IPO registrations (S-1, F-1) · Registrants
Fortress Investment Group LLC
- SEC CIK
- 1380393 · filings on EDGAR ↗
- Former names
- Fortress Investment Group Holdings LLC (2006–2007)
- Registration
- Form S-1, first filed 2006-11-08, last 2007-02-08; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2007-02-09; declared effective 2007-02-08
- Industry (SIC)
- Investment Advice 6282
- Incorporated in
- DE
- Business address
- 1345 AVENUE OF THE AMERICAS, 46TH FLOOR, New York, NY 10105
- EDGAR entity type
- operating
- Insiders and CEO pay
- Fortress Investment Group LLC on the corporate pages
Offering terms
- Proposed price range
- $16.50–$18.50 per share (S-1/A filed 2007-02-05)
- Final price
- $18.50 per share, within the range (424B4 filed 2007-02-09, an initial public offering)
- Shares sold
- 34,286,000
- Gross proceeds
- $634,291,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Lehman Brothers (7,159,284 shares); Citigroup (5,053,614 shares); Deutsche Bank (5,053,614 shares); Goldman Sachs; BofA Securities (5,053,614 shares)
- Syndicate
- Sachs & Co; Lazard (842,269); Merrill Lynch (842,269); Wells Fargo (842,269); Bear Stearns (842,269); Morgan Stanley (842,269); FBR (119,049); Jefferies (119,049); JMP Securities (119,049); Keybanc Capital Markets, a Division of McDonald Investments Inc (119,049); Sandler O’Neill & Partners, L.P (119,049)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Investment adviser (Form ADV): FORTRESS INVESTMENT GROUP ↗ Fuzzy (name and state)
- Business registration: FORTRESS INVESTMENT GROUP LLC Fuzzy (name and state)
- Lobbying client: FORTRESS INVESTMENT GROUP Fuzzy (name and state)
- Lobbying client: FORTRESS INVESTMENT GROUP Fuzzy (name and state)
- Lobbying client: FORTRESS INVESTMENT GROUP LLC Fuzzy (name and state)
- Lobbying client: FORTRESS INVESTMENT GROUP, LLC Fuzzy (name and state)
- SEC filer: Fortress Investment Group LLC EXACT (CIK (EXACT))
- Person page: Douglas L Jacobs Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Randal A Nardone Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner))
- Person page: Richard N Haass Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-11-08 | S-1 | S-1 (registration) | Fortress Investment Group Holdings LLC | 0000950136-06-009310 ↗ |
| 2006-12-21 | S-1/A | S-1/A (amendment) | Fortress Investment Group Holdings LLC | 0000950136-06-010504 ↗ |
| 2007-01-19 | S-1/A | S-1/A (amendment) | Fortress Investment Group Holdings LLC | 0000950136-07-000244 ↗ |
| 2007-02-02 | S-1/A | S-1/A (amendment) | Fortress Investment Group LLC | 0000950136-07-000606 ↗ |
| 2007-02-05 | S-1/A | S-1/A (amendment) | Fortress Investment Group LLC | 0000950136-07-000635 ↗ |
| 2007-02-06 | S-1/A | S-1/A (amendment) | Fortress Investment Group LLC | 0000950136-07-000678 ↗ |
| 2007-02-08 | S-1/A | S-1/A (amendment) | Fortress Investment Group LLC | 0000950136-07-000719 ↗ |
| 2007-02-08 | EFFECT | EFFECT (declared effective) | Fortress Investment Group LLC | 9999999995-07-000530 ↗ |
| 2007-02-09 | 424B4 | 424B4 (final prospectus) | Fortress Investment Group LLC | 0000950136-07-000793 ↗ |
| 2008-10-03 | EFFECT | EFFECT (declared effective) | Fortress Investment Group LLC | 9999999995-08-003064 ↗ |
Prospectus pages read 4
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-02-05 | S-1/A | registration statement | $16.50–$18.50 | 34,286,000 | - | 11 | primary document; range, shares headline, cover names 11 | document ↗ | ||
| 2007-02-06 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2007-02-08 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2007-02-09 | 424B4 | final prospectus | $18.50 | 34,286,000 | $634,291,000 | 16 | primary document; price table, shares headline, proceeds table, underwriting table 14, cover names 11 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Aldel LLC | Director; TenPercentOwner | 5 | 2007–2012 | ||
