IPO registrations (S-1, F-1) · Underwriters

EF Hutton

Deals
135 priced offerings as an underwriter, 116 as lead manager or representative; 124 initial public offerings
Proceeds of those deals
$7,173,714,631 ($6,397,514,984 as lead)
Years
2020–2026
Named in
252 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
SEC registration
Broker-dealer registered as EF HUTTON LLC · filings on EDGAR ↗

Deals by year

YearDealsAs leadProceeds of deals
202622$250,000,000
202576$246,400,000
20242014$718,053,002
20232320$756,980,442
20223028$1,759,767,889
20215145$3,408,876,300
202021$33,636,998

Deals 135

PricedCompanyRolePriceRangeSharesProceedsListingKindSyndicateProspectus
2026-05-14GSR V Acquisition Corp. TXLead$10.0020,000,000$200,000,000Nasdaq GSRVUIPO2424B4 ↗
2026-01-30Newbridge Acquisition Ltd K3Lead$10.005,000,000$50,000,000Nasdaq NBRGIPO1424B4 ↗
2025-10-10LEIFRAS Co., Ltd. M0Lead$4.001,250,000$5,000,000Nasdaq LFSIPO1424B4 ↗
2025-09-19Platinum Analytics Cayman Ltd U0Lead$4.002,000,000$8,000,000Nasdaq PLTSIPO3424B4 ↗
2025-09-05GSR IV Acquisition Corp. TXSyndicate$10.0020,000,000$200,000,000Nasdaq GSRFUIPO2424B4 ↗
2025-08-07CTWLead$5.002,400,000$12,000,000Nasdaq CTWIPO1424B4 ↗
2025-03-28Intercont (Cayman) LtdLead$7.001,500,000$10,500,000Nasdaq NCTIPO1424B4 ↗
2025-03-07House of Doge Inc. FLLead$4.001,475,000$5,900,000Nasdaq TBHIPO1424B4 ↗
2025-02-26STAK Inc. F4Lead$4.001,250,000$5,000,000Nasdaq STAKIPO3424B4 ↗
2024-12-18YSX Tech Co., LtdLead$4.001,250,000$5,000,000Nasdaq YSXTIPO1424B4 ↗
2024-12-05PANTAGES CAPITAL ACQUISITION Corp DELead$10.007,500,000$75,000,000Nasdaq SPHAIPO1424B4 ↗
2024-11-08GSR III Acquisition Corp. TXLead$10.0020,000,000$200,000,000Nasdaq GSRTUIPO1424B4 ↗
2024-11-08ADURO CLEAN TECHNOLOGIES INC. A6Syndicate$4.25941,177$4,000,002Nasdaq ADURIPO2424B4 ↗
2024-10-22Li Bang International Corp Inc.Syndicate$4.001,520,000$6,080,000Nasdaq LBGJIPO2424B4 ↗
2024-10-22HUHUTECH International Group Inc.Syndicate$4.0050,000$200,000Nasdaq HUHUIPO2424B4 ↗
2024-09-17Kairos Pharma, LTD. CASyndicate$4.001,550,000$6,200,000NYSE American KAPAIPO5424B4 ↗
2024-09-12Future Vision II Acquisition Corp.Lead$10.005,000,000$50,000,000Nasdaq FVNNUIPO2424B4 ↗
2024-08-29Hadron Energy, Inc. CASyndicate$10.0020,000,000$200,000,000Nasdaq GIGIPO2424B4 ↗
2024-08-28Autozi Internet Technology (Global) Ltd.Lead$4.002,500,000$10,000,000Nasdaq AZIIPO1424B4 ↗
2024-08-16YXT.COM GROUP HOLDING LtdLead$11.002,273,000$25,003,000Nasdaq YXTIPO2424B4 ↗
2024-07-29Nature's Miracle Holding Inc. CALead$0.245,000,000$1,200,000Nasdaq NMHIIPO1424B4 ↗
2024-07-26NIP Group Inc. V7Syndicate$9.002,250,000$20,250,000Nasdaq NIPGIPO5424B4 ↗
2024-05-15Armlogi Holding Corp. CALead$5.001,600,000$8,000,000Nasdaq BTOCIPO1424B4 ↗
