IPO registrations (S-1, F-1) · Underwriters
Boustead Securities
- Deals
- 38 priced offerings as an underwriter, 30 as lead manager or representative; 34 initial public offerings
- Proceeds of those deals
- $693,970,654 ($401,844,028 as lead)
- Years
- 2018–2025
- Named in
- 86 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as BOUSTEAD SECURITIES, LLC · filings on EDGAR ↗
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2025 | 1 | 0 | $5,000,000 |
| 2024 | 2 | 1 | $11,200,000 |
| 2023 | 12 | 10 | $97,221,003 |
| 2022 | 10 | 8 | $125,546,700 |
| 2021 | 9 | 8 | $209,166,665 |
| 2019 | 2 | 1 | $235,836,286 |
| 2018 | 2 | 2 | $10,000,000 |
Deals 38
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-01-10 | 3 E Network Technology Group Ltd | Syndicate | $4.00 | 1,250,000 | $5,000,000 | Nasdaq MASK | IPO | 2 | 424B4 ↗ | |
| 2024-09-17 | Kairos Pharma, LTD. CA | Syndicate | $4.00 | 1,550,000 | $6,200,000 | NYSE American KAPA | IPO | 5 | 424B4 ↗ | |
| 2024-04-30 | Zone Frontier Inc. NE | Lead | $4.00 | 1,250,000 | $5,000,000 | NYSE American ZONE | IPO | 2 | 424B4 ↗ | |
| 2023-11-15 | Signing Day Sports, Inc. AZ | Lead | $5.00 | 1,200,000 | $6,000,000 | NYSE American SGN | IPO | 3 | 424B4 ↗ | |
| 2023-09-28 | LEAD REAL ESTATE CO., LTD | Lead | $7.00 | 1,143,000 | $8,001,000 | Nasdaq LRE | IPO | 3 | 424B4 ↗ | |
| 2023-09-25 | Turbo Energy, S.A. | Lead | $5.00 | 1,000,000 | $5,000,000 | Nasdaq TURB | IPO | 6 | 424B4 ↗ | |
| 2023-08-02 | PIXIE DUST TECHNOLOGIES, INC. M0 | Lead | $9.00 | 1,666,667 | $15,000,003 | Nasdaq PXDT | IPO | 2 | 424B4 ↗ | |
| 2023-04-20 | WANG & LEE GROUP, Inc. K3 | Syndicate | $5.00 | 1,400,000 | $7,000,000 | Nasdaq WLGS | IPO | 3 | 424B4 ↗ | |
| 2023-04-14 | VCI Global Ltd | Lead | $4.00 | 1,280,000 | $5,120,000 | Nasdaq VCIG | IPO | 2 | 424B4 ↗ | |
| 2023-03-31 | SYLA Technologies Co., Ltd. M0 | Lead | $8.00 | 1,875,000 | $15,000,000 | Nasdaq SYT | IPO | 2 | 424B4 ↗ | |
| 2023-03-22 | MANGOCEUTICALS, INC. TX | Syndicate | $4.00 | 1,250,000 | $5,000,000 | Nasdaq MGRX | IPO | 2 | 424B4 ↗ | |
| 2023-03-07 | PishPosh, Inc. NJ | Lead | $5.00 | 1,766,618 | $9,100,000 | Nasdaq BABY | IPO | 2 | 424B4 ↗ | |
| 2023-02-06 | Strive, Inc. TX | Lead | $5.00 | 1,500,000 | $7,500,000 | Nasdaq ASST | IPO | 1 | 424B4 ↗ | |
| 2023-01-23 | Cadrenal Therapeutics, Inc. FL | Lead | $5.00 | 1,400,000 | $7,000,000 | Nasdaq CVKD | IPO | 3 | 424B4 ↗ | |
| 2023-01-17 | MGO Global Inc. FL | Lead | $5.00 | 1,500,000 | $7,500,000 | Nasdaq MGOL | IPO | 2 | 424B4 ↗ | |
| 2022-09-19 | USBC, Inc. NV | Lead | $2.00 | 3,600,000 | $7,200,000 | OTCQB KNWN | Offering | 1 | 424B4 ↗ | |
| 2022-08-31 | Shuttle Pharmaceuticals Holdings, Inc. MD | Syndicate | $8.12 | 1,225,888 | $9,960,340 | Nasdaq SHPH | IPO | 12 | 424B4 ↗ | |
| 2022-08-31 | Hempacco Co., Inc. CA | Lead | $6.00 | 1,000,000 | $6,000,000 | Nasdaq HPCO | IPO | 1 | 424B4 ↗ | |
| 2022-07-21 | Virax Biolabs Group Ltd X0 | Lead | $5.00 | 1,350,000 | $6,750,000 | Nasdaq VRAX | IPO | 2 | 424B4 ↗ | |
| 2022-05-16 | ACTELIS NETWORKS INC CA | Lead | $4.00 | - | $15,000,000 | Nasdaq ASNS | IPO | 1 | 424B4 ↗ | |
| 2022-04-12 | Genius Group Ltd U0 | Lead | $6.00 | 3,272,727 | $19,636,362 | NYSE American GNS | IPO | 1 | 424B4 ↗ | |
| 2022-03-16 | AKANDA CORP. X0 | Lead | $4.00 | 4,000,000 | $16,000,000 | Nasdaq AKAN | IPO | 2 | 424B4 ↗ | |
| 2022-02-23 | Onconetix, Inc. OH | Lead | $9.00 | 2,222,222 | $19,999,998 | Nasdaq BWV | IPO | 2 | 424B4 ↗ | |
| 2022-02-10 | HeartCore Enterprises, Inc. | Lead | $5.00 | 3,000,000 | $15,000,000 | Nasdaq HTCR | IPO | 2 | 424B4 ↗ | |
