| 2026-01-13 | Green Circle Decarbonize Technology Ltd K3 | Lead | $4.00 | | 2,500,000 | $10,000,000 | NYSE American GCDT | IPO | 4 | 424B4 ↗ |
| 2025-02-19 | Petros Pharmaceuticals, Inc. NY | Lead | $0.24 | | 13,950,012 | $3,348,002 | Nasdaq PTPI | Offering | 1 | 424B4 ↗ |
| 2024-12-27 | Park Ha Biological Technology Co., Ltd. F4 | Lead | $4.00 | | 1,200,000 | $4,800,000 | | IPO | 2 | 424B4 ↗ |
| 2024-11-26 | Wing Yip Food Holdings Group Ltd F4 | Lead | $4.00 | | 2,050,000 | $8,200,000 | Nasdaq WYHG | IPO | 2 | 424B4 ↗ |
| 2024-11-14 | Glucotrack, Inc. NJ | Syndicate | $1.39 | | 4,756,900 | $6,612,091 | Nasdaq GCTK | Offering | 3 | 424B4 ↗ |
| 2024-08-29 | Safe Pro Group Inc. FL | Lead | $5.00 | | 1,020,000 | $5,100,000 | Nasdaq SPAI | IPO | 3 | 424B4 ↗ |
| 2023-09-29 | Ascent Solar Technologies, Inc. CO | Lead | $2.88 | | 3,572,635 | $10,289,189 | Nasdaq ASTI | Offering | 1 | 424B4 ↗ |
| 2023-06-15 | ESH Acquisition Corp. NY | Lead | $10.00 | | 10,000,000 | $100,000,000 | Nasdaq ESH | IPO | 2 | 424B4 ↗ |
| 2022-05-11 | Global Blockchain Acquisition Corp. FL | Syndicate | $10.00 | | 15,000,000 | $150,000,000 | Nasdaq GBBK | IPO | 2 | 424B4 ↗ |
| 2021-12-22 | Profusa, Inc. NY | Syndicate | $10.00 | | 16,500,000 | $165,000,000 | Nasdaq NVAC | IPO | 2 | 424B4 ↗ |
| 2021-11-12 | Bluejay Diagnostics, Inc. MA | Lead | $10.00 | | 2,160,000 | $21,600,000 | Nasdaq BJDX | IPO | 4 | 424B4 ↗ |
| 2021-10-15 | Bone Biologics Corp MA | Syndicate | $5.25 | | 1,510,455 | $7,929,889 | OTC BBLG | Offering | 5 | 424B4 ↗ |
| 2021-04-12 | Global SPAC Partners Co, DE | Lead | $10.00 | | 16,000,000 | $160,000,000 | Nasdaq GLSPT | IPO | 2 | 424B4 ↗ |
| 2021-02-26 | Isleworth Healthcare Acquisition Corp. FL | Syndicate | $10.00 | | 18,000,000 | $180,000,000 | Nasdaq ISLE | IPO | 3 | 424B4 ↗ |
| 2021-02-12 | GT Biopharma, Inc. CA | Lead | $5.50 | | 4,300,000 | $23,650,000 | Nasdaq GTBP | Offering | 2 | 424B4 ↗ |
| 2021-02-11 | E-Power Inc. | Syndicate | $4.00 | | 6,720,000 | $26,880,000 | Nasdaq SDH | IPO | 4 | 424B4 ↗ |
| 2021-01-25 | COMSovereign Holding Corp. AZ | Syndicate | $4.15 | | 3,855,422 | $16,000,001 | Nasdaq COMS | Offering | 3 | 424B4 ↗ |
| 2020-12-28 | INTELLIGENT BIO SOLUTIONS INC. NY | Lead | $17.00 | | - | $21,600,013 | Nasdaq GBS | IPO | 5 | 424B4 ↗ |
| 2020-07-01 | Aditxt, Inc. VA | Lead | $9.00 | | 1,226,668 | $11,040,012 | Nasdaq ADTX | IPO | 5 | 424B4 ↗ |
| 2020-02-14 | Scienture Holdings, Inc. NY | Lead | $7.50 | | 806,452 | $6,048,390 | Nasdaq MEDS | Offering | 4 | 424B4 ↗ |
| 2019-08-05 | BioCardia, Inc. CA | Syndicate | $6.00 | | 1,666,667 | $10,000,002 | OTCQB BCDA | Offering | 3 | 424B4 ↗ |
| 2019-05-29 | TuHURA Biosciences, Inc./NV FL | Lead | $1.00 | | - | - | Nasdaq DMPI | Offering | 2 | 424B4 ↗ |
| 2019-02-13 | IMAC Holdings, Inc. TN | Lead | $5.12 | | 850,000 | $4,356,250 | Nasdaq IMAC | IPO | 4 | 424B4 ↗ |
| 2019-01-09 | MMTEC, INC. | Syndicate | $4.00 | | 1,800,000 | $7,200,000 | Nasdaq MTC | IPO | 4 | 424B4 ↗ |
| 2018-12-10 | Tonix Pharmaceuticals Holding Corp. NJ | Syndicate | $3.50 | | 861,710 | $3,015,985 | Nasdaq TNXP | Offering | 3 | 424B4 ↗ |
| 2018-07-30 | Azora Therapeutics, Inc. (DE) CA | Syndicate | $5.00 | | 1,464,000 | $7,320,000 | Nasdaq ADIL | IPO | 4 | 424B4 ↗ |
