IPO registrations (S-1, F-1) · Underwriters
Joseph Gunnar
- Deals
- 54 priced offerings as an underwriter, 15 as lead manager or representative; 37 initial public offerings
- Proceeds of those deals
- $2,145,879,253 ($139,297,498 as lead)
- Years
- 2004–2026
- Named in
- 97 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2026 | 2 | 1 | $74,800,000 |
| 2025 | 1 | 1 | $5,000,000 |
| 2024 | 1 | 1 | $6,000,000 |
| 2023 | 2 | 1 | $9,150,000 |
| 2022 | 10 | 0 | $468,899,133 |
| 2021 | 14 | 2 | $1,065,799,998 |
| 2020 | 4 | 2 | $50,915,000 |
| 2019 | 2 | 0 | $20,000,000 |
| 2018 | 3 | 1 | $18,520,000 |
| 2017 | 3 | 2 | $25,990,000 |
| 2016 | 5 | 2 | $81,790,454 |
| 2015 | 2 | 1 | $13,014,668 |
| 2011 | 1 | 1 | $6,300,000 |
| 2010 | 1 | 0 | $96,000,000 |
| 2005 | 1 | 0 | $150,000,000 |
| 2004 | 2 | 0 | $53,700,000 |
Deals 54
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-20 | Optimi Health Corp. A1 | Lead | $6.25 | 2,400,000 | $15,000,000 | Nasdaq OPTH | IPO | 1 | 424B4 ↗ | |
| 2026-04-30 | SILVER BOW MINING CORP. MT | Syndicate | $11.50 | 5,200,000 | $59,800,000 | NYSE American SBMT | IPO | 6 | 424B4 ↗ | |
| 2025-03-07 | Capstone Holding Corp. IL | Lead | $4.00 | 1,250,000 | $5,000,000 | OTCQB CAPS | Offering | 1 | 424B4 ↗ | |
| 2024-03-06 | Lucas GC Ltd F4 | Lead | $4.00 | 1,500,000 | $6,000,000 | Nasdaq LGCL | IPO | 1 | 424B4 ↗ | |
| 2023-05-15 | Assure Holdings Corp. CO | Lead | $1.20 | 4,250,000 | $5,100,000 | Nasdaq IONM | Offering | 1 | 424B4 ↗ | |
| 2023-01-10 | Atlas Lithium Corp FL | Syndicate | $6.00 | 675,000 | $4,050,000 | OTCQB JUPGF | Offering | 5 | 424B4 ↗ | |
| 2022-12-30 | Coya Therapeutics, Inc. TX | Syndicate | $5.00 | 3,050,000 | $15,250,000 | Nasdaq COYA | IPO | 3 | 424B4 ↗ | |
| 2022-09-12 | Vestand Inc. CA | Syndicate | $4.00 | 2,940,000 | $11,760,000 | Nasdaq YOSH | IPO | 5 | 424B4 ↗ | |
| 2022-08-17 | Graphex Group Ltd K3 | Syndicate | $2.50 | - | $11,739,132 | OTC GRFXY | Offering | 4 | 424B4 ↗ | |
| 2022-08-15 | LUXURBAN HOTELS INC. FL | Syndicate | $4.00 | 3,375,000 | $13,500,000 | Nasdaq CHG | IPO | 2 | 424B4 ↗ | |
| 2022-08-08 | SBC Medical Group Holdings Inc CA | Syndicate | $10.00 | 10,000,000 | $100,000,000 | Nasdaq PTWOU | IPO | 6 | 424B4 ↗ | |
| 2022-08-03 | Mobiv Acquisition Corp DE | Syndicate | $10.00 | 8,700,000 | $87,000,000 | Nasdaq MOBVU | IPO | 5 | 424B4 ↗ | |
| 2022-05-06 | Edible Garden AG Inc NJ | Syndicate | $5.00 | 2,930,000 | $14,650,000 | Nasdaq EDBL | IPO | 2 | 424B4 ↗ | |
| 2022-02-10 | Evergreen Corp FL | Syndicate | $10.00 | 10,000,000 | $100,000,000 | Nasdaq EVGRU | IPO | 5 | 424B4 ↗ | |
