IPO registrations (S-1, F-1) · Registrants

FEDERATED HERMES, INC.

SEC CIK

1056288 · filings on EDGAR ↗

Name on the registration

FEDERATED INVESTORS INC /PA/

Former names

FEDERATED INVESTORS INC /PA/ (1998–2020)

Registration

Form S-1, first filed 1998-03-20, last 1998-05-08; 1 initial registration, 3 amendments

Outcome

Final prospectus filed 1998-05-15

Industry (SIC)

Investment Advice 6282

Incorporated in

PA

Business address

1001 LIBERTY AVENUE, Pittsburgh, PA 15222

EIN

25-1111467

Ticker

FHI (NYSE)

EDGAR entity type

operating

Insiders and CEO pay

FEDERATED HERMES, INC. on the corporate pages

Offering terms

Proposed price range

$18.00–$20.00 per share (S-1/A filed 1998-05-08)

Final price

$19.00 per share, within the range (424B1 filed 1998-05-15, an initial public offering)

Shares sold

17,557,226

Gross proceeds

$333,587,294 before underwriting discounts and any over-allotment option

Listing

NYSE under the symbol FII

Lead underwriters

Merrill Lynch (3,298,594 shares); PaineWebber (3,298,593 shares); Citigroup (3,298,593 shares); Kirkpatrick, Pettis, Smith, Polian Inc (50,000 shares); Putnam, Lovell & Thornton Inc (50,000 shares); Sterne, Agee & Leach, Inc (50,000 shares)

Syndicate

Oppenheimer (200,000); A.G. Edwards (200,000); Fahnestock & Co. Inc (200,000); FBR (200,000); Janney Montgomery Scott (200,000); Edward D. Jones & Co., L.P (200,000); Legg Mason (200,000); Lehman Brothers (200,000); Montgomery Securities (200,000); Parker/Hunter Incorporated (200,000); Piper Sandler (200,000); Prudential Securities (200,000); Scott & Stringfellow, Inc (200,000); Stephens (200,000); Sanford C. Bernstein & Co., Inc (100,000); D.A. Davidson (100,000); Gruntal & Co., L.L.C (100,000); KeyBanc Capital Markets (100,000); Morgan Keegan (100,000); Raymond James (100,000); TD Securities (100,000); Wheat First Securities, Inc (100,000); Arthurs, Lestrange & Company, Incorporated (50,000); BHC Securities, Inc (50,000); George K. Baum & Company (50,000); Craigie Incorporated (50,000); GS/2/ Securities, Inc (50,000); Hefren-Tillotson Inc (50,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

On this site

• Business registration: FEDERATED HERMES, INC. EXACT (EIN (EXACT, as the state registration reports it))
• Business registration: Federated Hermes, Inc. Fuzzy (name and state)
• Business registration: Federated Hermes, Inc. Fuzzy (name and state)
• Form 5500 plan sponsor: FEDERATED HERMES, INC. EXACT (EIN (EXACT))
• Lobbying client: FEDERATED HERMES, INC. Fuzzy (name and state)
• SEC filer: FEDERATED HERMES, INC. EXACT (CIK (EXACT))
• Person page: Joseph C Bartolacci Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
• Person page: Mr James L Murdy Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
• Person page: Richard A Novak Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))

Filings 6

Prospectus pages read 2

Officers, directors and large holders Forms 3, 4 and 5

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Investment Advice, PA first:

• Turner Investments, Inc. PA
• Hamilton Lane INC PA
• KB Global Holdings Ltd PA
• AFFILIATED MANAGERS GROUP, INC. FL
• BlackRock Holdco 2, Inc. NY
• NEUBERGER BERMAN INC NY
• HENNESSY ADVISORS INC CA
• Ares Management Corp CA
• Wright Investors Service Holdings, Inc. NY
• COHEN & STEERS, INC. NY

More with this interest.

In other datasets, the same topic (Finance) in PA:

• Form D issuer: 1931 Funding, LLC (Form D private offerings)
• Lobbying client: ACA CONNECTS - AMERICA'S COMMUNICATION ASSOCIATION (Federal lobbying (LDA))

Interests: Investment Advice · Finance