IPO registrations (S-1, F-1) · Registrants
Lazard, Inc.
- SEC CIK
- 1311370 · filings on EDGAR ↗
- Name on the registration
- Lazard Ltd
- Former names
- Lazard Ltd (2004–2023)
- Registration
- Form S-1, first filed 2004-12-17, last 2005-05-04; 2 initial registrations, 9 amendments
- Outcome
- Final prospectus filed 2005-05-05
- Industry (SIC)
- Investment Advice 6282
- Incorporated in
- DE
- Business address
- 30 ROCKEFELLER PLAZA, New York, NY 10112
- EIN
- 98-0437848
- Ticker
- LAZ (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Lazard, Inc. on the corporate pages
Offering terms
- Final price
- $25.00 per share (424B1 filed 2005-05-05, an initial public offering)
- Shares sold
- 34,183,162
- Gross proceeds
- $854,579,050 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol LAZ
- Lead underwriters
- Goldman Sachs (10,262,277 shares)
- Syndicate
- Citigroup (4,527,474); Lazard; Merrill Lynch (4,527,474); Morgan Stanley (4,527,474); Credit Suisse (2,112,821); J.P. Morgan (2,112,821); Lazard Frères & Co. LLC (2,112,821); Allen & Company (240,000); BNY Capital Markets, Inc (240,000); A.G. Edwards (240,000); Jefferies (240,000); Legg Mason (240,000); Raymond James (240,000); Cowen (240,000); Sandler O’Neill & Partners, L.P (240,000); Stifel (240,000); Wells Fargo (240,000); Blaylock & Company, Inc (160,000); Brean Murray & Co., Inc (160,000); Dominick & Dominick LLC (160,000); Guzman & Company (160,000); Janney Montgomery Scott (160,000); Putnam Lovell Securities Inc (160,000); Ryan, Beck & Co (160,000); C.E. Unterberg, Towbin (160,000); Utendahl Capital Partners, L.P (160,000); Siebert Williams Shank (160,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: LAZARD, INC. Fuzzy (name and state)
- Lobbying client: LAZARD LTD Fuzzy (name and state)
- Lobbying client: LAZARD LTD Fuzzy (name and state)
- SEC filer: Lazard, Inc. EXACT (CIK (EXACT))
- Person page: Daniel H Schulman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Mary Ann Betsch Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Philip A Laskawy Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Richard N Haass Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Scott D Hoffman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Steven J Golub Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Steven J Heyer Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
Filings 14
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-12-17 | S-1 | S-1 (registration) | Lazard Ltd | 0001193125-04-215675 ↗ |
| 2005-02-11 | S-1/A | S-1/A (amendment) | Lazard Ltd | 0001193125-05-025486 ↗ |
| 2005-03-21 | S-1/A | S-1/A (amendment) | Lazard Ltd | 0001193125-05-056426 ↗ |
| 2005-03-21 | S-1 | S-1 (registration) | Lazard Ltd | 0001193125-05-056435 ↗ |
| 2005-04-11 | S-1/A | S-1/A (amendment) | Lazard Ltd | 0001193125-05-073325 ↗ |
| 2005-04-18 | S-1/A | S-1/A (amendment) | Lazard Ltd | 0001193125-05-078109 ↗ |
| 2005-04-18 | S-1/A | S-1/A (amendment) | Lazard Ltd | 0001193125-05-078117 ↗ |
| 2005-05-02 | S-1/A | S-1/A (amendment) | Lazard Ltd | 0001193125-05-091140 ↗ |
| 2005-05-02 | S-1/A | S-1/A (amendment) | Lazard Ltd | 0001193125-05-091142 ↗ |
| 2005-05-04 | S-1/A | S-1/A (amendment) | Lazard Ltd | 0001193125-05-095430 ↗ |
| 2005-05-04 | S-1/A | S-1/A (amendment) | Lazard Ltd | 0001193125-05-095432 ↗ |
| 2005-05-04 | S-1MEF | S-1MEF (added securities) | Lazard Ltd | 0001193125-05-096168 ↗ |
| 2005-05-05 | 424B1 | 424B1 (final prospectus) | Lazard Ltd | 0001193125-05-096742 ↗ |
| 2005-05-05 | 424B1 | 424B1 (final prospectus) | Lazard Ltd | 0001193125-05-096744 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2005-05-04 | S-1/A | registration statement | $25.00 | 12,000 | $300,000 | 0 | primary document; price line, shares headline, proceeds computed | document ↗ | ||
| 2005-05-05 | 424B1 | final prospectus | $25.00 | 34,183,162 | $854,579,050 | NYSE LAZ | 28 | primary document; price sentence, shares headline, proceeds table, underwriting table 27, cover names 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Castellano Michael J | Officer | Chief Financial Officer | 31 | 2006–2011 | |
| Golub Steven J | Officer | Vice Chairman | 26 | 2006–2010 | person page Fuzzy |
