IPO registrations (S-1, F-1) · Underwriters
June 30
- Deals
- 10 priced offerings as an underwriter; 9 initial public offerings
- Proceeds of those deals
- $849,400,000
- Years
- 2005–2022
- Named in
- 21 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2022 | 1 | 0 | $60,000,000 |
| 2021 | 2 | 0 | $340,000,000 |
| 2020 | 2 | 0 | $107,500,000 |
| 2018 | 1 | 0 | $90,000,000 |
| 2016 | 2 | 0 | $224,700,000 |
| 2014 | 1 | 0 | - |
| 2005 | 1 | 0 | $27,200,000 |
Deals 10
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2022-10-03 | dMY Squared Technology Group, Inc. NV | Syndicate | $10.00 | 6,000,000 | $60,000,000 | NYSE American DMYY.U | IPO | 3 | 424B4 ↗ | |
| 2021-10-21 | Fintech Ecosystem Development Corp. PA | Syndicate | $10.00 | 10,000,000 | $100,000,000 | Nasdaq FEXD | IPO | 3 | 424B4 ↗ | |
| 2021-10-15 | Black Mountain Acquisition Corp. TX | Syndicate | $10.00 | 24,000,000 | $240,000,000 | NYSE BMAC | IPO | 4 | 424B4 ↗ | |
| 2020-11-24 | Breeze Holdings Acquisition Corp. TX | Syndicate | $10.00 | 10,000,000 | $100,000,000 | Nasdaq BREZ | IPO | 4 | 424B4 ↗ | |
| 2020-01-24 | NANOVIRICIDES, INC. CT | Syndicate | $3.00 | 2,500,000 | $7,500,000 | NYSE American NNVC | Offering | 3 | 424B1 ↗ | |
| 2018-10-05 | Kodiak Sciences Inc. CA | Syndicate | $10.00 | 9,000,000 | $90,000,000 | Nasdaq KOD | IPO | 7 | 424B4 ↗ | |
| 2016-11-07 | Smart Sand, Inc. PA | Syndicate | $11.00 | 11,700,000 | $128,700,000 | Nasdaq SND | IPO | 8 | 424B4 ↗ | |
| 2016-09-23 | Apptio Inc WA | Syndicate | $16.00 | 6,000,000 | $96,000,000 | Nasdaq APTI | IPO | 12 | 424B4 ↗ | |
| 2014-10-09 | HUBSPOT INC MA | Syndicate | $25.00 | - | - | IPO | 5 | 424B4 ↗ | ||
| 2005-09-21 | NEXITY FINANCIAL CORP AL | Syndicate | $16.00 | 1,700,000 | $27,200,000 | Nasdaq NXTY | IPO | 3 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| December 31 | 3 | 0 |
| Barclays | 2 | 0 |
| BofA Securities | 2 | 0 |
| Goldman Sachs | 2 | 2 |
| Jefferies | 2 | 0 |
| J.P. Morgan | 2 | 1 |
| Morgan Stanley | 2 | 2 |
| Aegis Capital | 1 | 1 |
| Chardan | 1 | 0 |
| Credit Suisse | 1 | 1 |
| Deutsche Bank | 1 | 0 |
| EarlyBirdCapital, Inc | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.