2024-04-02Zhibao Technology Inc. F4Lead$4.001,500,000$6,000,000Nasdaq ZBAOIPO1424B4 ↗
2024-03-29MindForge Inc.Lead$5.002,000,000$10,000,000Nasdaq UBXGIPO1424B4 ↗
2024-03-22Black Hawk Acquisition Corp CALead$10.006,900,000$69,000,000Nasdaq BKHAIPO1424B4 ↗
2024-03-22LOBO TECHNOLOGIES LTD.Lead$4.001,380,000$5,520,000Nasdaq LOBOIPO1424B4 ↗
2024-02-12Telomir Pharmaceuticals, Inc. FLLead$7.001,000,000$7,000,000Nasdaq TELOIPO5424B1 ↗
2024-01-29Haoxi Health Technology LtdLead$4.002,400,000$9,600,000Nasdaq HAOIPO2424B4 ↗
2023-12-29CN Healthy Food Tech Group Corp. CALead$11.506,100,000$70,150,000Nasdaq IROHIPO1424B4 ↗
2023-12-20Linkage Global Inc M0Lead$4.001,500,000$6,000,000IPO1424B4 ↗
2023-11-09AI Transportation Acquisition Corp E9Lead$10.006,000,000$60,000,000Nasdaq AITRUIPO6424B4 ↗
2023-11-02Pineapple Financial Inc.Lead$4.00875,000$3,500,000NYSE American PAPLIPO9424B4 ↗
2023-10-19WEBUY GLOBAL LTDLead$4.003,800,000$15,200,000Nasdaq WBUYIPO2424B4 ↗
2023-10-10Quetta Acquisition Corp NYLead$10.006,000,000$60,000,000Nasdaq QETAIPO3424B4 ↗
2023-10-03Syra Health Corp INLead$4.121,615,000$6,661,875Nasdaq SYRAIPO2424B4 ↗
2023-09-28LEAD REAL ESTATE CO., LTDLead$7.001,143,000$8,001,000Nasdaq LREIPO3424B4 ↗
2023-09-07Solowin Holdings, Ltd.Lead$4.002,000,000$8,000,000Nasdaq SWINIPO2424B4 ↗
2023-08-2199 Acquisition Group Inc. MDLead$10.007,500,000$75,000,000Nasdaq NNAGIPO3424B4 ↗
2023-08-16Tron Inc. FLSyndicate$5.001,250,000$6,250,000Nasdaq SRMIPO4424B4 ↗
2023-08-10LQR House Inc. FLLead$5.001,000,000$5,000,000Nasdaq LQRIPO4424B4 ↗
2023-08-04MIRA PHARMACEUTICALS, INC. FLLead$7.001,275,000$8,925,000Nasdaq MIRAIPO5424B1 ↗
2023-07-25Keen Vision Acquisition Corp. NJLead$10.0013,000,000$130,000,000Nasdaq KVACIPO3424B4 ↗
2023-03-31Chanson International Holding F4Lead$4.003,390,000$13,560,000Nasdaq CHSNIPO4424B4 ↗
2023-03-30Hongli Group Inc.Lead$4.002,062,500$8,250,000Nasdaq HLPIPO2424B4 ↗
2023-03-29YanGuFang International Group Co., Ltd F4Lead$4.002,000,000$8,000,000Nasdaq YGFIPO2424B4 ↗
2023-03-24Oak Woods Acquisition CorpLead$10.005,000,000$50,000,000Nasdaq OAKUOIPO1424B4 ↗
2023-03-22Four Leaf Acquisition Corp NCLead$10.005,200,000$52,000,000Nasdaq FORLIPO2424B4 ↗
2023-02-16BullFrog AI Holdings, Inc. MDSyndicate$6.501,297,318$8,432,567Nasdaq BFRGIPO3424B4 ↗
2023-02-10New Horizon Aircraft Ltd. A6Lead$10.0010,000,000$100,000,000Nasdaq PTHRUIPO6424B4 ↗
2023-02-01Cetus Capital Acquisition Corp. F5Lead$10.005,000,000$50,000,000Nasdaq CETUIPO2424B4 ↗
2023-01-10Atlas Lithium Corp FLSyndicate$6.00675,000$4,050,000OTCQB JUPGFOffering5424B4 ↗
2022-11-14Plutonian Acquisition Corp. NYLead$11.505,000,000$57,500,000Nasdaq PLTNIPO3424B4 ↗
