IPO registrations (S-1, F-1) · Registrants

AFFILIATED MANAGERS GROUP, INC.

SEC CIK
1004434 · filings on EDGAR ↗
Name on the registration
AFFILIATED MANAGERS GROUP INC
Former names
AFFILIATED MANAGERS GROUP INC (1997–2013)
Registration
Form S-1, first filed 1997-08-29, last 1997-11-20; 1 initial registration, 7 amendments
Outcome
Final prospectus filed 1997-11-24
Industry (SIC)
Investment Advice 6282
Incorporated in
DE
Business address
1001 U.S. HIGHWAY ONE NORTH, SUITE 702, Jupiter, FL 33477
EIN
04-3218510
Ticker
AMG, MGR, MGRB, MGRD, MGRE (NYSE, NYSE, NYSE, NYSE, NYSE)
EDGAR entity type
operating
Insiders and CEO pay
AFFILIATED MANAGERS GROUP, INC. on the corporate pages

Offering terms

Final price
$23.50 per share (424B4 filed 1997-11-24, an initial public offering)
Shares sold
7,500,000
Gross proceeds
$176,250,000 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol AMG
Lead underwriters
Goldman Sachs (1,532,077 shares); BT Alex. Brown (1,532,076 shares); Merrill Lynch (1,532,076 shares); Schroder & CO. Inc (241,907 shares)
Syndicate
Barrington Research Associates, Inc (52,200); J.P. Morgan (106,644); Oppenheimer (106,644); Dain Bosworth Incorporated (52,200); Donaldson, Lufkin & Jenrette (106,644); Hudson Knight Securities, Inc (52,200); Edward D. Jones & Co., L.P (52,200); Legg Mason (52,200); Mesirow Financial, Inc (52,200); PaineWebber (106,644); Principal Financial Securities, Inc (52,200); Putnam, Lovell & Thornton Inc (52,200); Scott & Stringfellow, Inc (52,200); Citigroup (106,644); Utendahl Capital Partners, L.P (52,200); Wasserstein Perella Securities, Inc (106,644)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 11

FiledFormWhat it isName as filedEDGAR
1997-08-29S-1S-1 (registration)AFFILIATED MANAGERS GROUP INC0000950135-97-003664 ↗
1997-09-19S-1/AS-1/A (amendment)AFFILIATED MANAGERS GROUP INC0000950135-97-003910 ↗
1997-10-08S-1/AS-1/A (amendment)AFFILIATED MANAGERS GROUP INC0000950135-97-004084 ↗
1997-10-20S-1/AS-1/A (amendment)AFFILIATED MANAGERS GROUP INC0000950135-97-004185 ↗
1997-10-29S-1/AS-1/A (amendment)AFFILIATED MANAGERS GROUP INC0000950135-97-004266 ↗
1997-11-14S-1/AS-1/A (amendment)AFFILIATED MANAGERS GROUP INC0000950135-97-004608 ↗
1997-11-19S-1/AS-1/A (amendment)AFFILIATED MANAGERS GROUP INC0000950135-97-004701 ↗
1997-11-20S-1/AS-1/A (amendment)AFFILIATED MANAGERS GROUP INC0000950135-97-004730 ↗
1997-11-20S-1MEFS-1MEF (added securities)AFFILIATED MANAGERS GROUP INC0000950135-97-004736 ↗
1997-11-24424B4424B4 (final prospectus)AFFILIATED MANAGERS GROUP INC0000950135-97-004756 ↗
1999-02-26424B4424B4 (final prospectus)AFFILIATED MANAGERS GROUP INC0001047469-99-007598 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1997-11-20S-1/Aregistration statement$455.002,000,000$910,000,0000from the submission text; price line, shares headline, proceeds computeddocument ↗
1997-11-24424B4final prospectus$23.507,500,000$176,250,000NYSE AMG20from the submission text; price sentence, shares headline, proceeds computed, underwriting table 20, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
BRENNAN SETH WOfficerExecutive Vice President52006person page Fuzzy
CRATE DARRELL WOfficerExecutive V.P. and CFO212006–2011
DALTON NATHANIELDirector; Director,Officer; OfficerCEO; Executive Vice President; Executive V.P. and COO; President and CEO; President and COO492006–2020
HEALEY SEAN MDirector,OfficerCEO and Chairman; Executive Chairman; President and CEO502006–2020
KINGSTON JOHN IIIOfficerExec. V.P., Gen. Counsel; Ex.V.P., Gen. Counsel & Sec.; Sr. V.P., Gen. Counsel & Sec.; Vice Chairman & Gen. Counsel252006–2014
Zeitlin Jide JamesDirector392006–2020
NUTT WILLIAM JDirector; DirectorOther472006–2015
MEYERMAN HAROLD JDirector282006–2015
FLOOR RICHARD EDirector102006–2010
Ryan Patrick TDirector362006–2020
RODRIGUEZ RITA MDirector232006–2014
Horgen Jay C.Director,Officer; OfficerCFO and Treasurer; Chief Executive Officer; Executive Vice President; President and CEO; President and CFO632008–2026person page Fuzzy
Byrne Samuel TDirector302009–2020
Churchill Dwight D.Director612010–2025
Palandjian Tracy P.Director542012–2026person page Fuzzy
Dyson AndrewOfficerEVP(AMG Ltd.), Global Distrib.102012–2016
Ferguson NiallDirector142014–2020
Billings David M.OfficerEVP, General Counsel & Sec.; General Counsel and Secretary212014–2022person page Fuzzy
Earle GlennDirector232015–2021
MacEwen Peter WOfficerChief Administrative Officer32017–2018
Alvingham Karen L.Director342018–2026
Cutler HughOfficerEVP, Global Distribution82018–2020
Wojcik Thomas MOfficerChief Financial Officer; Chief Operating Officer; President and COO202019–2026
Jeffery Reuben IIIDirector292020–2025
Atkinson Tracy ADirector182020–2024
Matos Rodriguez Felix V.Director242021–2026
Ryan David ChristopherDirector192021–2026
Erickson John ROfficerHead of Affiliate Engagement82021–2023
Jamal Rizwan MOfficerHead of Affiliate Investments142021–2024
STARR LOREN MDirector112023–2026
Padiyar KavitaOfficerGeneral Counsel & Corp. Sec.52024–2026
Ritchea DavaOfficerChief Financial Officer32024–2026
Franqui AnnetteDirector92024–2026
Engel MarcyDirector42025–2026
Cates G. StaleyDirector42026
Patel Cheerag B.OfficerHead of Affiliate Engagement22026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationAFFILIATED MANAGERS GROUP, INC.FLState business registriesEIN (EXACT, as the state registration reports it)
Plan sponsorAFFILIATED MANAGERS GROUP, INC.MAForm 5500 (employee benefit plans)EIN (EXACT)
SEC filerAFFILIATED MANAGERS GROUP, INC.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerAffiliated Managers Group, Inc.FLTrademarks (USPTO)name and state
Form 5500 plan sponsorAFFILIATED MANAGERS GROUP, INC.EIN (EXACT)
Person pageDavid M BillingsPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageJay C HorgenPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer)
Person pageSeth W BrennanPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageTracy P PalandjianPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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Interests: Investment Advice · Finance