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IPO registrations (S-1, F-1) · Registrants

Sculptor Capital Management, Inc.

SEC CIK
1403256 · filings on EDGAR ↗
Name on the registration
Och-Ziff Capital Management Group LLC
Former names
Och-Ziff Capital Management Group Inc. (2019–2019); Och-Ziff Capital Management Group LLC (2007–2019)
Registration
Form S-1, first filed 2007-07-02, last 2007-11-09; 1 initial registration, 9 amendments
Outcome
Final prospectus filed 2007-11-15; declared effective 2007-11-13
Industry (SIC)
Investment Advice 6282
Incorporated in
DE
Business address
9 WEST 57TH STREET FL 39, New York, NY 10019
EDGAR entity type
operating
Insiders and CEO pay
Sculptor Capital Management, Inc. on the corporate pages

Offering terms

Proposed price range
$30.00–$33.00 per share (S-1/A filed 2007-11-09)
Final price
$32.00 per share, within the range (424B4 filed 2007-11-15, an initial public offering)
Shares sold
36,000,000
Gross proceeds
$1,152,000,000 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol OZM
Lead underwriters
Goldman Sachs (13,854,600 shares)
Syndicate
Lehman Brothers (6,927,120); Merrill Lynch (3,794,760); Morgan Stanley (3,794,760); Citigroup (1,724,760); Deutsche Bank (1,724,760); J.P. Morgan (1,724,760); Credit Suisse (350,280); KBW (350,280); Bear Stearns (350,280); BOC International; Macquarie; Ramirez & Co. (176,400); Nomura (350,280); Utendahl Capital Partners, L.P (176,400); Macquarie Securities (USA) Inc (350,280); BOCI (350,280)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 12

FiledFormWhat it isName as filedEDGAR
2007-07-02S-1S-1 (registration)Och-Ziff Capital Management Group LLC0001193125-07-147770 ↗
2007-08-14S-1/AS-1/A (amendment)Och-Ziff Capital Management Group LLC0001193125-07-181457 ↗
2007-09-19S-1/AS-1/A (amendment)Och-Ziff Capital Management Group LLC0001193125-07-203843 ↗
2007-10-12S-1/AS-1/A (amendment)Och-Ziff Capital Management Group LLC0001193125-07-217135 ↗
2007-10-17S-1/AS-1/A (amendment)Och-Ziff Capital Management Group LLC0001193125-07-219527 ↗
2007-10-22S-1/AS-1/A (amendment)Och-Ziff Capital Management Group LLC0001193125-07-222459 ↗
2007-10-25S-1/AS-1/A (amendment)Och-Ziff Capital Management Group LLC0001193125-07-225925 ↗
2007-10-29S-1/AS-1/A (amendment)Och-Ziff Capital Management Group LLC0001193125-07-228327 ↗
2007-11-08S-1/AS-1/A (amendment)Och-Ziff Capital Management Group LLC0001193125-07-240457 ↗
2007-11-09S-1/AS-1/A (amendment)Och-Ziff Capital Management Group LLC0001193125-07-242704 ↗
2007-11-13EFFECTEFFECT (declared effective)Och-Ziff Capital Management Group LLC9999999995-07-004490 ↗
2007-11-15424B4424B4 (final prospectus)Och-Ziff Capital Management Group LLC0001193125-07-248245 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2007-11-09S-1/Aregistration statement$30.00–$33.0036,000,000-NYSE OZM15primary document; range, shares headline, cover names 15document ↗
2007-11-15424B4final prospectus$32.0036,000,000$1,152,000,000NYSE OZM17primary document; price table, shares headline, proceeds table, underwriting table 15, cover names 15document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Blockinger Jeffrey COfficerChief Legal Officer362007–2014
Cohen Michael LOfficerExecutive Managing Director142007–2012
Daniel Och SDirector,Officer,TenPercentOwner; Director,TenPercentOwnerChief Executive Officer472007–2019
Frank JoelDirector,OfficerChief Financial Officer152007–2016
Kelly HaroldOfficerCo-Head of Glbl Cnv and Drv Ar; Executive Managing Director152007–2017
Och Family 2007 GRATOther; TenPercentOwner22007
Varga ZoltanOfficerExecutive Managing Director142007–2016
Windreich DavidDirector,Officer; Director,Officer,TenPercentOwnerCo-Chief Investment Officer; Executive Managing Director; Executive MD & Director; Head of US & Europe Investing222007–2018
BUFFERD ALLAN SDirector612007–2020
KENNEY JEROME PDirector532007–2018
Dubai Holding LLCTenPercentOwner42007–2021
LEEDS JEFFREY RDirector222008–2011
COBB WILLIAM CDirector182008–2011person page Fuzzy
GRISWELL J BARRYDirector392011–2018
PROCTOR GEORGANNEDirector492011–2021
Levin James SDirector,Officer; OfficerChief Investment Officer; CIO and CEO; Co-CIO and Head of Glbl Credit; Head of Global Credit622013–2023
Becker David MayerOfficerChief Legal Officer12014
Cohen WayneDirector,Officer; OfficerExecutive Managing Director; President and COO342015–2023
BARR WILLIAM PDirector82016–2018
Elisha ErezOfficerChief Accounting Officer232016–2019
HAAS ALESIA JOfficerChief Financial Officer22016–2017
ABRAMS CAPITAL, LLCTenPercentOwner82016–2019
ABRAMS CAPITAL MANAGEMENT, LLCTenPercentOwner82016–2019
ABRAMS CAPITAL MANAGEMENT, L.P.TenPercentOwner82016–2019
Abrams David CTenPercentOwner82016–2019
Levine David MichaelOfficerChief Legal Officer512017–2023
Abrams Capital Partners II, L.P.TenPercentOwner32017–2019
Shafir Robert ScottDirector,OfficerChief Executive Officer192018–2021
Sipp Thomas MichaelOfficerChief Financial Officer182018–2021
Engel MarcyDirector242018–2023
Fascitelli Michael DDirector112018–2020
KETCHUM RICHARD GDirector132018–2021
RUTMAN JAMES MORGANDirector122019–2022
Pollard Herbert AlvinOfficerChief Accounting Officer232019–2023
Srikrishnan BharathDirector12020
Ritchea DavaOfficerChief Financial Officer112021–2023
Bonanno DavidDirector132021–2023
Desai Meghna R.Director32021
Maynard CharmelDirector112021–2023
Rithm Capital Corp.TenPercentOwner32023

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationSCULPTOR CAPITAL MANAGEMENT, INC.NYState business registriesname and state
Lobbying clientSCULPTOR CAPITAL MANAGEMENTNYFederal lobbying (LDA)name and state
SEC filerSculptor Capital Management, Inc.SEC filers (EDGAR)CIK (EXACT)
Person pageWilliam C CobbPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Investment Advice, NY first:

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In other datasets, the same topic (Finance) in NY:

Interests: Investment Advice · Finance