2022-11-10Snail, Inc. CALead$5.003,000,000$15,000,000Nasdaq SNALIPO3424B4 ↗
2022-10-14Castellum, Inc. VASyndicate$2.001,500,000$3,000,000NYSE American CTMIPO2424B4 ↗
2022-09-21Global Star Acquisition Inc. VALead$10.008,000,000$80,000,000Nasdaq GLSTIPO2424B4 ↗
2022-09-12Vestand Inc. CALead$4.002,940,000$11,760,000Nasdaq YOSHIPO5424B4 ↗
2022-09-09ECD Automotive Design, Inc. MALead$10.0010,000,000$100,000,000Nasdaq EFHTIPO4424B4 ↗
2022-08-29Onfolio Holdings, Inc DELead$5.002,753,750$13,768,750Nasdaq ONFOIPO2424B4 ↗
2022-08-17Graphex Group Ltd K3Lead$2.50-$11,739,132OTC GRFXYOffering4424B4 ↗
2022-08-12TREASURE GLOBAL INC NYLead$4.002,000,000$8,000,000Nasdaq TGLIPO2424B4 ↗
2022-08-11Embrace Change Acquisition Corp. CALead$10.006,500,000$65,000,000Nasdaq EMCGIPO3424B4 ↗
2022-08-08SBC Medical Group Holdings Inc CALead$10.0010,000,000$100,000,000Nasdaq PTWOUIPO6424B4 ↗
2022-08-03Mobiv Acquisition Corp DELead$10.008,700,000$87,000,000Nasdaq MOBVUIPO5424B4 ↗
2022-06-17Thunder Power Holdings, Inc.Syndicate$10.008,500,000$85,000,000Nasdaq FLFVIPO4424B4 ↗
2022-06-10Acri Capital Acquisition Corp TXLead$10.007,500,000$75,000,000Nasdaq ACACIPO2424B4 ↗
2022-05-12ConnectM Technology Solutions, Inc. MALead$10.008,000,000$80,000,000Nasdaq MCACUIPO2424B4 ↗
2022-04-14Aura Fat Projects Acquisition CorpLead$10.0010,000,000$100,000,000Nasdaq AFARUIPO2424B4 ↗
2022-03-14Solidion Technology Inc. TXLead$10.0011,000,000$110,000,000Nasdaq NUBIUIPO2424B4 ↗
2022-02-17FutureTech II Acquisition Corp. NYLead$10.0010,000,000$100,000,000Nasdaq FTIIIPO2424B4 ↗
2022-02-16Genesis Unicorn Capital Corp. NJLead$10.007,500,000$75,000,000Nasdaq GENQIPO2424B4 ↗
2022-02-15Vivakor, Inc. TXLead$5.001,600,000$8,000,000Nasdaq VIVKIPO3424B4 ↗
2022-02-14TC BioPharm (Holdings) plc X0Lead$4.254,117,648$17,500,004Nasdaq TCBPIPO4424B4 ↗
2022-02-14EON Resources Inc. TXLead$10.007,500,000$75,000,000NYSE American HNRAUIPO2424B4 ↗
2022-02-10Evergreen Corp FLLead$10.0010,000,000$100,000,000Nasdaq EVGRUIPO5424B4 ↗
2022-02-08AMERICAN REBEL HOLDINGS INC TNLead$4.152,530,121$10,500,002Nasdaq AREBOffering3424B4 ↗
2022-02-02EnerSyn Global Inc. MDLead$10.007,500,000$75,000,000Nasdaq ACAXIPO2424B4 ↗
2022-01-21DUET Acquisition Corp. FLLead$10.007,500,000$75,000,000Nasdaq DUETIPO3424B4 ↗
2022-01-19Technology & Telecommunication Acquisition Corp FLLead$10.0010,000,000$100,000,000Nasdaq TETEUIPO6424B4 ↗
2022-01-07Hour Loop, Inc WALead$4.001,500,000$6,000,000Nasdaq HOURIPO5424B4 ↗
2022-01-06AppTech Payments Corp. CALead$4.153,614,458$15,000,001OTC APCXOffering4424B4 ↗
2022-01-03Aetherium Acquisition Corp CTLead$10.0010,000,000$100,000,000Nasdaq GMFIIPO2424B4 ↗
2021-12-28Arogo Capital Acquisition Corp. FLLead$10.009,000,000$90,000,000Nasdaq AOGOIPO6424B4 ↗