| 2022-01-19 | Technology & Telecommunication Acquisition Corp FL | Syndicate | $10.00 | 10,000,000 | $100,000,000 | Nasdaq TETEU | IPO | 6 | 424B4 ↗ | |
| 2022-01-06 | AppTech Payments Corp. CA | Syndicate | $4.15 | 3,614,458 | $15,000,001 | OTC APCX | Offering | 4 | 424B4 ↗ | |
| 2021-12-28 | Arogo Capital Acquisition Corp. FL | Syndicate | $10.00 | 9,000,000 | $90,000,000 | Nasdaq AOGO | IPO | 6 | 424B4 ↗ | |
| 2021-11-17 | GRAPHJET TECHNOLOGY N8 | Syndicate | $10.00 | 10,000,000 | $100,000,000 | Nasdaq ENCPU | IPO | 5 | 424B4 ↗ | |
| 2021-11-16 | BT Brands, Inc. UT | Lead | $5.00 | 2,400,000 | $12,000,000 | Nasdaq BTBD | IPO | 2 | 424B4 ↗ | |
| 2021-11-10 | Stran & Company, Inc. MA | Syndicate | $4.15 | 4,337,349 | $17,999,998 | STRN | IPO | 6 | 424B4 ↗ | |
| 2021-10-14 | FAT PROJECTS ACQUISITION CORP U0 | Syndicate | $10.00 | 10,000,000 | $100,000,000 | Nasdaq FATP | IPO | 8 | 424B4 ↗ | |
| 2021-10-08 | Maxpro Capital Acquisition Corp. F5 | Syndicate | $10.00 | 9,000,000 | $90,000,000 | Nasdaq JMAC | IPO | 8 | 424B4 ↗ | |
| 2021-08-06 | Global System Dynamics, Inc. TX | Syndicate | $10.00 | 10,000,000 | $100,000,000 | Nasdaq GLEE | IPO | 5 | 424B4 ↗ | |
| 2021-07-01 | Nixxy, Inc. NY | Lead | $5.00 | 2,400,000 | $12,000,000 | OTCQB RCRT | Offering | 3 | 424B4 ↗ | |
| 2021-06-28 | G Medical Innovations Holdings Ltd. L3 | Syndicate | $5.00 | 3,000,000 | $15,000,000 | Nasdaq GMVD | IPO | 3 | 424B4 ↗ | |
| 2021-06-25 | SHF Holdings, Inc. CO | Syndicate | $10.00 | 10,000,000 | $100,000,000 | Nasdaq NLIT | IPO | 4 | 424B4 ↗ | |
| 2021-06-14 | Endovia Health Sciences, Inc. FL | Syndicate | $4.00 | 3,750,000 | $15,000,000 | NYSE American SBEV | Offering | 4 | 424B4 ↗ | |
| 2021-06-01 | Zivo Bioscience, Inc. MI | Syndicate | $5.00 | 2,760,000 | $13,800,000 | OTCQB ZIVO | Offering | 2 | 424B4 ↗ | |
| 2021-02-16 | Bite Acquisition Corp. IL | Syndicate | $10.00 | 17,500,000 | $175,000,000 | NYSE BITE | IPO | 3 | 424B4 ↗ | |
| 2021-02-11 | Goal Acquisitions Corp. TX | Syndicate | $10.00 | 22,500,000 | $225,000,000 | Nasdaq PUCK | IPO | 5 | 424B4 ↗ | |
| 2020-09-02 | PRF Technologies Ltd. | Lead | $8.00 | 2,500,000 | $20,000,000 | Nasdaq PRFX | IPO | 2 | 424B4 ↗ | |
| 2020-08-13 | Kubient, Inc. NY | Lead | $5.00 | 2,500,000 | $12,500,000 | Nasdaq KBNT | IPO | 3 | 424B4 ↗ | |
| 2020-06-19 | OpenWorld, Inc. FL | Syndicate | $4.60 | 2,173,913 | $10,000,000 | Nasdaq VRME | Offering | 3 | 424B4 ↗ | |
