IPO registrations (S-1, F-1) · Underwriters
Cathay Securities
- Deals
- 16 priced offerings as an underwriter, 12 as lead manager or representative; 16 initial public offerings
- Proceeds of those deals
- $1,217,820,000 ($117,600,000 as lead)
- Years
- 2017–2025
- Named in
- 44 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as CATHAY SECURITIES, INC. · filings on EDGAR ↗
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2025 | 12 | 10 | $118,170,000 |
| 2024 | 2 | 2 | $15,250,000 |
| 2022 | 1 | 0 | $200,000,000 |
| 2017 | 1 | 0 | $884,400,000 |
Deals 16
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-10-15 | TechCreate Group Ltd. E9 | Lead | $4.00 | 2,550,000 | $10,200,000 | NYSE American TCGL | IPO | 3 | 424B4 ↗ | |
| 2025-10-09 | One & one Green Technologies. INC | Lead | $5.00 | 2,000,000 | $10,000,000 | Nasdaq YDDL | IPO | 1 | 424B4 ↗ | |
| 2025-10-06 | CCH Holdings Ltd | Lead | $4.00 | 1,250,000 | $5,000,000 | Nasdaq CCHH | IPO | 1 | 424B4 ↗ | |
| 2025-09-09 | Zenta Group Co Ltd F4 | Lead | $4.00 | 1,500,000 | $6,000,000 | Nasdaq ZGM | IPO | 2 | 424B4 ↗ | |
| 2025-08-15 | NUSATRIP Inc K8 | Lead | $4.00 | 3,750,000 | $15,000,000 | NUTR | IPO | 1 | 424B4 ↗ | |
| 2025-07-01 | Grande Group Ltd/HK K3 | Lead | $5.00 | 1,875,000 | $9,375,000 | Nasdaq GRAN | IPO | 1 | 424B4 ↗ | |
| 2025-05-30 | Pitanium Ltd | Syndicate | $4.00 | 1,750,000 | $7,000,000 | Nasdaq PTNM | IPO | 3 | 424B4 ↗ | |
| 2025-04-02 | Waton Financial Ltd K3 | Lead | $4.00 | 4,375,000 | $17,500,000 | Nasdaq WTF | IPO | 1 | 424B4 ↗ | |
| 2025-03-24 | Baiya International Group Inc. NY | Lead | $4.00 | 2,500,000 | $10,000,000 | Nasdaq BIYA | IPO | 2 | 424B4 ↗ | |
| 2025-03-04 | PN Smart Energy Ltd | Lead | $4.00 | 2,000,000 | $8,000,000 | Nasdaq PN | IPO | 1 | 424B4 ↗ | |
| 2025-02-25 | Basel Medical Group Ltd U0 | Syndicate | $4.00 | 2,205,000 | $8,820,000 | Nasdaq BMGL | IPO | 3 | 424B4 ↗ | |
| 2025-02-06 | EPWK Holdings Ltd. | Lead | $4.10 | 2,750,000 | $11,275,000 | Nasdaq EPWK | IPO | 1 | 424B4 ↗ | |
| 2024-09-30 | ZJK Industrial Co., Ltd. | Lead | $5.00 | 1,250,000 | $6,250,000 | Nasdaq ZJK | IPO | 1 | 424B4 ↗ | |
| 2024-09-06 | iTonic Holdings Ltd | Lead | $4.00 | 2,250,000 | $9,000,000 | Nasdaq PTHL | IPO | 2 | 424B4 ↗ | |
| 2022-01-27 | Credo Technology Group Holding Ltd E9 | Syndicate | $10.00 | 20,000,000 | $200,000,000 | Nasdaq CRDO | IPO | 9 | 424B4 ↗ | |
| 2017-10-20 | Sea Ltd U0 | Syndicate | $15.00 | 58,960,000 | $884,400,000 | NYSE SE | IPO | 19 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 20
