IPO registrations (S-1, F-1) · Underwriters
and Market Data
- Deals
- 4 priced offerings as an underwriter, 1 as lead manager or representative; 3 initial public offerings
- Proceeds of those deals
- $14,677,500 ($1,177,500 as lead)
- Years
- 2022–2025
- Named in
- 16 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
Deals 4
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-04-07 | Fatpipe Inc/UT UT | Syndicate | $5.75 | 695,656 | $4,000,000 | Nasdaq FATN | IPO | 3 | 424B4 ↗ | |
| 2025-02-14 | KUSTOM ENTERTAINMENT, INC. KS | Lead | $0.15 | 7,850,000 | $1,177,500 | Nasdaq DGLY | Offering | 5 | 424B4 ↗ | |
| 2023-11-02 | Pineapple Financial Inc. | Syndicate | $4.00 | 875,000 | $3,500,000 | NYSE American PAPL | IPO | 9 | 424B4 ↗ | |
| 2022-01-07 | Hour Loop, Inc WA | Syndicate | $4.00 | 1,500,000 | $6,000,000 | Nasdaq HOUR | IPO | 5 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 7
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2026-09-21 | Fast Finance Pay Corp. | Syndicate | 3,750,000 | OTC FFPP | Pending | S-1/A ↗ | |
| 2026-09-18 | SPECTRAL CAPITAL Corp | Lead | 1,111,111 | OTCQB FCCN | Pending | S-1/A ↗ | |
| 2026-07-01 | Stewards, Inc. | Syndicate | 20,621,250 | OTC SWRD | Effective 2026-07-14 | S-1/A ↗ | |
| 2025-10-14 | CoinShares XRP ETF | Syndicate | 5,000 | Nasdaq XRPL | Withdrawn 2025-11-28 | S-1/A ↗ | |
| 2022-06-24 | Western Magnesium Corp. | Syndicate | - | OTCQB MLYF | Effective 2022-07-12 | S-1/A ↗ | |
| 2022-05-31 | Clubhouse Media Group, Inc. | Syndicate | 32,119,498 | OTC CMGR | Effective 2021-12-13 | S-1/A ↗ | |
| 2021-12-03 | C-Bond Systems, Inc | Syndicate | 33,000,000 | OTC CBNT | Withdrawn 2019-09-13 | S-1 ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| of Contents | 4 | 1 |
| EF Hutton | 2 | 2 |
| The Benchmark Company | 2 | 2 |
| Accumulated deficit (5,058,259 ) (2,846,278 ) | 1 | 0 |
| Aegis Capital | 1 | 0 |
| and Copyrights | 1 | 0 |
| Capital Corp | 1 | 1 |
| D. Boral Capital | 1 | 1 |
| Investment Note 4 | 1 | 0 |
| Note 13 | 1 | 0 |
| Number of Pre-Funded Units Aegis Capital Corp | 1 | 0 |
| of Civil Liabilities | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.