IPO registrations (S-1, F-1) · Registrants
AFFILIATED MANAGERS GROUP, INC.
- SEC CIK
- 1004434 · filings on EDGAR ↗
- Name on the registration
- AFFILIATED MANAGERS GROUP INC
- Former names
- AFFILIATED MANAGERS GROUP INC (1997–2013)
- Registration
- Form S-1, first filed 1997-08-29, last 1997-11-20; 1 initial registration, 7 amendments
- Outcome
- Final prospectus filed 1997-11-24
- Industry (SIC)
- Investment Advice 6282
- Incorporated in
- DE
- Business address
- 1001 U.S. HIGHWAY ONE NORTH, SUITE 702, Jupiter, FL 33477
- EIN
- 04-3218510
- Ticker
- AMG, MGR, MGRB, MGRD, MGRE (NYSE, NYSE, NYSE, NYSE, NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- AFFILIATED MANAGERS GROUP, INC. on the corporate pages
Offering terms
- Final price
- $23.50 per share (424B4 filed 1997-11-24, an initial public offering)
- Shares sold
- 7,500,000
- Gross proceeds
- $176,250,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol AMG
- Lead underwriters
- Goldman Sachs (1,532,077 shares); BT Alex. Brown (1,532,076 shares); Merrill Lynch (1,532,076 shares); Schroder & CO. Inc (241,907 shares)
- Syndicate
- Barrington Research Associates, Inc (52,200); J.P. Morgan (106,644); Oppenheimer (106,644); Dain Bosworth Incorporated (52,200); Donaldson, Lufkin & Jenrette (106,644); Hudson Knight Securities, Inc (52,200); Edward D. Jones & Co., L.P (52,200); Legg Mason (52,200); Mesirow Financial, Inc (52,200); PaineWebber (106,644); Principal Financial Securities, Inc (52,200); Putnam, Lovell & Thornton Inc (52,200); Scott & Stringfellow, Inc (52,200); Citigroup (106,644); Utendahl Capital Partners, L.P (52,200); Wasserstein Perella Securities, Inc (106,644)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: AFFILIATED MANAGERS GROUP, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: AFFILIATED MANAGERS GROUP, INC. EXACT (EIN (EXACT))
- SEC filer: AFFILIATED MANAGERS GROUP INC EXACT (CIK (EXACT))
- Person page: David M Billings Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Jay C Horgen Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Seth W Brennan Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Tracy P Palandjian Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-08-29 | S-1 | S-1 (registration) | AFFILIATED MANAGERS GROUP INC | 0000950135-97-003664 ↗ |
| 1997-09-19 | S-1/A | S-1/A (amendment) | AFFILIATED MANAGERS GROUP INC | 0000950135-97-003910 ↗ |
| 1997-10-08 | S-1/A | S-1/A (amendment) | AFFILIATED MANAGERS GROUP INC | 0000950135-97-004084 ↗ |
| 1997-10-20 | S-1/A | S-1/A (amendment) | AFFILIATED MANAGERS GROUP INC | 0000950135-97-004185 ↗ |
| 1997-10-29 | S-1/A | S-1/A (amendment) | AFFILIATED MANAGERS GROUP INC | 0000950135-97-004266 ↗ |
| 1997-11-14 | S-1/A | S-1/A (amendment) | AFFILIATED MANAGERS GROUP INC | 0000950135-97-004608 ↗ |
| 1997-11-19 | S-1/A | S-1/A (amendment) | AFFILIATED MANAGERS GROUP INC | 0000950135-97-004701 ↗ |
| 1997-11-20 | S-1/A | S-1/A (amendment) | AFFILIATED MANAGERS GROUP INC | 0000950135-97-004730 ↗ |
| 1997-11-20 | S-1MEF | S-1MEF (added securities) | AFFILIATED MANAGERS GROUP INC | 0000950135-97-004736 ↗ |
| 1997-11-24 | 424B4 | 424B4 (final prospectus) | AFFILIATED MANAGERS GROUP INC | 0000950135-97-004756 ↗ |
| 1999-02-26 | 424B4 | 424B4 (final prospectus) | AFFILIATED MANAGERS GROUP INC | 0001047469-99-007598 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-11-20 | S-1/A | registration statement | $455.00 | 2,000,000 | $910,000,000 | 0 | from the submission text; price line, shares headline, proceeds computed | document ↗ | ||
| 1997-11-24 | 424B4 | final prospectus | $23.50 | 7,500,000 | $176,250,000 | NYSE AMG | 20 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 20, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BRENNAN SETH W | Officer | Executive Vice President | 5 | 2006 | person page Fuzzy |
| CRATE DARRELL W | Officer | Executive V.P. and CFO | 21 | 2006–2011 | |
