IPO registrations (S-1, F-1) · Registrants
COHEN & STEERS, INC.
- SEC CIK
- 1284812 · filings on EDGAR ↗
- Name on the registration
- COHEN & STEERS INC
- Former names
- COHEN & STEERS INC (2004–2019)
- Registration
- Form S-1, first filed 2004-03-30, last 2004-08-12; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2004-08-13
- Industry (SIC)
- Investment Advice 6282
- Incorporated in
- DE
- Business address
- 1166 AVENUE OF THE AMERICAS, 30TH FLOOR, New York, NY 10036
- EIN
- 14-1904657
- Ticker
- CNS (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- COHEN & STEERS, INC. on the corporate pages
Offering terms
- Proposed price range
- $13.00–$15.00 per share (S-1/A filed 2004-08-12)
- Final price
- $13.00 per share, within the range (424B4 filed 2004-08-13, an initial public offering)
- Shares sold
- 7,500,000
- Gross proceeds
- $97,500,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol CNS
- Lead underwriters
- Merrill Lynch; UBS; Wachovia; Bear Stearns
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: COHEN & STEERS, INC. Fuzzy (name and state)
- SEC filer: COHEN & STEERS INC EXACT (CIK (EXACT))
- Person page: Karen Wilson-Thissen Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Richard P Simon Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-03-30 | S-1 | S-1 (registration) | COHEN & STEERS INC | 0000950117-04-001184 ↗ |
| 2004-05-13 | S-1/A | S-1/A (amendment) | COHEN & STEERS INC | 0000950117-04-001887 ↗ |
| 2004-06-25 | S-1/A | S-1/A (amendment) | COHEN & STEERS INC | 0000950117-04-002338 ↗ |
| 2004-07-30 | S-1/A | S-1/A (amendment) | COHEN & STEERS INC | 0000950117-04-002739 ↗ |
| 2004-08-10 | S-1/A | S-1/A (amendment) | COHEN & STEERS INC | 0000950117-04-002892 ↗ |
| 2004-08-11 | S-1/A | S-1/A (amendment) | COHEN & STEERS INC | 0000950117-04-002922 ↗ |
| 2004-08-12 | S-1/A | S-1/A (amendment) | COHEN & STEERS INC | 0000950117-04-002938 ↗ |
| 2004-08-13 | 424B4 | 424B4 (final prospectus) | COHEN & STEERS INC | 0000950117-04-002963 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-08-12 | S-1/A | registration statement | $13.00–$15.00 | $14.00 | 7,500,000 | $105,000,000 | NYSE CNS | 4 | primary document; range, price sentence, shares headline, proceeds computed, cover names 4 | document ↗ |
| 2004-08-13 | 424B4 | final prospectus | $13.00 | 7,500,000 | $97,500,000 | NYSE CNS | 4 | primary document; price sentence, shares headline, proceeds table, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bond Douglas R | Officer | Executive Vice President | 2 | 2006 | |
| Corl James Scott | Officer | Executive Vice President | 10 | 2006–2008 | |
| Gomez Victor M. | Officer; Other | Chief Accounting Officer | 5 | 2006 | |
| McCombe John J | Officer | Executive Vice President | 13 | 2006–2008 | |
| STOLLER LAWRENCE B | Officer | General Counsel | 6 | 2006–2007 | |
| Bruce Richard | Director | 42 | 2006–2012 | ||
| RHEIN PETER L | Director | 86 | 2006–2025 | ||
| Simon Richard P | Director | 82 | 2006–2025 | person page Fuzzy | |
| Villani Edmond D | Director | 87 | 2006–2026 | ||
| COHEN MARTIN | Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner | Co-Chairman and C-CEO; Co-Chairman and Co-CEO; Co-Chairman, Co-ChiefExecutive; Co-Chief Executive Officer; Executive Chairman | 79 | 2006–2026 | |
| DERECHIN ADAM M | Officer | Chief Operating Officer; Chief Operating Officer, EVP; See Remarks | 83 | 2006–2026 | |
| Harvey Joseph M | Director,Officer; Officer | CEO and President; Chief Executive Officer; President; President and Acting CEO | 79 | 2006–2026 | |
| Stadler Matthew S. | Officer | Chief Financial Officer; Chief Financial Officer, EVP | 76 | 2006–2024 | |
| STEERS ROBERT HAMILTON | Director,Officer; Director,Officer,TenPercentOwner | Chief Executive Officer; Co-Chairman and Co-CEO; Co-Chairman,Co-Chief Executive; Co-Chief Executive Officer; Executive Chairman | 69 | 2006–2026 | |
| Doucette Bernard Matthew | Officer | Chief Accounting Officer | 23 | 2006–2013 | |
| POLI FRANCIS C | Officer | GC, Secretary, EVP; GC,Secretary,EVP; General Counsel; General Counsel, Secretary,EVP; General Counsel,Secretary,EVP; See Remarks | 89 | 2007–2026 | |
| Winograd Bernard | Director | 9 | 2012–2014 | ||
| Dulik Elena | Officer | Chief Accounting Officer; Chief Accounting Officer, SVP | 68 | 2013–2026 | |
| Ialeggio Anthony D. | Officer | Executive Vice President | 4 | 2014 | |
| Connor Frank T | Director | 51 | 2014–2026 | ||
| Glickson John Todd | Officer | Executive Vice President; Senior Vice President | 34 | 2015–2020 | |
| Aggarwal Reena | Director | 40 | 2016–2026 | ||
| Nolty Michele | Officer | Executive Vice President | 20 | 2018–2021 | |
| Cheigh Jon | Officer | Chief Investment Officer, EVP; Executive Vice President; President and CIO | 40 | 2019–2026 | |
| Charles Daniel P | Officer | Executive Vice President | 30 | 2019–2025 | |
| Smith Dasha | Director | 28 | 2019–2026 | ||
| Dee Alicia | Officer | Executive Vice President | 9 | 2022–2023 | |
| Brown Brandon | Officer | Executive Vice President | 17 | 2023–2026 | |
| Dakkuri Raja A | Officer | Chief Financial Officer, EVP | 9 | 2024–2025 | |
| Dolly Lisa | Director | 9 | 2024–2026 | ||
| THISSEN KAREN WILSON | Director | 8 | 2024–2026 | person page Fuzzy | |
| Donohue Michael T. | Officer | Interim CFO, SVP | 6 | 2025–2026 | |
| Noonan Daniel | Officer | Executive Vice President | 7 | 2025–2026 | |
| Muni Amit | Officer | Chief Financial Officer, EVP | 3 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | COHEN & STEERS, INC. | NY | State business registries | name and state |
| Contractor | COHEN & STEERS | NY | Nonprofit contractors (Form 990) | name and state |
| SEC filer | COHEN & STEERS, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Karen Wilson-Thissen | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Richard P Simon | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
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- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Investment Advice · Finance