IPO registrations (S-1, F-1) · Registrants
CEMTREX INC
- SEC CIK
- 1435064 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2016-08-29, last 2024-04-30; 4 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2024-05-03; declared effective 2016-12-12; withdrawal requested 2018-04-18
- Industry (SIC)
- Construction - Special Trade Contractors 1700
- Incorporated in
- DE
- Business address
- 276 GREENPOINT AVE. BLD 8 SUITE 208, Brooklyn, NY 11222
- Ticker
- CETX, CETXP (Nasdaq, OTC)
- EDGAR entity type
- operating
- Insiders and CEO pay
- CEMTREX INC on the corporate pages
Offering terms
- Final price
- $0.85 per share (424B4 filed 2024-05-03)
- Shares sold
- 11,764,705
- Gross proceeds
- $10,000,000 before underwriting discounts and any over-allotment option
- Listing
- OTC under the symbol CETXP
- Lead underwriters
- Pre-Funded Warrant Aegis Capital Corp (554,705 shares)
- Syndicate
- Capital Corp; of Contents; Aegis Capital
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: CEMTREX INC. Fuzzy (name and state)
- SEC filer: CEMTREX INC EXACT (CIK (EXACT))
Filings 20
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2016-08-29 | S-1 | S-1 (registration) | CEMTREX INC | 0001144204-16-121822 ↗ |
| 2016-11-04 | S-1/A | S-1/A (amendment) | CEMTREX INC | 0001493152-16-014527 ↗ |
| 2016-11-23 | S-1/A | S-1/A (amendment) | CEMTREX INC | 0001493152-16-015445 ↗ |
| 2016-12-07 | S-1/A | S-1/A (amendment) | CEMTREX INC | 0001493152-16-015696 ↗ |
| 2016-12-12 | EFFECT | EFFECT (declared effective) | CEMTREX INC | 9999999995-16-006433 ↗ |
| 2017-06-14 | EFFECT | EFFECT (declared effective) | CEMTREX INC | 9999999995-17-001534 ↗ |
| 2018-04-18 | RW | RW (withdrawal request) | CEMTREX INC | 0001493152-18-005397 ↗ |
| 2018-10-17 | EFFECT | EFFECT (declared effective) | CEMTREX INC | 9999999995-18-002642 ↗ |
| 2020-04-16 | S-1 | S-1 (registration) | CEMTREX INC | 0001493152-20-006560 ↗ |
| 2020-04-27 | EFFECT | EFFECT (declared effective) | CEMTREX INC | 9999999995-20-000887 ↗ |
| 2020-08-03 | EFFECT | EFFECT (declared effective) | CEMTREX INC | 9999999995-20-002008 ↗ |
| 2022-02-15 | S-1 | S-1 (registration) | CEMTREX INC | 0001493152-22-004686 ↗ |
| 2022-03-29 | RW | RW (withdrawal request) | CEMTREX INC | 0001493152-22-008034 ↗ |
| 2024-01-17 | S-1 | S-1 (registration) | CEMTREX INC | 0001493152-24-002748 ↗ |
| 2024-04-23 | S-1/A | S-1/A (amendment) | CEMTREX INC | 0001493152-24-015654 ↗ |
| 2024-04-30 | S-1/A | S-1/A (amendment) | CEMTREX INC | 0001493152-24-017159 ↗ |
| 2024-04-30 | EFFECT | EFFECT (declared effective) | CEMTREX INC | 9999999995-24-001209 ↗ |
| 2024-05-02 | S-1MEF | S-1MEF (added securities) | CEMTREX INC | 0001493152-24-017573 ↗ |
| 2024-05-03 | 424B4 | 424B4 (final prospectus) | CEMTREX INC | 0001493152-24-017644 ↗ |
| 2025-02-03 | EFFECT | EFFECT (declared effective) | CEMTREX INC | 9999999995-25-000285 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2024-04-30 | S-1/A | registration statement | $1.78 | 5,056,179 | $9,000,000 | OTC CETXP | 4 | primary document; price table, shares headline, proceeds table, underwriting table 1, cover names 3 | document ↗ | |
| 2024-05-03 | 424B4 | final prospectus | $0.85 | 11,764,705 | $10,000,000 | OTC CETXP | 4 | primary document; price sentence, shares headline, proceeds table, underwriting table 1, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Filipov Metodi | Director,Officer | Vice President Operations | 1 | 2009 | |
| GOVIL ARON | Director,Officer | See Remarks | 2 | 2011–2014 | |
| DELA RAMA REHATO | Director,Officer | Vice President and Director; VICE PRESIDENT AND DIRECTOR | 2 | 2011–2014 | |
| GOVIL SAAGAR | Director,Officer; Director,Officer,TenPercentOwner; Officer | CEO; CFO; Chairman, CEO and President; Secretary and Director; SECRETARY AND DIRECTOR | 14 | 2011–2023 | |
| NARAYAN RAVI | Director,Officer | VICE PRESIDENT AND DIRECTOR | 1 | 2014 | |
| DUCON TECHNOLOGIES, INC. | Other | 2 | 2015 | ||
| Rama Renato Dela | Officer | VP of Finance /CFO | 2 | 2017 | |
| PATEL SUNNY | Director | 1 | 2017 | ||
| Shah Shamik | Director | 2 | 2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | CEMTREX INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | CEMTREX INC. | State business registries | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Construction - Special Trade Contractors, NY first:
- TMG Energy Corp. NY
- Brookfield Business Corp NY
- Brookfield Business Holdings Corp NY
- SCHUFF INTERNATIONAL INC AZ
- ABCO Energy, Inc. AZ
- Modern PVC Inc AZ
- Embark Holdings, Inc. CA
- Cavico Corp CA
- IN Media Corp CA
- SOLARCITY CORP CA
In other datasets, the same topic (Construction) in NY:
- Form D issuer: 1205 Broadway EB-5 Investors Fund, L.P. (Form D private offerings)
- Lobbying client: AMERICAN CIVIL LIBERTIES UNION (Federal lobbying (LDA))
Interests: Construction - Special Trade Contractors · Construction