IPO registrations (S-1, F-1) · Registrants
POWER ONE INC
- SEC CIK
- 1042825 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-08-05, last 1997-09-25; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 1997-10-01
- Industry (SIC)
- Electronic Components, NEC 3679
- Incorporated in
- DE
- Business address
- 740 CALLE PLANO, Camarillo, CA 93012
- EIN
- 77-0420182
- EDGAR entity type
- operating
- Insiders and CEO pay
- POWER ONE INC on the corporate pages
Offering terms
- Proposed price range
- $11.00–$13.00 per share (S-1/A filed 1997-09-25)
- Final price
- $1.05 per share, below the range (424B4 filed 1997-10-01, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $5,250,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol PWER
- Lead underwriters
- Stephens (1,000,000 shares); Robertson Stephens; Montgomery Securities (1,000,000 shares); BancAmerica Robertson Stephens (1,000,000 shares)
- Syndicate
- Allen & Company (100,000); Bear Stearns (100,000); BT Alex. Brown (100,000); Cowen (100,000); SBC Warburg Dillon Read Inc (100,000); Donaldson, Lufkin & Jenrette (100,000); Goldman Sachs (100,000); Hambrecht & Quist (100,000); Merrill Lynch (100,000); Oppenheimer (100,000); PaineWebber (100,000); Adams Harkness (45,000); Advest Inc (45,000); Baird (45,000); J.C. Bradford & Co (45,000); Equitable Securities Corporation (45,000); Janney Montgomery Scott (45,000); Edward D. Jones & Co., L.P (45,000); C.L. King & Associates (45,000); Ladenburg Thalmann (45,000); Morgan Keegan (45,000); Needham & Company (45,000); Pennsylvania Merchant Group Ltd (45,000); Principal Financial Securities, Inc (45,000); Raymond James (45,000); Truist Securities (45,000); Sanders Morris Mundy (45,000); Scott & Stringfellow, Inc (45,000); Stifel (45,000); Unterberg Harris (45,000); Wedbush Securities (45,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: POWER-ONE, INC. EXACT (EIN (EXACT))
- SEC filer: POWER ONE INC EXACT (CIK (EXACT))
- Person page: Ajay B Shah Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Harriet C Stephens Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
- Person page: W R Stephens Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-08-05 | S-1 | S-1 (registration) | POWER ONE INC | 0000912057-97-026101 ↗ |
| 1997-09-12 | S-1/A | S-1/A (amendment) | POWER ONE INC | 0000912057-97-030637 ↗ |
| 1997-09-25 | S-1/A | S-1/A (amendment) | POWER ONE INC | 0000912057-97-031732 ↗ |
| 1997-10-01 | 424B4 | 424B4 (final prospectus) | POWER ONE INC | 0000912057-97-032326 ↗ |
| 1999-09-15 | 424B1 | 424B1 (final prospectus) | POWER ONE INC | 0001047469-99-035839 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-09-25 | S-1/A | registration statement | $11.00–$13.00 | $12.00 | 5,000,000 | $60,000,000 | Nasdaq PWER | 3 | from the submission text; range, price sentence, shares headline, proceeds computed, cover names 3 | document ↗ |
| 1997-10-01 | 424B4 | final prospectus | $1.05 | 5,000,000 | $5,250,000 | Nasdaq PWER | 35 | from the submission text; price line, shares headline, proceeds computed, underwriting table 34, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Tarrant Veronica | Officer | VP, Fin.& Chief Acctg. Officer | 4 | 2006 | |
| MARTIN DOUGLAS H | TenPercentOwner | 3 | 2006–2008 | ||
| BISHOP KENDALL R | Director | 16 | 2006–2012 | ||
| DELLY GAYLA J | Director | 3 | 2006–2008 | ||
| JACOBY JON E M | Director; Director,TenPercentOwner | 9 | 2006–2009 | ||
| MELLIAR SMITH CHRISTOPHER MARK | Director | 14 | 2006–2013 | ||
| WALTERS JAY | Director | 13 | 2006–2013 | ||
| Godfrey Brad W | Officer | President and COO; President & COO | 10 | 2006–2008 | |
| HOLLIDAY RANDALL H | Officer | Gen Counsel & Corp Secretary; General Counsel and Secretary | 8 | 2006–2008 | |
| Ross Paul | Officer | VP, Finance and CFO | 2 | 2006 | |
| YEATES WILLIAM T | Officer | Chief Executive Officer | 4 | 2006–2007 | |
| STEPHENS HARRIET C | TenPercentOwner | 3 | 2006–2008 | person page Fuzzy | |
