IPO registrations (S-1, F-1) · Underwriters
Sutter Securities
- Deals
- 9 priced offerings as an underwriter; 9 initial public offerings
- Proceeds of those deals
- $114,800,003
- Years
- 1999–2025
- Named in
- 18 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as SUTTER SECURITIES INCORPORATED · filings on EDGAR ↗
- Named as
- Sutter Securities; Sutter Securities, Inc; Sutter Securities Incorporated
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2025 | 1 | 0 | $5,000,000 |
| 2024 | 2 | 0 | $11,200,000 |
| 2023 | 5 | 0 | $44,600,003 |
| 1999 | 1 | 0 | $54,000,000 |
Deals 9
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-14 | rYojbaba Co., Ltd. M0 | Syndicate | $4.00 | 1,250,000 | $5,000,000 | Nasdaq RYOJ | IPO | 3 | 424B4 ↗ | |
| 2024-09-17 | Kairos Pharma, LTD. CA | Syndicate | $4.00 | 1,550,000 | $6,200,000 | NYSE American KAPA | IPO | 5 | 424B4 ↗ | |
| 2024-04-30 | Zone Frontier Inc. NE | Syndicate | $4.00 | 1,250,000 | $5,000,000 | NYSE American ZONE | IPO | 2 | 424B4 ↗ | |
| 2023-11-15 | Signing Day Sports, Inc. AZ | Syndicate | $5.00 | 1,200,000 | $6,000,000 | NYSE American SGN | IPO | 3 | 424B4 ↗ | |
| 2023-08-02 | PIXIE DUST TECHNOLOGIES, INC. M0 | Syndicate | $9.00 | 1,666,667 | $15,000,003 | Nasdaq PXDT | IPO | 2 | 424B4 ↗ | |
| 2023-03-07 | PishPosh, Inc. NJ | Syndicate | $5.00 | 1,766,618 | $9,100,000 | Nasdaq BABY | IPO | 2 | 424B4 ↗ | |
| 2023-01-23 | Cadrenal Therapeutics, Inc. FL | Syndicate | $5.00 | 1,400,000 | $7,000,000 | Nasdaq CVKD | IPO | 3 | 424B4 ↗ | |
| 2023-01-17 | MGO Global Inc. FL | Syndicate | $5.00 | 1,500,000 | $7,500,000 | Nasdaq MGOL | IPO | 2 | 424B4 ↗ | |
| 1999-06-25 | US SEARCH CORP COM CA | Syndicate | $9.00 | 6,000,000 | $54,000,000 | Nasdaq SRCH | IPO | 26 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 6
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2026-11-06 | BEHNEH Ltd | Lead | 5,000,000 | Nasdaq BENE | Pending | F-1 ↗ | |
| 2026-10-02 | LPC LTD | Lead | 3,750,000 | Nasdaq LPCI | Pending | F-1 ↗ | |
| 2026-04-03 | Libera Gaming Operations, Inc | Lead | $4.00–$6.00 | 3,750,000 | Nasdaq LBRJ | Pending | F-1/A ↗ |
| 2025-12-11 | Everfront Biotech Holding Co Ltd | Lead | - | Nasdaq EFB | Pending | F-1/A ↗ | |
| 2024-08-30 | Unifoil Holdings, Inc. | Syndicate | $3.00–$4.00 | 215,154 | NYSE American UNFL | Withdrawn 2025-06-05 | S-1/A ↗ |
| 2023-04-24 | RVELOCITY, INC. | Syndicate | $4.00–$5.00 | 600,000 | Nasdaq RVGO | Pending | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Boustead Securities | 7 | 6 |
| of Contents | 3 | 0 |
| Axiom Partners Inc | 1 | 0 |
| Bear Stearns | 1 | 1 |
| BofA Securities | 1 | 0 |
| CIBC World Markets | 1 | 0 |
| Cowen | 1 | 0 |
| Cruttenden Roth Incorporated | 1 | 0 |
| D. Boral Capital | 1 | 1 |
| Donaldson, Lufkin & Jenrette | 1 | 0 |
| EF Hutton | 1 | 0 |
| Gaines, Berland Inc | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.