2021-12-22Sagaliam Acquisition Corp CALead$10.0010,000,000$100,000,000Nasdaq SAGAIPO3424B4 ↗
2021-12-14Blaize Holdings, Inc. CALead$10.0025,000,000$250,000,000Nasdaq BRKHIPO2424B4 ↗
2021-11-30Canna-Global Acquisition Corp CALead$10.0020,000,000$200,000,000Nasdaq CNGLUIPO4424B4 ↗
2021-11-17GRAPHJET TECHNOLOGY N8Lead$10.0010,000,000$100,000,000Nasdaq ENCPUIPO5424B4 ↗
2021-11-15KIDPIK CORP. NYLead$8.502,117,647$17,999,999Nasdaq PIKIPO3424B4 ↗
2021-11-10Stran & Company, Inc. MALead$4.154,337,349$17,999,998 STRNIPO6424B4 ↗
2021-11-05Liberty Resources Acquisition Corp. FLLead$10.0010,000,000$100,000,000Nasdaq LIBYIPO3424B4 ↗
2021-11-03Fortune Rise Acquisition Corp FLSyndicate$10.008,500,000$85,000,000Nasdaq TUGCUIPO3424B4 ↗
2021-11-01VISION SENSING ACQUISITION CORP. FLLead$10.008,800,000$88,000,000Nasdaq VSACIPO3424B4 ↗
2021-10-21Fintech Ecosystem Development Corp. PALead$10.0010,000,000$100,000,000Nasdaq FEXDIPO3424B4 ↗
2021-10-14Healthcare Triangle, Inc. CALead$4.004,709,255$18,837,020Nasdaq HCTIIPO2424B4 ↗
2021-10-14FAT PROJECTS ACQUISITION CORP U0Lead$10.0010,000,000$100,000,000Nasdaq FATPIPO8424B4 ↗
2021-10-12Vulcan Infrastructure & Power Inc. NYSyndicate$55.00--Nasdaq GREELOffering13424B4 ↗
2021-10-08Maxpro Capital Acquisition Corp. F5Lead$10.009,000,000$90,000,000Nasdaq JMACIPO8424B4 ↗
2021-10-06Parsec Capital Acquisitions Corp. TXLead$10.007,500,000$75,000,000Nasdaq PCXIPO2424B4 ↗
2021-09-30Guardforce AI Co., Ltd. U0Lead$4.153,614,458$15,000,000OTC GRDAFIPO3424B4 ↗
2021-09-21HHG Capital Corp U0Lead$10.005,000,000$50,000,000Nasdaq HHGCIPO3424B4 ↗
2021-09-16Ocean Biomedical, Inc. NYLead$10.0010,000,000$100,000,000Nasdaq AEHAIPO3424B4 ↗
2021-09-16Pasithea Therapeutics Corp. FLLead$5.004,800,000$24,000,000Nasdaq KTTAIPO2424B4 ↗
2021-09-08Trump Media & Technology Group Corp. FLLead$10.0025,000,000$250,000,000Nasdaq DWACIPO2424B4 ↗
2021-08-16Myseum.AI, Inc. NJLead$4.152,891,567$12,000,003Nasdaq DATSIPO3424B4 ↗
2021-08-13PHP Ventures Acquisition Corp. NYLead$10.005,000,000$50,000,000Nasdaq PPHPIPO3424B4 ↗
2021-08-11AERWINS Technologies Inc. M0Lead$10.0010,000,000$100,000,000Nasdaq PONO.UIPO4424B4 ↗
2021-08-06Nova Vision Acquisition Corp U0Lead$10.005,000,000$50,000,000Nasdaq NOVVIPO3424B4 ↗
2021-08-06Global System Dynamics, Inc. TXLead$10.0010,000,000$100,000,000Nasdaq GLEEIPO5424B4 ↗
2021-08-04IDW MEDIA HOLDINGS, INC. NJLead$3.602,500,000$9,000,000OTC IDWMOffering2424B4 ↗
2021-07-21HCW Biologics Inc. FLLead$8.007,000,000$56,000,000Nasdaq HCWBIPO3424B4 ↗
2021-07-19Estrella Immunopharma, Inc. CASyndicate$10.004,000,000$40,000,000Nasdaq UPTDIPO4424B4 ↗
2021-07-09AVAX ONE TECHNOLOGY LTD. FLLead$5.992,719,999$16,292,794Nasdaq AGRIIPO3424B4 ↗