| DALTON NATHANIEL | Director; Director,Officer; Officer | CEO; Executive Vice President; Executive V.P. and COO; President and CEO; President and COO | 49 | 2006–2020 | |
| HEALEY SEAN M | Director,Officer | CEO and Chairman; Executive Chairman; President and CEO | 50 | 2006–2020 | |
| KINGSTON JOHN III | Officer | Exec. V.P., Gen. Counsel; Ex.V.P., Gen. Counsel & Sec.; Sr. V.P., Gen. Counsel & Sec.; Vice Chairman & Gen. Counsel | 25 | 2006–2014 | |
| Zeitlin Jide James | Director | 39 | 2006–2020 | ||
| NUTT WILLIAM J | Director; DirectorOther | 47 | 2006–2015 | ||
| MEYERMAN HAROLD J | Director | 28 | 2006–2015 | ||
| FLOOR RICHARD E | Director | 10 | 2006–2010 | ||
| Ryan Patrick T | Director | 36 | 2006–2020 | ||
| RODRIGUEZ RITA M | Director | 23 | 2006–2014 | ||
| Horgen Jay C. | Director,Officer; Officer | CFO and Treasurer; Chief Executive Officer; Executive Vice President; President and CEO; President and CFO | 63 | 2008–2026 | person page Fuzzy |
| Byrne Samuel T | Director | 30 | 2009–2020 | ||
| Churchill Dwight D. | Director | 61 | 2010–2025 | ||
| Palandjian Tracy P. | Director | 54 | 2012–2026 | person page Fuzzy | |
| Dyson Andrew | Officer | EVP(AMG Ltd.), Global Distrib. | 10 | 2012–2016 | |
| Ferguson Niall | Director | 14 | 2014–2020 | ||
| Billings David M. | Officer | EVP, General Counsel & Sec.; General Counsel and Secretary | 21 | 2014–2022 | person page Fuzzy |
| Earle Glenn | Director | 23 | 2015–2021 | ||
| MacEwen Peter W | Officer | Chief Administrative Officer | 3 | 2017–2018 | |
| Alvingham Karen L. | Director | 34 | 2018–2026 | ||
| Cutler Hugh | Officer | EVP, Global Distribution | 8 | 2018–2020 | |
| Wojcik Thomas M | Officer | Chief Financial Officer; Chief Operating Officer; President and COO | 20 | 2019–2026 | |
| Jeffery Reuben III | Director | 29 | 2020–2025 | ||
| Atkinson Tracy A | Director | 18 | 2020–2024 | ||
| Matos Rodriguez Felix V. | Director | 24 | 2021–2026 | ||
| Ryan David Christopher | Director | 19 | 2021–2026 | ||
| Erickson John R | Officer | Head of Affiliate Engagement | 8 | 2021–2023 | |
| Jamal Rizwan M | Officer | Head of Affiliate Investments | 14 | 2021–2024 | |
| STARR LOREN M | Director | 11 | 2023–2026 | ||
| Padiyar Kavita | Officer | General Counsel & Corp. Sec. | 5 | 2024–2026 | |
| Ritchea Dava | Officer | Chief Financial Officer | 3 | 2024–2026 | |
| Franqui Annette | Director | 9 | 2024–2026 | ||
| Engel Marcy | Director | 4 | 2025–2026 | ||
| Cates G. Staley | Director | 4 | 2026 | ||
| Patel Cheerag B. | Officer | Head of Affiliate Engagement | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | AFFILIATED MANAGERS GROUP, INC. | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Plan sponsor | AFFILIATED MANAGERS GROUP, INC. | MA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | AFFILIATED MANAGERS GROUP, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Affiliated Managers Group, Inc. | FL | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | AFFILIATED MANAGERS GROUP, INC. | EIN (EXACT) | ||
| Person page | David M Billings | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Jay C Horgen | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Seth W Brennan | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Tracy P Palandjian | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Investment Advice, FL first:
- CNL Strategic Capital, LLC FL
- Abacus Global Management, Inc. FL
- Dynasty Financial Partners Inc. FL
- FEDERATED HERMES, INC. PA
- BlackRock Holdco 2, Inc. NY
- NEUBERGER BERMAN INC NY
- HENNESSY ADVISORS INC CA
- Ares Management Corp CA
- Wright Investors Service Holdings, Inc. NY
- COHEN & STEERS, INC. NY
In other datasets, the same topic (Finance) in FL:
- Form D issuer: Aeterna Opes NH Fund I LP (Form D private offerings)
- Lobbying client: 777 PARTNERS LLC (Federal lobbying (LDA))
Interests: Investment Advice · Finance