IPO registrations (S-1, F-1) · Registrants
Microphase Corp
- SEC CIK
- 1574969 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2016-07-28, last 2016-12-01; 1 initial registration, 2 amendments
- Outcome
- Withdrawal requested 2017-09-26
- Industry (SIC)
- Electronic Components, NEC 3679
- Incorporated in
- DE
- Business address
- 100 TRAP FALLS ROAD EXTENSION,, SUITE 400, Shelton, CT 06484
- EIN
- 06-0710848
- EDGAR entity type
- operating
- Insiders and CEO pay
- Microphase Corp on the corporate pages
Offering terms
- Lead underwriters
- Joseph Gunnar
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: MICROPHASE CORPORATION Fuzzy (name and state)
- Business registration: MICROPHASE CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: MICROPHASE CORPORATION EXACT (EIN (EXACT))
- Federal award recipient: MICROPHASE CORP Fuzzy (name and state)
- Form D issuer: Microphase Corp EXACT (CIK (EXACT))
- SEC filer: Microphase Corp EXACT (CIK (EXACT))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2016-07-28 | S-1 | S-1 (registration) | Microphase Corp | 0001144204-16-114781 ↗ |
| 2016-10-12 | S-1/A | S-1/A (amendment) | Microphase Corp | 0001144204-16-127763 ↗ |
| 2016-12-01 | S-1/A | S-1/A (amendment) | Microphase Corp | 0001144204-16-137511 ↗ |
| 2017-09-26 | RW | RW (withdrawal request) | Microphase Corp | 0001144204-17-049624 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2016-12-01 | S-1/A | registration statement | $7.50 | - | - | 1 | primary document; price line, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ASHMAN JAMES P | Director,Officer; Officer | Chief Financial Officer; Vice President of Finance | 2 | 2015–2017 | |
| ERGUL NECDET F | Director,Officer | Chief Executive Officer | 1 | 2015 | |
| PETERSON JEFFREY RANDOLPH FOOTE | Director,Officer | Chief Administrative Officer | 1 | 2015 | |
| DECOSTER PAUL HOWARD | Director | 1 | 2015 | ||
| GHADAKSAZ MICHAEL M | Director,Officer | CTO, CMO | 1 | 2016 | |
| FERNANDEZ FERNANDO L | Director | 1 | 2016 | ||
| RUSSOMANNO FRANK P | Director | 1 | 2016 | ||
| White Billy Joe | Director | 1 | 2016 | ||
| DIGITAL POWER CORP | TenPercentOwner | 1 | 2017 | ||
| KOHN AMOS | Director,Officer | Chief Executive Officer | 1 | 2017 | |
| AULT MILTON C III | Director | 1 | 2017 | ||
| Horne William B | Director | 1 | 2017 | ||
| Rosenberg Mordechai | Director | 1 | 2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2016-06-15 | Microphase Corp | Manufacturing | $250,000 | $250,000 | 1 | 1 |
| 2016-04-01 | Microphase Corp | Manufacturing | $1,136,000 | $1,136,000 | 43 | 1 |
| 2014-02-03 | Microphase Corp | Manufacturing | $1,000,000 | $945,000 | 10 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | MICROPHASE CORPORATION | CT | State business registries | name and state |
| Business registration | MICROPHASE CORPORATION | CT | State business registries | name and state |
| Plan sponsor | MICROPHASE CORPORATION | CT | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | MICROPHASE CORP | CT | Federal spending (USAspending) | name and state |
| Form D issuer | Microphase Corp | CT | Form D private offerings | CIK (EXACT) |
| SEC filer | Microphase Corp | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Microphase Corporation | CT | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | MICROPHASE CORPORATION | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Electronic Components, NEC, CT first:
- LUMENON INNOVATIVE LIGHTWAVE TECHNOLOGY INC A8
- POWER ONE INC CA
- SAGE INC/CA CA
- ALTEON WEBSYSTEMS INC CA
- CHEROKEE INTERNATIONAL CORP CA
- MCMS INC /DE/ CA
- Uni-Pixel CA
- Alien Technology Corp CA
- Voice Life Inc CA
- INNOVATIVE MICRO TECHNOLOGY INC CA
In other datasets, the same topic (Technology) in CT:
- Form D issuer: 3D ASSET MANAGEMENT, INC (Form D private offerings)
- Lobbying client: ADAPTIVE MARKETING LLC (Federal lobbying (LDA))
Interests: Electronic Components, NEC · Technology