14.00 | 9,500,000 | $133,000,000 | NYSE MX | IPO | 8 | 424B4 ↗ | |
| 2011-02-10 | STANDARD BIOTOOLS INC. MA | Syndicate | $13.50 | 5,558,333 | $75,037,495 | Nasdaq FLDM | IPO | 6 | 424B1 ↗ | |
| 2009-08-10 | InterAmerican Acquisition Group Inc CA | Syndicate | 1,076,070 | - | Offering | 3 | 424B4 ↗ | |||
| 2006-11-02 | Primis Financial Corp. VA | Lead | $14.00 | 1,786,000 | $25,004,000 | Nasdaq SONA | IPO | 2 | 424B1 ↗ | |
| 2006-03-03 | NATURAL GAS SERVICES GROUP INC TX | Syndicate | $17.50 | 2,850,000 | $49,875,000 | NYSE American NGS | Offering | 2 | 424B1 ↗ | |
| 2006-01-20 | STERLING INFRASTRUCTURE, INC. TX | Syndicate | $15.00 | 2,021,758 | $30,326,370 | NYSE American STV | Offering | 5 | 424B4 ↗ | |
| 2005-12-16 | QUANTA CAPITAL HOLDINGS LTD D0 | Lead | $4.75 | 11,423,340 | $54,260,865 | Offering | 3 | 424B4 ↗ | ||
| 2005-06-10 | Silicon Graphics International Corp CA | Syndicate | $12.00 | 6,250,000 | $75,000,000 | Nasdaq RACK | IPO | 5 | 424B4 ↗ | |
| 2005-04-21 | NATIONAL ATLANTIC HOLDINGS CORP NJ | Syndicate | $12.00 | 6,650,000 | $79,800,000 | Nasdaq NAHC | IPO | 5 | 424B4 ↗ | |
| 2004-03-17 | TERCICA INC CA | Syndicate | $9.00 | 5,500,000 | $49,500,000 | Nasdaq TRCA | IPO | 7 | 424B4 ↗ | |
| 2004-02-06 | ENTORIAN TECHNOLOGIES INC TX | Syndicate | $13.00 | 10,000,000 | $130,000,000 | Nasdaq STAK | IPO | 10 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 2
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2025-02-14 | Titan Environmental Solutions Inc. | Lead | - | Withdrawn 2023-03-07 | S-1/A ↗ | ||
| 2025-01-28 | Maverick Lifestyle Inc. | Syndicate | $5.50–$6.50 | 2,245,955 | Nasdaq MVRK | Pending | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Barclays | 4 | 1 |
| Goldman Sachs | 4 | 3 |
| J.P. Morgan | 4 | 3 |
| Morgan Stanley | 4 | 4 |
| Piper Sandler | 4 | 2 |
| BofA Securities | 3 | 0 |
| Citigroup | 3 | 2 |
| Cowen | 3 | 2 |
| Deutsche Bank | 3 | 2 |
| June 30 | 3 | 0 |
| RBC Capital Markets | 3 | 0 |
| Short-term investments | 3 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.