| 2018-02-15 | Biofrontera AG 2M | Syndicate | $9.88 | | 1,215,000 | $12,004,200 | Nasdaq BFRA | IPO | 4 | 424B4 ↗ |
| 2017-12-22 | Grace Therapeutics, Inc. NJ | Syndicate | $1.01 | | 9,900,990 | $9,990,098 | Nasdaq ACST | Offering | 2 | 424B4 ↗ |
| 2017-11-03 | ENvue Medical, Inc. TX | Lead | $4.90 | | 1,224,488 | $5,999,991 | OTCQB NAOV | Offering | 1 | 424B4 ↗ |
| 2017-08-04 | Citius Pharmaceuticals, Inc. NJ | Syndicate | $4.12 | | 1,648,484 | $6,799,996 | Nasdaq CTXR | IPO | 2 | 424B4 ↗ |
| 2017-02-16 | NextTrip, Inc. FL | Lead | $4.13 | $4.00–$6.00 | 1,410,000 | $5,823,300 | Nasdaq SGLB | Offering | 1 | 424B4 ↗ |
| 2016-05-06 | F-star Therapeutics, Inc. X0 | Lead | $12.00 | | 920,000 | $11,040,000 | Nasdaq SBPH | IPO | 1 | 424B4 ↗ |
| 2015-12-18 | NAKED BRAND GROUP INC. NY | Lead | $4.00 | | 1,875,000 | $7,500,000 | OTCQB NAKD | IPO | 1 | 424B4 ↗ |
| 2015-08-27 | AXE COMPUTE INC. FL | Lead | $9.00 | | 1,666,667 | $15,000,003 | OTCQB SKLN.QB | Offering | 1 | 424B4 ↗ |
| 2015-07-27 | Healthier Choices Management Corp. FL | Syndicate | $11.00 | | - | $41,800,000 | Nasdaq VPCO | Offering | 3 | 424B4 ↗ |
| 2015-04-08 | Chaince Digital Holdings Inc. NY | Lead | $10.00 | | 4,000,000 | $40,000,000 | Nasdaq WOWO | IPO | 6 | 424B4 ↗ |
| 2014-11-18 | BNB PLUS CORP. NY | Syndicate | $3.24 | | - | - | Nasdaq APDN | Offering | 5 | 424B4 ↗ |
| 2014-11-13 | SOLENO THERAPEUTICS INC CA | Syndicate | $6.50 | | 1,650,000 | $10,725,000 | Nasdaq CAPN | IPO | 3 | 424B4 ↗ |
| 2014-10-10 | Great Basin Scientific, Inc. UT | Lead | $7.00 | | 1,150,000 | $8,050,000 | Nasdaq GBSN | IPO | 3 | 424B4 ↗ |
| 2014-08-13 | usell.com, Inc. NY | Lead | $3.00 | | 1,550,000 | $4,650,000 | USEL | Offering | 1 | 424B4 ↗ |
| 2014-03-21 | Pulmatrix, Inc. MA | Lead | $7.25 | | 2,650,000 | $19,212,500 | Nasdaq RTGN | IPO | 2 | 424B4 ↗ |
| 2013-12-16 | RiceBran Technologies TX | Syndicate | $5.24 | | 1,714,286 | $8,982,858 | Nasdaq RIBT | Offering | 3 | 424B4 ↗ |
| 2012-11-09 | ATOSSA THERAPEUTICS, INC. WA | Lead | $5.00 | | 800,000 | $4,000,000 | Nasdaq ATOS | IPO | 1 | 424B4 ↗ |
| 2012-06-21 | Sonnet BioTherapeutics Holdings, Inc. NJ | Lead | $4.50 | | 2,444,450 | $11,000,025 | OTC CCLR.OB | IPO | 2 | 424B4 ↗ |
| 2010-09-30 | SEELOS THERAPEUTICS, INC. NY | Lead | $5.40 | | 1,728,882 | $9,335,963 | Nasdaq APRI | Offering | 1 | 424B4 ↗ |
| 2009-10-02 | BIONOVO INC CA | Lead | $6.20 | | 3,230,995 | $20,032,169 | Nasdaq BNVI | Offering | 1 | 424B4 ↗ |
| 2008-02-21 | U.S. Stem Cell, Inc. FL | Lead | $5.25 | | 1,100,000 | $5,775,000 | Nasdaq BHRT | IPO | 2 | 424B4 ↗ |
| 2007-10-30 | NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ CA | Lead | $2.75 | | 21,818,181 | $59,999,998 | Nasdaq NTII | Offering | 1 | 424B4 ↗ |
| 2007-10-26 | Stablecoin Development Corp FL | Lead | $4.00 | | 5,000,000 | $20,000,000 | NYSE American NBY | IPO | 4 | 424B4 ↗ |
| 2007-10-24 | FUQI INTERNATIONAL, INC. F4 | Syndicate | $9.00 | | 7,033,816 | $63,304,344 | Nasdaq FUQI | IPO | 11 | 424B4 ↗ |
| 2007-06-14 | HERON THERAPEUTICS, INC. /DE/ CA | Lead | $1.65 | | 21,212,121 | $35,000,000 | Nasdaq APPA | Offering | 1 | 424B4 ↗ |
| 2006-10-31 | VIRAGEN INC FL | Lead | $0.31 | | 67,000,000 | $20,770,000 | NYSE American VRA.WS | Offering | 1 | 424B4 ↗ |