IPO registrations (S-1, F-1) · Underwriters
Securities Inc
- Deals
- 35 priced offerings as an underwriter, 12 as lead manager or representative; 33 initial public offerings
- Proceeds of those deals
- $2,273,407,247 ($531,320,000 as lead)
- Years
- 2016–2026
- Named in
- 60 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- Named as
- Securities Inc; Securities, Inc; Securities International (Hong Kong) Limited; Securities, Llc
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2026 | 1 | 1 | $125,000,000 |
| 2025 | 4 | 3 | $29,020,000 |
| 2024 | 1 | 1 | $100,000,000 |
| 2023 | 3 | 2 | $20,000,000 |
| 2022 | 1 | 0 | $15,000,000 |
| 2021 | 4 | 1 | $253,000,000 |
| 2020 | 4 | 0 | $252,440,012 |
| 2019 | 2 | 0 | $283,000,000 |
| 2018 | 6 | 2 | $284,315,985 |
| 2017 | 8 | 2 | $861,631,250 |
| 2016 | 1 | 0 | $50,000,000 |
Deals 37
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-14 | Breeze Acquisition Corp. II TX | Lead | $10.00 | 12,500,000 | $125,000,000 | Nasdaq BREZU | IPO | 4 | 424B4 ↗ | |
| 2025-05-30 | Pitanium Ltd | Lead | $4.00 | 1,750,000 | $7,000,000 | Nasdaq PTNM | IPO | 3 | 424B4 ↗ | |
| 2025-02-27 | LZ Technology Holdings Ltd F4 | Syndicate | $4.00 | 1,800,000 | $7,200,000 | Nasdaq LZMH | IPO | 4 | 424B4 ↗ | |
| 2025-02-25 | Basel Medical Group Ltd U0 | Lead | $4.00 | 2,205,000 | $8,820,000 | Nasdaq BMGL | IPO | 3 | 424B4 ↗ | |
| 2025-02-06 | Huachen AI Parking Management Technology Holding Co., Ltd | Lead | $4.00 | 1,500,000 | $6,000,000 | Nasdaq HCAI | IPO | 4 | 424B4 ↗ | |
| 2024-03-27 | IB Acquisition Corp. FL | Lead | $10.00 | 10,000,000 | $100,000,000 | Nasdaq IBACU | IPO | 1 | 424B4 ↗ | |
| 2023-09-29 | Forcendra Holding Ltd | Lead | $5.00 | 2,000,000 | $10,000,000 | Nasdaq VSME | IPO | 5 | 424B4 ↗ | |
| 2023-09-25 | Turbo Energy, S.A. | Syndicate | $5.00 | 1,000,000 | $5,000,000 | Nasdaq TURB | IPO | 6 | 424B4 ↗ | |
| 2023-03-22 | MANGOCEUTICALS, INC. TX | Lead | $4.00 | 1,250,000 | $5,000,000 | Nasdaq MGRX | IPO | 2 | 424B4 ↗ | |
| 2022-04-21 | JE Cleantech Holdings Ltd U0 | Syndicate | $4.00 | 3,000,000 | $15,000,000 | Nasdaq JCSE | IPO | 3 | 424B4 ↗ | |
| 2021-11-24 | Cardio Diagnostics Holdings, Inc. IL | Syndicate | $10.00 | 6,200,000 | $62,000,000 | Nasdaq MAAQU | IPO | 2 | 424B4 ↗ | |
| 2021-11-10 | SYNTEC OPTICS HOLDINGS, INC. FL | Syndicate | $10.00 | 12,500,000 | $125,000,000 | Nasdaq OLIT | IPO | 3 | 424B4 ↗ | |
| 2021-09-13 | Bannix Acquisition Corp. NJ | Lead | $10.00 | 6,000,000 | $60,000,000 | Nasdaq BNIX | IPO | 1 | 424B4 ↗ | |
| 2021-03-29 | EpicQuest Education Group International Ltd OH | Syndicate | $8.00 | 750,000 | $6,000,000 | Nasdaq EEIQ | IPO | 2 | 424B4 ↗ | |
| 2020-12-14 | Periphas Capital Partnering Corp NY | Syndicate | $25.00 | 828,000 | $20,700,000 | NYSE PCPC | IPO | 2 | 424B4 ↗ | |
| 2020-11-18 | Eve Holding, Inc. FL | Syndicate | $10.00 | 20,000,000 | $200,000,000 | Nasdaq ZNTE | IPO | 2 | 424B4 ↗ | |
| 2020-09-17 | Executive Network Partnering Corp MA | Syndicate | $25.00 | 828,000 | $20,700,000 | NYSE ENPC | IPO | 2 | 424B4 ↗ | |
| 2020-07-01 | Aditxt, Inc. VA | Syndicate | $9.00 | 1,226,668 | $11,040,012 | Nasdaq ADTX | IPO | 5 | 424B4 ↗ | |