| STEPHENS WARREN A | TenPercentOwner | 3 | 2006–2008 | ||
| STEPHENS WARREN A TRUST UID 9/30/87 | TenPercentOwner | 3 | 2006–2008 | ||
| GOLDMAN STEVEN J | Director; Director,Officer | Chairman of the Board | 19 | 2006–2009 | |
| BRADBURY CURTIS F JR | TenPercentOwner | 2 | 2006–2008 | ||
| CAMPBELL ELIZABETH STEPHENS | TenPercentOwner | 3 | 2006–2008 | ||
| JACOBY ENTERPRISES INC | TenPercentOwner | 2 | 2006–2008 | ||
| SF HOLDING CORP | TenPercentOwner | 3 | 2006–2008 | ||
| STEPHENS BESS C | TenPercentOwner | 3 | 2006–2008 | ||
| STEPHENS HARRIET CALHOUN TRUST UID 3/22/84 | TenPercentOwner | 2 | 2006–2008 | ||
| STEPHENS JOHN CALHOUN TRUST UID 12/1/87 | TenPercentOwner | 2 | 2006–2008 | ||
| STEPHENS LAURA WHITAKER TRUST UID 12/28/90 | TenPercentOwner | 2 | 2006–2008 | ||
| STEPHENS PAMELA DIANE TRUST ONE UID 4/10/92 | TenPercentOwner | 2 | 2006–2008 | ||
| STEPHENS WARREN & HARRIET CHILDRENS TRUST UID 9/30/87 | TenPercentOwner | 2 | 2006–2008 | ||
| STEPHENS WARREN MILES AMERINE TRUST UID 9/10/86 | TenPercentOwner | 2 | 2006–2008 | ||
| STEPHENS WILTON R JR | TenPercentOwner | 3 | 2006–2008 | person page Fuzzy | |
| LEVRAN ALEXANDER | Officer | Chief Technology Officer; President, Renewable Energy; Sr. VP Res. & Dev., CTO | 26 | 2007–2013 | |
| Kyle Jeffrey J | Officer | VP, Finance and CFO | 7 | 2007–2008 | |
| THOMPSON RICHARD J | Director; Director,Officer | Director and CEO; Director, President & CEO; President & CEO | 36 | 2007–2013 | |
| CORAL TWO CORP | TenPercentOwner | 1 | 2008 | ||
| STEPHENS BESS C TRUST UID 1/4/85 | TenPercentOwner | 1 | 2008 | ||
| STEPHENS JACKSON T TRUST NO ONE UID | TenPercentOwner | 1 | 2008 | ||
| PATTERSON STEVE | TenPercentOwner | 1 | 2008 | ||
| Heller Linda C. | Officer | Sr. VP-Finance, CFO; Sr. VP-Finance, Treasurer/CFO | 4 | 2008–2010 | |
| Dial Neil | Officer | Sr. VP, Operations | 10 | 2008–2011 | |
| GACEK JON W | Director | 11 | 2008–2013 | ||
| MCKNIGHT TINA D | Officer | General Counsel and Secretary; General Counsel & Secretary; Sr. Gen. Counsel and Secretary; SVP Gen. Counsel and Secretary | 20 | 2008–2013 | |
| Ryland Kyle | Director | 4 | 2009–2013 | ||
| SHAH AJAY B | Director | 4 | 2009–2013 | person page Fuzzy | |
| Silver Lake Sumeru Fund LP | Director,TenPercentOwner | 4 | 2009–2013 | ||
| Silver Lake Technology Associates Sumeru, L.P. | Director,TenPercentOwner; TenPercentOwner | 4 | 2009–2013 | ||
| Silver Lake Technology Investors Sumeru, L.P. | Director; Director,TenPercentOwner; TenPercentOwner | 4 | 2009–2013 | ||
| SLTA Sumeru (GP), L.L.C. | Director,TenPercentOwner; TenPercentOwner | 4 | 2009–2013 | ||
| Hogan Mark | Officer | Sr. VP Global Sales & Mktg; Sr. VP-Global Sales & Mktg. | 6 | 2009 | |
| Kambiz Hooshmand | Director | 10 | 2009–2013 | ||
| Hogge Steven D | Officer | President, Power Solutions | 12 | 2010–2013 | |
| Larsen Gary R | Officer | Sr. Vice President Finance/CFO; SVP, Finance & CFO | 11 | 2010–2013 | |
| Swanson Richard M | Director | 6 | 2010–2013 | ||
| LIEBEL HARTMUT | Director | 3 | 2012–2013 | ||
| ABB LTD | Other | 1 | 2013 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Patent assignee | Power-One, Inc. | CA | Patents (USPTO) | name and state |
| SEC filer | POWER ONE INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Power-One, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | POWER-ONE, INC. | EIN (EXACT) | ||
| Person page | Ajay B Shah | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Harriet C Stephens | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) | |
| Person page | W R Stephens Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Electronic Components, NEC, CA first:
- SAGE INC/CA CA
- ALTEON WEBSYSTEMS INC CA
- CHEROKEE INTERNATIONAL CORP CA
- MCMS INC /DE/ CA
- Uni-Pixel CA
- Alien Technology Corp CA
- Voice Life Inc CA
- INNOVATIVE MICRO TECHNOLOGY INC CA
- TELESENSORY CORP CA
- CONDUCTUS INC CA
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Electronic Components, NEC · Technology