2021-07-02Brightline Interactive, Inc./NV VALead$7.001,750,000$12,250,000Nasdaq VRARIPO3424B4 ↗
2021-06-28G Medical Innovations Holdings Ltd. L3Lead$5.003,000,000$15,000,000Nasdaq GMVDIPO3424B4 ↗
2021-06-25SHF Holdings, Inc. COLead$10.0010,000,000$100,000,000Nasdaq NLITIPO4424B4 ↗
2021-06-24UPEXI, INC. FLLead$5.002,200,000$11,000,000Nasdaq GRVIIPO2424B4 ↗
2021-06-21Grom Social Enterprises, Inc. FLLead$4.152,409,639$10,000,002Nasdaq GROMIPO3424B4 ↗
2021-06-14Endovia Health Sciences, Inc. FLLead$4.003,750,000$15,000,000NYSE American SBEVOffering4424B4 ↗
2021-06-10Global Consumer Acquisition Corp NYLead$10.0017,000,000$170,000,000Nasdaq GACQIPO6424B4 ↗
2021-05-20Aries I Acquisition Corp. E9Lead$10.0012,500,000$125,000,000Nasdaq RAMIPO3424B4 ↗
2021-05-17Digital Brands Group, Inc. TXLead$4.152,409,639$10,000,001Nasdaq DBGIIPO2424B4 ↗
2021-05-10OneMedNet Corp X0Lead$10.0010,000,000$100,000,000Nasdaq DKDCAIPO6424B4 ↗
2021-05-06Maquia Capital Acquisition Corp FLLead$10.0016,000,000$160,000,000Nasdaq MAQCIPO2424B4 ↗
2021-05-05Alfi, Inc. DCSyndicate$4.153,731,344$15,485,077Nasdaq ALFIPO4424B4 ↗
2021-04-28Protagenic Therapeutics, Inc.\new NYLead$4.983,180,000$15,836,400OTCQB PTIXOffering4424B4 ↗
2021-03-19Royalty Management Holding Corp INLead$10.0010,000,000$100,000,000Nasdaq AMAOIPO2424B4 ↗
2021-02-18Gaucho Group Holdings, Inc. FLLead$6.001,333,334$8,000,004Nasdaq VINOIPO2424B4 ↗
2021-02-18RTB Digital, Inc. CALead$10.504,150,000$43,575,000OTCQB GRBXOffering2424B4 ↗
2021-02-12Longeveron Inc. FLSyndicate$10.002,660,000$26,600,000Nasdaq LGVNIPO2424B4 ↗
2021-02-10Reliance Global Group, Inc. NJLead1,800,000-OTCQB RELIIPO3424B4 ↗
2021-01-25COMSovereign Holding Corp. AZLead$4.153,855,422$16,000,001Nasdaq COMSOffering3424B4 ↗
2021-01-21FoxWayne Enterprises Acquisition Corp. NYSyndicate$10.005,000,000$50,000,000Nasdaq FOXWIPO5424B4 ↗
2021-01-06Benessere Capital Acquisition Corp. FLLead$10.0010,000,000$100,000,000Nasdaq BENEIPO3424B4 ↗
2020-12-02Outdoor Holding Co GALead$2.108,564,285$17,984,998OTCQB POWWOffering3424B4 ↗
2020-09-18BIOVIE INC. NVSyndicate$10.001,565,200$15,652,000Nasdaq BIVIIPO3424B4 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 1

FiledCompanyRoleRangeSharesListingStatusDocument
2021-01-28Reliance Global Group, Inc.Lead1,500,000OTCQB RELIWithdrawn 2024-06-24S-1/A ↗

Works alongside

FirmDeals togetherOf which that firm led
The Benchmark Company10281
of Contents341
Joseph Gunnar170
Tiger Brokers156
EF Hutton, division of Benchmark Investments, LLC77
Westpark Capital, Inc70
B. Riley Securities61
Brookline Capital Markets60
J.P. Morgan61
Units EF Hutton, division of Benchmark Investments, LLC50
AmeriVet Securities40
Craft Capital44

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.