| 2019-11-04 | BlackSky Technology Inc. VA | Syndicate | $10.00 | 27,500,000 | $275,000,000 | NYSE SFTW | IPO | 2 | 424B4 ↗ | |
| 2019-07-29 | Blue Hat Interactive Entertainment Technology F4 | Syndicate | $4.00 | 2,000,000 | $8,000,000 | Nasdaq BHAT | IPO | 3 | 424B4 ↗ | |
| 2018-12-20 | DATASEA INC. | Syndicate | $4.00 | 1,450,000 | $5,800,000 | Nasdaq DTSS | Offering | 2 | 424B4 ↗ | |
| 2018-12-12 | Schultze Special Purpose Acquisition Corp. NY | Syndicate | $1.00 | 13,000,000 | $13,000,000 | Nasdaq SAMA | IPO | 2 | 424B4 ↗ | |
| 2018-12-10 | Tonix Pharmaceuticals Holding Corp. NJ | Syndicate | $3.50 | 861,710 | $3,015,985 | Nasdaq TNXP | Offering | 3 | 424B4 ↗ | |
| 2018-10-05 | GRID DYNAMICS HOLDINGS, INC. CA | Syndicate | $10.00 | 20,000,000 | $200,000,000 | Nasdaq CTAC | IPO | 6 | 424B4 ↗ | |
| 2018-06-28 | HL Acquisitions Corp. NY | Lead | $1.00 | 5,000,000 | $5,000,000 | Nasdaq HCCH | IPO | 3 | 424B4 ↗ | |
| 2018-01-30 | MTech Acquisition Corp FL | Lead | $11.50 | 5,000,000 | $57,500,000 | Nasdaq MTEC | IPO | 1 | 424B4 ↗ | |
| 2017-11-30 | ReTo Eco-Solutions, Inc. F4 | Syndicate | $5.00 | 2,800,000 | $14,000,000 | Nasdaq RETO | IPO | 3 | 424B4 ↗ | |
| 2017-10-27 | Kaixin Holdings | Syndicate | $10.00 | 18,000,000 | $180,000,000 | Nasdaq CMSS | IPO | 5 | 424B4 ↗ | |
| 2017-10-05 | All In FutureTech Alliance, Inc. NY | Lead | $10.00 | 12,000,000 | $120,000,000 | Nasdaq BRAC | IPO | 2 | 424B4 ↗ | |
| 2017-09-21 | TDH Holdings, Inc. F4 | Syndicate | $4.25 | 1,325,000 | $5,631,250 | Nasdaq PETZ | IPO | 2 | 424B4 ↗ | |
| 2017-08-10 | HF Foods Group Inc. NV | Syndicate | $10.00 | 4,000,000 | $40,000,000 | Nasdaq ATAC | IPO | 2 | 424B4 ↗ | |
| 2017-07-31 | American Virtual Cloud Technologies, Inc. GA | Lead | $1.00 | 27,000,000 | $27,000,000 | Nasdaq WRLS | IPO | 2 | 424B4 ↗ | |
| 2017-07-21 | STR Sub Inc. CO | Syndicate | $10.00 | 25,000,000 | $250,000,000 | Nasdaq OSPR | IPO | 3 | 424B4 ↗ | |
| 2017-06-23 | NRC GROUP HOLDINGS CORP. TX | Syndicate | $10.00 | 22,500,000 | $225,000,000 | NYSE American HCAC.U | IPO | 4 | 424B4 ↗ | |
| 2016-09-15 | Priority Technology Holdings, Inc. GA | Syndicate | $10.00 | 5,000,000 | $50,000,000 | Nasdaq MACQ | IPO | 4 | 424B4 ↗ | |
| 2014-12-12 | Origo Acquisition Corp MA | Syndicate | $10.00 | 20,000 | $200,000 | Nasdaq CNLM | IPO | 5 | 424B1 ↗ | |
| 2014-11-13 | SOLENO THERAPEUTICS INC CA | Syndicate | $6.50 | 1,650,000 | $10,725,000 | Nasdaq CAPN | IPO | 3 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 1
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2014-12-11 | Origo Acquisition Corp | Syndicate | 20,000 | Nasdaq CNLM | Priced 2014-12-12 (terms not read) | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| I-Bankers Securities, Inc | 7 | 0 |
| ViewTrade | 7 | 6 |
| Chardan | 6 | 4 |
| of Contents | 6 | 0 |
| Credit Suisse | 3 | 2 |
| Dawson James | 3 | 1 |
| EarlyBirdCapital, Inc | 3 | 3 |
| J.P. Morgan | 3 | 0 |
| Benjamin Securities | 2 | 0 |
| Boustead Securities | 2 | 1 |
| BTIG | 2 | 2 |
| Cathay Securities | 2 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.