| 2020-04-15 | ESPORTS ENTERTAINMENT GROUP, INC. O1 | Syndicate | $4.25 | 1,980,000 | $8,415,000 | Nasdaq GMBL | Offering | 2 | 424B4 ↗ | |
| 2019-06-25 | ARTELO BIOSCIENCES, INC. CA | Syndicate | $6.15 | 1,300,813 | $8,000,000 | OTCQB ARTL | Offering | 2 | 424B4 ↗ | |
| 2019-04-17 | Beam Global CA | Syndicate | $6.00 | 2,000,000 | $12,000,000 | Nasdaq EVSI | Offering | 2 | 424B4 ↗ | |
| 2018-11-09 | Toughbuilt Industries, Inc CA | Syndicate | $4.98 | - | - | Nasdaq TBLTU | IPO | 4 | 424B4 ↗ | |
| 2018-07-30 | Azora Therapeutics, Inc. (DE) CA | Lead | $5.00 | 1,464,000 | $7,320,000 | Nasdaq ADIL | IPO | 4 | 424B4 ↗ | |
| 2018-06-29 | Entera Bio Ltd. | Syndicate | $7.99 | 1,400,000 | $11,200,000 | Nasdaq ENTX | IPO | 2 | 424B4 ↗ | |
| 2017-06-22 | OLENOX INDUSTRIES INC. TX | Lead | $5.00 | 1,500,000 | $7,500,000 | Nasdaq SGBX | Offering | 4 | 424B1 ↗ | |
| 2017-06-12 | Immuron Ltd C3 | Syndicate | $10.00 | 610,000 | $6,100,000 | Nasdaq IMRN | IPO | 4 | 424B4 ↗ | |
| 2017-01-26 | Attis Industries Inc. GA | Lead | $4.13 | 3,000,000 | $12,390,000 | Nasdaq MRDN | Offering | 4 | 424B4 ↗ | |
| 2016-12-07 | Polar Power, Inc. CA | Syndicate | $7.00 | 2,400,000 | $16,800,000 | Nasdaq POLA | IPO | 3 | 424B4 ↗ | |
| 2016-08-01 | Quoin Pharmaceuticals Ltd. VA | Syndicate | $6.04 | 1,292,308 | $7,802,955 | Nasdaq APOP | IPO | 3 | 424B4 ↗ | |
| 2016-05-04 | AYTU BIOPHARMA, INC CO | Lead | $0.65 | 18,750,000 | $12,187,500 | OTCQX AYTUW | Offering | 2 | 424B4 ↗ | |
| 2016-03-07 | DarioHealth Corp. NY | Lead | $4.50 | 1,333,333 | $5,999,998 | Nasdaq DRIO | Offering | 3 | 424B4 ↗ | |
| 2016-03-04 | ISUN, INC. VT | Syndicate | $10.00 | 3,900,000 | $39,000,000 | Nasdaq JSYN | IPO | 6 | 424B4 ↗ | |
| 2015-11-23 | PURPLE BIOTECH LTD. L3 | Syndicate | $4.12 | 3,158,900 | $13,014,668 | Nasdaq KTOV | IPO | 5 | 424B4 ↗ | |
| 2015-10-27 | Oasmia Pharmaceutical AB V7 | Lead | 2,339,200 | - | Nasdaq OASM | IPO | 3 | 424B4 ↗ | ||
| 2011-02-08 | China Century Dragon Media, Inc. FL | Lead | $5.25 | 1,200,000 | $6,300,000 | NYSE American CDM | Offering | 8 | 424B4 ↗ | |
| 2010-01-26 | China Hydroelectric Corp NY | Syndicate | $16.00 | 6,000,000 | $96,000,000 | NYSE CHC | IPO | 6 | 424B4 ↗ | |
| 2005-11-14 | Cold Spring Capital Inc. CT | Syndicate | $7.50 | 20,000,000 | $150,000,000 | NYSE American CDS.U | IPO | 5 | 424B4 ↗ | |
| 2004-07-23 | LUMERA CORP WA | Syndicate | $6.95 | 6,000,000 | $41,700,000 | Nasdaq LMRA | IPO | 12 | 424B1 ↗ | |
| 2004-06-18 | Simply, Inc. FL | Syndicate | $6.00 | 2,000,000 | $12,000,000 | NYSE American IFO | IPO | 5 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 19