| Bass Daniel | Officer | Chief Financial Officer | 33 | 2007–2017 | |
| Briger Peter L JR | Director,Officer,TenPercentOwner | President and Director; Principal; Principal and Director | 14 | 2007–2017 | |
| Brigfam AssetPro LLC | TenPercentOwner | 1 | 2007 | ||
| Brown Jonathan | Officer | Chief Accounting Officer | 9 | 2007–2011 | |
| EDENS WESLEY R | Director,Officer,TenPercentOwner | CEO and Chairman; Principal | 9 | 2007–2017 | |
| Garonzik Fredric B | Director | 2 | 2007 | ||
| HAASS RICHARD N | Director | 19 | 2007–2014 | person page Fuzzy | |
| JACOBS DOUGLAS L | Director | 12 | 2007–2017 | person page Fuzzy | |
| KAUFFMAN ROBERT I | Director,Officer,TenPercentOwner | President-Europe and Director | 5 | 2007–2012 | |
| MUDD DANIEL H | Director; Director,Officer; Officer | Chief Executive Officer | 11 | 2007–2011 | |
| NARDONE RANDAL A | Director,Officer,TenPercentOwner | COO and Director; Principal and CEO | 8 | 2007–2017 | person page Fuzzy |
| NOMURA INVESTMENT MANAGERS U.S.A.,INC. | Director,TenPercentOwnerOther; TenPercentOwner | 4 | 2007–2014 | ||
| Novogratz Michael | Director,Officer; Director,Officer,TenPercentOwner; Other | President and Director; Principal | 12 | 2007–2016 | |
| RUBIN HOWARD | Director | 11 | 2007–2010 | ||
| Shibata Takumi | Director | 1 | 2007 | ||
| Brooks David | Officer | General Counsel & Secretary; Secretary; VP, Gen Counsel & Secretary; VP, Gen Counsel, Secretary; VP, General Counsel, Secretary | 30 | 2007–2017 | |
| Wellde George W JR | Director | 25 | 2009–2017 | ||
| Konawalik John | Officer | Principal Acc. O & Controller; Principal Accounting Officer | 16 | 2011–2017 | |
| Barry David B. | Director | 24 | 2011–2017 | ||
| Rantz Michael G. | Director | 9 | 2015–2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Investment adviser | FORTRESS INVESTMENT GROUP | NY | Investment advisers (Form ADV) | name and state |
| Investment adviser | MOUNT KELLETT CAPITAL MANAGEMENT LP | NY | Investment advisers (Form ADV) | same street address and ZIP code, 1345 AVE OF THE AMERICAS 46TH FL 10105 (FUZZY: a shared address, not proof of a shared organization) |
| Business registration | FORTRESS INVESTMENT GROUP LLC | NY | State business registries | name and state |
| Contractor | FORTRESS INVESTMENT GROUP LLC | NY | Nonprofit contractors (Form 990) | name and state |
| Lobbying client | FORTRESS INVESTMENT GROUP | NY | Federal lobbying (LDA) | name and state |
| Lobbying client | FORTRESS INVESTMENT GROUP | NY | Federal lobbying (LDA) | name and state |
| Lobbying client | FORTRESS INVESTMENT GROUP LLC | NY | Federal lobbying (LDA) | name and state |
| Lobbying client | FORTRESS INVESTMENT GROUP, LLC | NY | Federal lobbying (LDA) | name and state |
| SEC filer | Fortress Investment Group LLC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Fortress Investment Group LLC | NY | Trademarks (USPTO) | name and state |
| Person page | Douglas L Jacobs | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Randal A Nardone | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner) | |
| Person page | Richard N Haass | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Investment Advice, NY first:
- BlackRock Holdco 2, Inc. NY
- NEUBERGER BERMAN INC NY
- Wright Investors Service Holdings, Inc. NY
- COHEN & STEERS, INC. NY
- Lazard, Inc. NY
- Evercore Inc. NY
- GLG Partners, Inc. NY
- Blackstone Inc. NY
- Pzena Investment Management, Inc. NY
- Sculptor Capital Management, Inc. NY
In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Investment Advice · Finance