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2026-09-15 | Law's Business Group Holding Ltd | Lead | $4.00–$6.00 | 6,250,000 | Nasdaq LSBA | Pending | F-1/A ↗ |
| 2026-08-24 | Kepler Group Ltd | Lead | $6.00–$8.00 | 5,000,000 | Nasdaq KPL | Withdrawn 2026-05-19 | F-1/A ↗ |
| 2026-06-29 | Smart Pointer Group Holdings Ltd | Lead | $5.00–$6.00 | 5,000,000 | Pending | F-1 ↗ | |
| 2026-06-12 | Seahawk Recycling Holdings, Inc. | Lead | $4.00–$6.00 | 6,250,000 | Nasdaq SEAH | Pending | F-1/A ↗ |
| 2026-05-29 | KLA-iBotics Holdings Ltd | Lead | $4.00–$6.00 | 6,250,000 | Nasdaq RITR | Pending | F-1 ↗ |
| 2026-05-28 | Zi Yun Dong Fang Ltd | Lead | $4.00–$6.00 | 6,250,000 | Nasdaq YLY | Pending | F-1/A ↗ |
| 2026-04-30 | Pacipic Nexus IntelliTech Group | Lead | $4.00–$5.00 | 5,000,000 | Nasdaq PNIG | Pending | F-1/A ↗ |
| 2026-02-23 | Hillhouse Frontier Holdings Inc. | Lead | $4.00–$6.00 | 3,750,000 | Pending | S-1/A ↗ | |
| 2026-02-12 | Beta FinTech Holdings Ltd | Lead | $4.00–$6.00 | 2,300,000 | Effective 2025-09-30 | F-1 ↗ | |
| 2026-02-06 | Pictureworks International Holdings Ltd | Lead | $4.00–$5.00 | 500,000,000 | Nasdaq PICW | Pending | F-1/A ↗ |
| 2026-02-04 | Cloud Data Holdings Corp | Lead | $4.00–$4.50 | 3,750,000 | Nasdaq CDN | Withdrawn 2026-07-08 | F-1/A ↗ |
| 2026-01-27 | SWOL Holdings Inc. | Lead | $4.00–$6.00 | 3,750,000 | SWOL | Pending | S-1 ↗ |
| 2026-01-20 | GEBE Environmental Technology Ltd | Syndicate | $4.00–$6.00 | 3,750,000 | Withdrawn 2026-09-18 | F-1/A ↗ | |
| 2025-11-25 | MPJS Group Ltd | Lead | $4.00–$5.00 | 1,500,000 | Nasdaq MPJS | Pending | F-1/A ↗ |
| 2025-11-05 | Barentsz Capital Ltd | Syndicate | $4.00–$6.00 | 1,250,000 | Nasdaq BRKK | Pending | F-1/A ↗ |
| 2025-10-20 | Thoughtful Media Group Inc. | Lead | 1,800,000 | Nasdaq TMGX | Pending | S-1/A ↗ | |
| 2025-09-12 | Love & Health Ltd | Lead | 5,000,000 | Nasdaq LLLL | Pending | S-1/A ↗ | |
| 2025-06-17 | Camerry New Material Tech Ltd. | Lead | 450,000,000 | Nasdaq CNMT | Withdrawn 2026-06-16 | F-1 ↗ | |
| 2024-10-25 | Cambodia Airways Co., Ltd. | Lead | $4.00–$5.00 | 44,300,000 | Nasdaq CAKR | Pending | F-1/A ↗ |
| 2024-09-04 | Pyro AI Inc. | Lead | $4.00–$5.00 | 1,500,000 | Nasdaq PYRO | Withdrawn 2025-04-08 | F-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| of Contents | 3 | 0 |
| Cowen | 2 | 0 |
| Goldman Sachs | 2 | 2 |
| Revere Securities | 2 | 1 |
| Securities, Inc | 2 | 2 |
| Stifel | 2 | 0 |
| BDO Capital & Investment | 1 | 0 |
| BofA Securities | 1 | 1 |
| Cathay Securities Corporation Offshore Securities Unit | 1 | 0 |
| Citigroup | 1 | 0 |
| CLSA | 1 | 0 |
| Craig-Hallum | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.