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2026-09-17 | Lannister Mining Corp. | Lead | $4.00–$6.00 | 3,000,000 | DRIL | Pending | F-1/A ↗ |
| 2026-07-01 | Nuclea Energy Inc. | Lead | $8.00–$10.00 | 5,555,556 | NYSE NCLA | Withdrawn 2026-07-31 | F-1/A ↗ |
| 2026-02-02 | Exxel Pharma, INC. | Lead | - | NYSE American EXXL | Pending | S-1/A ↗ | |
| 2025-12-29 | Riverstone Ltd | Lead | $5.00–$7.00 | 2,500,000 | Nasdaq DNJF | Pending | F-1 ↗ |
| 2025-05-23 | HIGH WIRE NETWORKS, INC. | Lead | $4.00–$5.00 | 1,111,111 | Nasdaq HWNI | Withdrawn 2008-11-25 | S-1/A ↗ |
| 2025-01-28 | Maverick Lifestyle Inc. | Lead | $5.50–$6.50 | 2,245,955 | Nasdaq MVRK | Pending | S-1/A ↗ |
| 2024-01-23 | Data443 Risk Mitigation, Inc. | Lead | $5.00–$6.00 | 109,091 | Nasdaq ATDS | Withdrawn 2020-12-17 | S-1/A ↗ |
| 2020-10-05 | GameWorks, Inc. | Lead | - | Nasdaq GMWX | Pending | S-1/A ↗ | |
| 2018-04-13 | Tal Consolidated Inc. | Lead | $6.00–$8.00 | 2,143,000 | Nasdaq TCL | Withdrawn 2018-12-13 | S-1/A ↗ |
| 2017-07-18 | Frankly Inc | Lead | $4.50–$6.00 | 2,400,000 | TSX TLK | Withdrawn 2018-07-13 | S-1/A ↗ |
| 2017-06-15 | Hunting Dog Capital Corp. | Lead | 2,000,000 | NYSE American HDCC | Pending | S-1/A ↗ | |
| 2017-05-17 | Mota Group, Inc. | Lead | 650,000 | Nasdaq MOTA | Withdrawn 2018-10-01 | S-1/A ↗ | |
| 2017-04-03 | ACTIVECARE, INC. | Lead | $5.00–$6.00 | - | Nasdaq ACAR | Withdrawn 2017-10-16 | S-1/A ↗ |
| 2016-12-02 | JWIZ, INC. | Lead | - | Nasdaq JWIZ | Pending | S-1/A ↗ | |
| 2016-12-01 | Microphase Corp | Lead | - | Withdrawn 2017-09-26 | S-1/A ↗ | ||
| 2016-09-02 | Full Spectrum Inc. | Lead | $7.00–$9.00 | 1,875,000 | Nasdaq FMAX | Withdrawn 2017-11-03 | S-1/A ↗ |
| 2016-02-17 | Advanced Inhalation Therapies (AIT) Ltd. | Lead | 333,333 | OTCQB AITPU | Withdrawn 2016-07-21 | F-1/A ↗ | |
| 2015-10-22 | Oasmia Pharmaceutical AB | Lead | $4.70–$6.70 | - | Nasdaq OASM | Priced 2015-10-27 (terms not read) | F-1/A ↗ |
| 2011-09-02 | GRASSMERE ACQUISITION Corp | Syndicate | 5,000,000 | Pending | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| The Benchmark Company | 18 | 17 |
| EF Hutton | 17 | 16 |
| Maxim Group | 16 | 12 |
| of Contents | 7 | 2 |
| Tiger Brokers | 6 | 0 |
| EF Hutton, division of Benchmark Investments, LLC | 5 | 5 |
| H.C. Wainwright | 5 | 5 |
| Rodman & Renshaw | 5 | 0 |
| Units EF Hutton, division of Benchmark Investments, LLC | 5 | 0 |
| U.S. Tiger Securities Inc | 4 | 0 |
| B. Riley Securities | 3 | 0 |
| Drexel Hamilton | 3 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.