IPO registrations (S-1, F-1) · Registrants
BlackRock Holdco 2, Inc.
- SEC CIK
- 1060021 · filings on EDGAR ↗
- Name on the registration
- BLACKROCK INC /NY
- Former names
- BLACKROCK INC /NY (1999–2006)
- Registration
- Form S-1, first filed 1999-05-13, last 1999-09-24; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 1999-10-04
- Industry (SIC)
- Investment Advice 6282
- Incorporated in
- DE
- Business address
- 40 EAST 52ND STREET, New York, NY 10022
- EDGAR entity type
- operating
- Insiders and CEO pay
- BlackRock Holdco 2, Inc. on the corporate pages
Offering terms
- Proposed price range
- $14.00–$17.00 per share (S-1/A filed 1999-09-24)
- Final price
- $14.00 per share, within the range (424B4 filed 1999-10-04, an initial public offering)
- Shares sold
- 9,000,000
- Gross proceeds
- $126,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol BLK
- Lead underwriters
- Merrill Lynch
- Syndicate
- Goldman Sachs (1,051,000); Lehman Brothers (1,051,000); Prudential Securities (1,051,000); Citigroup (1,051,000); Robertson Stephens (75,000); BofA Securities (75,000); Bear Stearns (75,000); Blaylock & Partners, L.P (75,000); J.P. Morgan (75,000); Credit Suisse (75,000); Deutsche Bank (75,000); A.G. Edwards (75,000); EVEREN Securities, Inc (75,000); Hambrecht & Quist (75,000); J.J.B. Hilliard, W.L. Lyons, Inc (75,000); Lazard (75,000); Morgan Stanley (75,000); Nomura (75,000); PaineWebber (75,000); Raymond James (75,000); Schroder & Co. Inc (75,000); George K. Baum & Company (35,000); William Blair (35,000); J.C. Bradford & Co (35,000); The Chapman Company (35,000); Fahnestock & Co. Inc (35,000); Wachovia (35,000); Gruntal & Co., L.L.C (35,000); Janney Montgomery Scott (35,000); Edward D. Jones & Co., L.P (35,000); Legg Mason (35,000); Morgan Keegan (35,000); Muriel Siebert & Co. (35,000); Pryor, McClendon, Counts & Co., Inc (35,000); Ramirez & Co. (35,000); Sanford C. Bernstein & Co., Inc (35,000); Sutro & Co. Incorporated (35,000); Utendahl Capital Partners, L.P (35,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: BLACKROCK INC /NY EXACT (CIK (EXACT))
- Person page: Dennis D Dammerman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Frank T Nickell Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-05-13 | S-1 | S-1 (registration) | BLACKROCK INC /NY | 0000940180-99-000530 ↗ |
| 1999-08-19 | S-1/A | S-1/A (amendment) | BLACKROCK INC /NY | 0000940180-99-000978 ↗ |
| 1999-08-27 | S-1/A | S-1/A (amendment) | BLACKROCK INC /NY | 0000940180-99-001030 ↗ |
| 1999-09-09 | S-1/A | S-1/A (amendment) | BLACKROCK INC /NY | 0000940180-99-001060 ↗ |
| 1999-09-24 | S-1/A | S-1/A (amendment) | BLACKROCK INC /NY | 0000940180-99-001130 ↗ |
| 1999-10-04 | 424B4 | 424B4 (final prospectus) | BLACKROCK INC /NY | 0000940180-99-001168 ↗ |
| 1999-10-04 | 424B4 | 424B4 (final prospectus) | BLACKROCK INC /NY | 0000940180-99-001169 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-09-24 | S-1/A | registration statement | $14.00–$17.00 | $15.50 | 9,000,000 | $139,500,000 | NYSE BLK | 6 | from the submission text; range, price sentence, shares headline, proceeds computed, underwriting table 1, cover names 5 | document ↗ |
| 1999-10-04 | 424B4 | final prospectus | $14.00 | 9,000,000 | $126,000,000 | NYSE BLK | 39 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 38, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| PNC BANCORP INC/ | TenPercentOwner | 3 | 2006 | ||
| ALBERTINI WILLIAM O | Director | 3 | 2006 | ||
| DAMMERMAN DENNIS D | Director | 3 | 2006 | person page Fuzzy | |
| Dunn Kenneth B | Director | 3 | 2006 | ||
| GERBER MURRY | Director | 3 | 2006 | ||
| GROSFELD JAMES | Director | 3 | 2006 | ||
| KOMANSKY DAVID H | Director | 3 | 2006 | ||
| NICKELL FRANK T | Director | 3 | 2006 | person page Fuzzy | |
| OBRIEN THOMAS H | Director | 3 | 2006 | ||
| ROBINSON LINDA GOSDEN | Director | 3 | 2006 | ||
| Buller Steven E | Officer | Managing Director and CFO | 1 | 2006 | |
| CONNOLLY ROBERT | Officer | General Counsel | 1 | 2006 | |
| Feliciani Joseph | Officer | Man Dir & Prin Account Officer | 1 | 2006 | |
| FINK LAURENCE | Director,Officer | Chairman and CEO | 1 | 2006 | |
| KAPITO ROBERT | Officer | Vice Chairman | 1 | 2006 | |
| SCHLOSSTEIN RALPH | Director,Officer | President | 2 | 2006 | |
| WAGNER SUSAN | Officer | Chief Operating Officer | 1 | 2006 | |
| ANDERSON KEITH | Officer | Vice Chairman | 2 | 2006 | |
| GOLUB BENNETT | Officer | Head of Portfolio Risk Mgmnt | 2 | 2006 | |
| HALLAC CHARLES | Officer | Vice Chairman | 1 | 2006 | |
| NOVICK BARBARA | Officer | Vice Chairman | 1 | 2006 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | BLACKROCK INC /NY | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Dennis D Dammerman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Frank T Nickell | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Investment Advice, NY first:
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- Wright Investors Service Holdings, Inc. NY
- COHEN & STEERS, INC. NY
- Lazard, Inc. NY
- Evercore Inc. NY
- GLG Partners, Inc. NY
- Fortress Investment Group LLC NY
- Blackstone Inc. NY
- Pzena Investment Management, Inc. NY
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In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Investment Advice · Finance