| Hoffman Scott D | Officer | CAO and General Counsel; General Counsel | 109 | 2006–2023 | person page Fuzzy |
| JORDAN VERNON E JR | Director | 35 | 2006–2012 | ||
| Shank John K | Director | 2 | 2006 | ||
| Ward Charles | Officer | President | 29 | 2006–2010 | |
| Wasserstein Bruce | Director,Officer | Chairman & CEO | 19 | 2006–2009 | |
| HEYER STEVEN J | Director; Other | 71 | 2006–2021 | person page Fuzzy | |
| Jay Sylvia | Director; Other | 20 | 2006–2021 | ||
| Scott Hal S | Director; Other | 14 | 2006–2016 | ||
| Turner Michael J | Director; Other | 15 | 2006–2017 | ||
| Jones Ellis | Director | 19 | 2006–2010 | ||
| Orsatelli Anthony | Director | 3 | 2006–2007 | ||
| Doerfler Ronald J | Director | 6 | 2006–2010 | ||
| LAZ-MD Holdings LLC | TenPercentOwner | 1 | 2006 | ||
| Ferrero Dominique | Director | 8 | 2008–2009 | ||
| LASKAWY PHILIP A | Director | 18 | 2008–2022 | person page Fuzzy | |
| Stern Alexander F. | Officer | Chief Operating Officer; President | 84 | 2008–2022 | |
| Mignon Laurent | Director; Other | 31 | 2009–2016 | ||
| JACOBS KENNETH M | Director; Director,Officer | Chairman and CEO; Chairman & CEO; Executive Chairman | 84 | 2009–2025 | |
| BHUTANI ASHISH | Director; Director,Officer | CEO of Lazard Asset Management; Vice Chairman | 73 | 2010–2022 | |
| Parr Gary | Director; Director,Officer; Other | Vice Chairman | 25 | 2010–2013 | |
| Bucaille Matthieu | Officer; Other | Chief Financial Officer | 44 | 2011–2017 | |
| Hittner Richard | Officer; Other | Chief Accounting Officer | 12 | 2011–2013 | |
| PARSONS RICHARD D | Director | 60 | 2012–2024 | ||
| Alper Andrew M | Director | 58 | 2012–2026 | ||
| RAGONE DOMINICK | Officer | Chief Accounting Officer | 64 | 2012–2023 | |
| HAASS RICHARD N | Director | 41 | 2016–2023 | person page Fuzzy | |
| Mendillo Jane L | Director | 49 | 2016–2025 | ||
| Jarrard Michelle | Director | 14 | 2017–2026 | ||
| Russo Evan L | Officer | CEO of Asset Management; Chief Financial Officer | 33 | 2017–2025 | |
| Knobloch Iris | Director | 12 | 2018–2026 | ||
| Soto Alexandra | Officer | Chief Operating Officer; Exec Human Capital & Workplace | 42 | 2019–2026 | |
| Orszag Peter Richard | Director,Officer; Officer | CEO & Chairman; CEO of Financial Advisory; Chief Executive Officer | 32 | 2020–2026 | |
| Achleitner Ann-Kristin | Director | 8 | 2021–2026 | ||
| Lewis William M Jr | Director | 6 | 2022–2023 | ||
| Betsch Mary Ann | Officer | Chief Financial Officer | 3 | 2022–2025 | person page Fuzzy |
| Gathy Michael | Officer | Chief Accounting Officer | 22 | 2023–2026 | |
| Weideman Christian A. | Officer | General Counsel | 2 | 2023–2024 | |
| Howe Stephen R. Jr. | Director | 12 | 2024–2026 | ||
| SCHULMAN DANIEL H | Director | 5 | 2024–2026 | person page Fuzzy | |
| Harrison Peter | Director | 4 | 2025–2026 | ||
| Shevelenko Dmitry | Director | 3 | 2025–2026 | ||
| Hogbin Christopher | Officer | CEO Asset Management | 6 | 2025–2026 | |
| Farr Tracy | Officer | Chief Financial Officer | 6 | 2026 | |
| Elsesser Kathy | Director | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Lazard, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | LAZARD, INC. | State business registries | name and state | |
| Lobbying client | LAZARD LTD | Federal lobbying (LDA) | name and state | |
| Lobbying client | LAZARD LTD | Federal lobbying (LDA) | name and state | |
| Person page | Daniel H Schulman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Mary Ann Betsch | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Philip A Laskawy | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Richard N Haass | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Scott D Hoffman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Steven J Golub | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Steven J Heyer | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Investment Advice, NY first:
- BlackRock Holdco 2, Inc. NY
- NEUBERGER BERMAN INC NY
- Wright Investors Service Holdings, Inc. NY
- COHEN & STEERS, INC. NY
- Evercore Inc. NY
- GLG Partners, Inc. NY
- Fortress Investment Group LLC NY
- Blackstone Inc. NY
- Pzena Investment Management, Inc. NY
- Sculptor Capital Management, Inc. NY
In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Investment Advice · Finance