IPO registrations (S-1, F-1) · Underwriters
ViewTrade
- Deals
- 25 priced offerings as an underwriter, 13 as lead manager or representative; 22 initial public offerings
- Proceeds of those deals
- $579,090,965 ($178,491,250 as lead)
- Years
- 2014–2022
- Named in
- 40 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2022 | 2 | 1 | $22,855,925 |
| 2021 | 6 | 3 | $173,609,889 |
| 2020 | 5 | 2 | $70,948,415 |
| 2019 | 2 | 1 | $181,966,286 |
| 2018 | 3 | 2 | $24,524,200 |
| 2017 | 3 | 3 | $26,631,250 |
| 2016 | 1 | 0 | $5,280,000 |
| 2015 | 2 | 1 | $54,062,500 |
| 2014 | 1 | 0 | $19,212,500 |
Deals 25
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2022-09-02 | bioAffinity Technologies, Inc. TX | Syndicate | $6.12 | 1,282,600 | $7,855,925 | Nasdaq BIAF | IPO | 7 | 424B4 ↗ | |
| 2022-04-21 | JE Cleantech Holdings Ltd U0 | Lead | $4.00 | 3,000,000 | $15,000,000 | Nasdaq JCSE | IPO | 3 | 424B4 ↗ | |
| 2021-11-12 | Bluejay Diagnostics, Inc. MA | Syndicate | $10.00 | 2,160,000 | $21,600,000 | Nasdaq BJDX | IPO | 4 | 424B4 ↗ | |
| 2021-10-15 | Bone Biologics Corp MA | Syndicate | $5.25 | 1,510,455 | $7,929,889 | OTC BBLG | Offering | 5 | 424B4 ↗ | |
| 2021-04-12 | Hagerty, Inc. MI | Syndicate | $10.00 | 10,000,000 | $100,000,000 | NYSE ADF | IPO | 6 | 424B4 ↗ | |
| 2021-03-29 | EpicQuest Education Group International Ltd OH | Lead | $8.00 | 750,000 | $6,000,000 | Nasdaq EEIQ | IPO | 2 | 424B4 ↗ | |
| 2021-02-11 | E-Power Inc. | Lead | $4.00 | 6,720,000 | $26,880,000 | Nasdaq SDH | IPO | 4 | 424B4 ↗ | |
| 2021-01-25 | EZGO Technologies Ltd. F4 | Lead | $4.00 | 2,800,000 | $11,200,000 | Nasdaq EZGO | IPO | 1 | 424B4 ↗ | |
| 2020-12-28 | INTELLIGENT BIO SOLUTIONS INC. NY | Syndicate | $17.00 | - | $21,600,013 | Nasdaq GBS | IPO | 5 | 424B4 ↗ | |
| 2020-12-16 | Oriental Culture Holding LTD | Lead | $4.00 | 5,065,000 | $20,260,000 | Nasdaq OCG | IPO | 1 | 424B4 ↗ | |
| 2020-10-21 | MingZhu Logistics Holdings Ltd | Lead | $4.00 | 3,000,000 | $12,000,000 | Nasdaq YGMZ | IPO | 1 | 424B4 ↗ | |
| 2020-07-01 | Aditxt, Inc. VA | Syndicate | $9.00 | 1,226,668 | $11,040,012 | Nasdaq ADTX | IPO | 5 | 424B4 ↗ | |
| 2020-02-14 | Scienture Holdings, Inc. NY | Syndicate | $7.50 | 806,452 | $6,048,390 | Nasdaq MEDS | Offering | 4 | 424B4 ↗ | |
| 2019-08-05 | AMTD IDEA GROUP | Syndicate | $8.38 | 20,759,700 | $173,966,286 | NYSE HKIB | IPO | 5 | 424B4 ↗ | |
| 2019-07-29 | Blue Hat Interactive Entertainment Technology F4 | Lead | $4.00 | 2,000,000 | $8,000,000 | Nasdaq BHAT | IPO | 3 | 424B4 ↗ | |
| 2018-12-20 | DATASEA INC. | Lead | $4.00 | 1,450,000 | $5,800,000 | Nasdaq DTSS | Offering | 2 | 424B4 ↗ | |
| 2018-02-20 | Farmmi, Inc. F4 | Lead | $4.00 | 1,680,000 | $6,720,000 | Nasdaq FAMI | IPO | 1 | 424B4 ↗ | |
| 2018-02-15 | Biofrontera AG 2M | Syndicate | $9.88 | 1,215,000 | $12,004,200 | Nasdaq BFRA | IPO | 4 | 424B4 ↗ | |
| 2017-11-30 | ReTo Eco-Solutions, Inc. F4 | Lead | $5.00 | 2,800,000 | $14,000,000 | Nasdaq RETO | IPO | 3 | 424B4 ↗ | |
| 2017-09-21 | TDH Holdings, Inc. F4 | Lead | $4.25 | 1,325,000 | $5,631,250 | Nasdaq PETZ | IPO | 2 | 424B4 ↗ | |
| 2017-07-31 | Newater Technology, Inc. F4 | Lead | $5.00 | 1,400,000 | $7,000,000 | Nasdaq NEWA | IPO | 1 | 424B4 ↗ | |
| 2016-10-13 | GridAI Technologies Corp. FL | Syndicate | $5.50 | 960,000 | $5,280,000 | Nasdaq AZRX | IPO | 3 | 424B4 ↗ | |
| 2015-06-29 | Yulong Eco-Materials Ltd F4 | Syndicate | $6.25 | 2,250,000 | $14,062,500 | Nasdaq YECO | IPO | 6 | 424B4 ↗ | |
| 2015-04-08 | Chaince Digital Holdings Inc. NY | Lead | $10.00 | 4,000,000 | $40,000,000 | Nasdaq WOWO | IPO | 6 | 424B4 ↗ | |
| 2014-03-21 | Pulmatrix, Inc. MA | Syndicate | $7.25 | 2,650,000 | $19,212,500 | Nasdaq RTGN | IPO | 2 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Dawson James | 9 | 6 |
| Securities, Inc | 7 | 0 |
| of Contents | 6 | 0 |
| The Benchmark Company | 4 | 2 |
| WallachBeth Capital | 3 | 3 |
| Axiom Capital Management, Inc | 2 | 1 |
| Capital Management, Inc | 2 | 0 |
| I-Bankers Securities | 2 | 0 |
| James Securities, Inc | 2 | 0 |
| Newbridge Securities | 2 | 0 |
| Number of Units WallachBeth Capital, LLC | 2 | 0 |
| AMTD Global Markets | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.