IPO registrations (S-1, F-1) · Registrants
Dynasty Financial Partners Inc.
- SEC CIK
- 1879560 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2022-01-19, last 2022-08-24; 1 initial registration, 5 amendments
- Outcome
- Withdrawal requested 2022-12-19
- Industry (SIC)
- Investment Advice 6282
- Incorporated in
- DE
- Business address
- 200 CENTRAL AVENUE, 15TH FLOOR, St. Petersburg, FL 33701
- EDGAR entity type
- other
Offering terms
- Listing
- Nasdaq under the symbol DSTY
- Lead underwriters
- Goldman Sachs; J.P. Morgan
- Syndicate
- Citigroup; RBC Capital Markets; D.A. Davidson; KBW; Stifel; Maxim Group
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Investment adviser (Form ADV): DYNASTY FINANCIAL PARTNERS, LLC ↗ Fuzzy (name and state)
- Business registration: DYNASTY FINANCIAL PARTNERS INC. Fuzzy (name and state)
- Business registration: DYNASTY FINANCIAL PARTNERS LLC Fuzzy (name and state)
- Business registration: DYNASTY FINANCIAL PARTNERS, LLC Fuzzy (name and state)
- Business registration: DYNASTY FINANCIAL PARTNERS, LLC Fuzzy (name and state)
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2022-01-19 | S-1 | S-1 (registration) | Dynasty Financial Partners Inc. | 0001104659-22-005508 ↗ |
| 2022-01-28 | S-1/A | S-1/A (amendment) | Dynasty Financial Partners Inc. | 0001104659-22-008386 ↗ |
| 2022-02-01 | S-1/A | S-1/A (amendment) | Dynasty Financial Partners Inc. | 0001104659-22-009878 ↗ |
| 2022-04-13 | S-1/A | S-1/A (amendment) | Dynasty Financial Partners Inc. | 0001104659-22-045223 ↗ |
| 2022-05-26 | S-1/A | S-1/A (amendment) | Dynasty Financial Partners Inc. | 0001104659-22-064853 ↗ |
| 2022-08-24 | S-1/A | S-1/A (amendment) | Dynasty Financial Partners Inc. | 0001104659-22-094002 ↗ |
| 2022-12-19 | RW | RW (withdrawal request) | Dynasty Financial Partners Inc. | 0001104659-22-128136 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2022-08-24 | S-1/A | registration statement | - | - | Nasdaq DSTY | 8 | primary document; cover names 8 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Investment adviser | DYNASTY FINANCIAL PARTNERS, LLC | FL | Investment advisers (Form ADV) | name and state |
| Business registration | DYNASTY FINANCIAL PARTNERS INC. | FL | State business registries | name and state |
| Business registration | DYNASTY FINANCIAL PARTNERS LLC | FL | State business registries | name and state |
| Business registration | DYNASTY FINANCIAL PARTNERS, LLC | FL | State business registries | name and state |
| Business registration | DYNASTY FINANCIAL PARTNERS, LLC | FL | State business registries | name and state |
| Plan sponsor | DYNASTY FINANCIAL PARTNERS, LLC | FL | Form 5500 (employee benefit plans) | name and state |
| Trademark owner | Dynasty Financial Partners, LLC | FL | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Investment Advice, FL first:
- AFFILIATED MANAGERS GROUP, INC. FL
- CNL Strategic Capital, LLC FL
- Abacus Global Management, Inc. FL
- FEDERATED HERMES, INC. PA
- BlackRock Holdco 2, Inc. NY
- NEUBERGER BERMAN INC NY
- HENNESSY ADVISORS INC CA
- Ares Management Corp CA
- Wright Investors Service Holdings, Inc. NY
- COHEN & STEERS, INC. NY
In other datasets, the same topic (Finance) in FL:
- Form D issuer: Aeterna Opes NH Fund I LP (Form D private offerings)
- Lobbying client: 777 PARTNERS LLC (Federal lobbying (LDA))
Interests: Investment Advice · Finance