IPO registrations (S-1, F-1) · Registrants
NEUBERGER BERMAN INC
- SEC CIK
- 1068144 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1998-08-19, last 1999-10-06; 2 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 1999-10-07; withdrawal requested 1998-10-08
- Industry (SIC)
- Investment Advice 6282
- Incorporated in
- DE
- Business address
- 605 THIRD AVE, New York, NY 10158
- EIN
- 06-1523639
- EDGAR entity type
- operating
Offering terms
- Proposed price range
- $31.00–$35.00 per share (S-1/A filed 1999-10-06)
- Final price
- $32.00 per share, within the range (424B4 filed 1999-10-07, an initial public offering)
- Shares sold
- 7,250,000 (all by selling holders)
- Gross proceeds
- $232,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol NEU
- Lead underwriters
- Goldman Sachs (1,093,750 shares); Merrill Lynch (1,093,750 shares); Morgan Stanley (1,093,750 shares); Citigroup (1,093,750 shares); Bear Stearns (468,750 shares); CIBC World Markets (468,750 shares); Donaldson, Lufkin & Jenrette (468,750 shares); Schroder & Co. Inc (468,750 shares)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: NEUBERGER BERMAN INC Fuzzy (name and state)
- Federal award recipient: NEUBERGER BERMAN LLC Fuzzy (name and state)
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-08-19 | S-1 | S-1 (registration) | NEUBERGER BERMAN INC | 0000950123-98-007796 ↗ |
| 1998-10-08 | RW | RW (withdrawal request) | NEUBERGER BERMAN INC | 0000950123-98-008856 ↗ |
| 1999-08-04 | S-1 | S-1 (registration) | NEUBERGER BERMAN INC | 0001047469-99-029756 ↗ |
| 1999-09-03 | S-1/A | S-1/A (amendment) | NEUBERGER BERMAN INC | 0001047469-99-034781 ↗ |
| 1999-09-10 | S-1/A | S-1/A (amendment) | NEUBERGER BERMAN INC | 0001047469-99-035299 ↗ |
| 1999-09-14 | S-1/A | S-1/A (amendment) | NEUBERGER BERMAN INC | 0001047469-99-035734 ↗ |
| 1999-10-06 | S-1/A | S-1/A (amendment) | NEUBERGER BERMAN INC | 0001047469-99-037858 ↗ |
| 1999-10-07 | 424B4 | 424B4 (final prospectus) | NEUBERGER BERMAN INC | 0001047469-99-038067 ↗ |
| 2001-06-29 | 424B4 | 424B4 (final prospectus) | NEUBERGER BERMAN INC | 0000950130-01-502807 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-10-06 | S-1/A | registration statement | $31.00–$35.00 | $33.00 | 7,250,000 | $239,250,000 | NYSE NEU | 7 | from the submission text; range, price sentence, shares headline, proceeds computed, cover names 7 | document ↗ |
| 1999-10-07 | 424B4 | final prospectus | $32.00 | 7,250,000 | $232,000,000 | NYSE NEU | 8 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 8, cover names 7 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | NEUBERGER BERMAN INC | NY | State business registries | name and state |
| Federal award recipient | NEUBERGER BERMAN LLC | NY | Federal spending (USAspending) | name and state |
| Trademark owner | Neuberger Berman, LLC | NY | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Investment Advice, NY first:
- BlackRock Holdco 2, Inc. NY
- Wright Investors Service Holdings, Inc. NY
- COHEN & STEERS, INC. NY
- Lazard, Inc. NY
- Evercore Inc. NY
- GLG Partners, Inc. NY
- Fortress Investment Group LLC NY
- Blackstone Inc. NY
- Pzena Investment Management, Inc. NY
- Sculptor Capital Management, Inc. NY
In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Investment Advice · Finance