| 2022-01-18 | CISO Global, Inc. AZ | Syndicate | $5.00 | 2,000,000 | $10,000,000 | Nasdaq CISO | Offering | 2 | 424B4 ↗ | |
| 2021-12-14 | Sidus Space Inc. FL | Lead | $5.00 | 3,000,000 | $15,000,000 | Nasdaq SIDU | IPO | 1 | 424B4 ↗ | |
| 2021-12-14 | AMAZE HOLDINGS, INC. CA | Lead | $10.00 | 2,200,000 | $22,000,000 | NYSE American VINE | IPO | 2 | 424B4 ↗ | |
| 2021-09-01 | FOCUS UNIVERSAL INC. CA | Lead | $5.00 | 2,000,000 | $10,000,000 | Nasdaq FCUV | Offering | 1 | 424B4 ↗ | |
| 2021-07-08 | MOVING iMAGE TECHNOLOGIES INC. CA | Lead | $3.00 | 4,200,000 | $12,600,000 | NYSE American MITQ | IPO | 1 | 424B4 ↗ | |
| 2021-05-19 | Jiuzi Holdings, Inc. F4 | Lead | $5.00 | 5,200,000 | $26,000,000 | Nasdaq JZXN | IPO | 1 | 424B4 ↗ | |
| 2021-05-12 | ZeroStack Corp. TX | Lead | $5.00 | 3,333,333 | $19,166,665 | Nasdaq FLGC | IPO | 1 | 424B4 ↗ | |
| 2021-04-16 | EBET, Inc. NV | Lead | $6.00 | 2,400,000 | $14,400,000 | Nasdaq EBET | IPO | 1 | 424B4 ↗ | |
| 2021-04-07 | UTime Ltd | Lead | $4.00 | 3,750,000 | $15,000,000 | Nasdaq UTME | IPO | 3 | 424B4 ↗ | |
| 2021-03-11 | First High-School Education Group Co., Ltd. F4 | Syndicate | $10.00 | 7,500,000 | $75,000,000 | NYSE FHS | IPO | 11 | 424B4 ↗ | |
| 2019-12-30 | Molecular Data Inc. F4 | Lead | $5.38 | 11,500,000 | $61,870,000 | Nasdaq MKD | IPO | 6 | 424B4 ↗ | |
| 2019-08-05 | AMTD IDEA GROUP | Syndicate | $8.38 | 20,759,700 | $173,966,286 | NYSE HKIB | IPO | 5 | 424B4 ↗ | |
| 2018-12-28 | Golden Metropolis International Ltd F4 | Lead | $5.00 | 1,000,000 | $5,000,000 | Nasdaq WALL | IPO | 1 | 424B4 ↗ | |
| 2018-05-14 | Aerkomm Inc. CA | Lead | $8.50 | - | $5,000,000 | OTCQX AKOM | Offering | 1 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 13
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2026-03-12 | Kepuni Holdings Inc. | Lead | $5.00–$7.00 | 2,500,000 | Nasdaq KPN | Withdrawn 2026-10-19 | F-1/A ↗ |
| 2025-06-10 | Huge Amount Group Ltd | Syndicate | $4.00–$6.00 | 2,000,000 | Pending | F-1/A ↗ | |
| 2025-04-15 | AiXin Life International, Inc. | Lead | 2,500,000 | OTCQB AIXN | Withdrawn 2026-05-07 | S-1/A ↗ | |
| 2024-08-30 | Unifoil Holdings, Inc. | Lead | $3.00–$4.00 | 215,154 | NYSE American UNFL | Withdrawn 2025-06-05 | S-1/A ↗ |
| 2024-02-16 | Valens Pay Global Ltd | Lead | $5.00–$6.00 | 1,000,000 | Nasdaq VAPA | Pending | F-1/A ↗ |
| 2024-02-02 | Origin Life Sciences, Inc. | Lead | 1,875,000 | NYSE American OLSI | Pending | S-1/A ↗ | |
| 2023-09-15 | ACESIS HOLDINGS CORP. | Lead | 1,300,000 | Nasdaq ACSB | Pending | S-1 ↗ | |
| 2023-04-24 | RVELOCITY, INC. | Lead | $4.00–$5.00 | 600,000 | Nasdaq RVGO | Pending | S-1/A ↗ |
| 2023-02-22 | Droneify Holdings Ltd | Lead | $6.00–$7.00 | 1,500,000 | Nasdaq DRFY | Withdrawn 2024-08-07 | F-1/A ↗ |
| 2021-12-20 | Alpha Investment Inc. | Lead | 2,000,000 | Nasdaq ALPC | Withdrawn 2022-12-01 | S-1/A ↗ | |
| 2019-01-25 | JUMP WORLD HOLDING Ltd | Lead | 1,000,000 | Nasdaq JMPW | Pending | F-1/A ↗ | |
| 2017-12-22 | SSLJ. COM Ltd | Lead | 2,000,000 | Nasdaq SSLJ | Effective 2018-01-03 | F-1/A ↗ | |
| 2017-03-17 | Yangtze River Port & Logistics Ltd | Lead | - | OTC YERR | Withdrawn 2017-04-27 | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| of Contents | 7 | 2 |
| Sutter Securities, Inc | 7 | 0 |
| Valuable Capital | 4 | 1 |
| Fosun Hani Securities Limited | 3 | 1 |
| Tiger Brokers | 3 | 0 |
| AMTD Global Markets | 2 | 0 |
| EF Hutton | 2 | 1 |
| Fosun Hani | 2 | 0 |
| Securities, Inc | 2 | 1 |
| The Benchmark Company | 2 | 2 |
| ADSs AMTD Global Markets Limited | 1 | 0 |
| American Capital Partners | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.