IPO registrations (S-1, F-1) · Registrants
Hamilton Lane INC
- SEC CIK
- 1433642 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2017-02-01, last 2018-02-26; 2 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 2017-03-01; declared effective 2017-02-28
- Industry (SIC)
- Investment Advice 6282
- Incorporated in
- DE
- Business address
- 110 WASHINGTON STREET, SUITE 1300, Conshohocken, PA 19428
- EIN
- 26-2482738
- Ticker
- HLNE (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Hamilton Lane INC on the corporate pages
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 2017-02-24)
- Final price
- $16.00 per share, within the range (424B4 filed 2017-03-01, an initial public offering)
- Shares sold
- 11,875,000
- Gross proceeds
- $190,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol HLNE
- Lead underwriters
- J.P. Morgan (4,741,094 shares); Morgan Stanley (4,741,094 shares)
- Syndicate
- Goldman Sachs (1,187,500); KBW (593,750); Stifel; Wells Fargo (593,750); Freeman & Co; Freeman & Co. Securities LLC (17,812)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Investment adviser (Form ADV): HAMILTON LANE ↗ Fuzzy (name and state)
- Business registration: HAMILTON LANE INCORPORATED EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Hamilton Lane Incorporated Fuzzy (name and state)
- Business registration: Hamilton Lane Incorporated Fuzzy (name and state)
- Business registration: HAMILTON LANE Incorporated Fuzzy (name and state)
- Business registration: HAMILTON LANE INCORPORATED Fuzzy (name and state)
- SEC filer: Hamilton Lane INC EXACT (CIK (EXACT))
- Person page: Thomas J Kerr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2017-02-01 | S-1 | S-1 (registration) | Hamilton Lane INC | 0001433642-17-000008 ↗ |
| 2017-02-14 | S-1/A | S-1/A (amendment) | Hamilton Lane INC | 0001433642-17-000016 ↗ |
| 2017-02-16 | S-1/A | S-1/A (amendment) | Hamilton Lane INC | 0001433642-17-000020 ↗ |
| 2017-02-24 | S-1/A | S-1/A (amendment) | Hamilton Lane INC | 0001433642-17-000022 ↗ |
| 2017-02-28 | EFFECT | EFFECT (declared effective) | Hamilton Lane INC | 9999999995-17-000453 ↗ |
| 2017-03-01 | 424B4 | 424B4 (final prospectus) | Hamilton Lane INC | 0001433642-17-000031 ↗ |
| 2018-02-26 | S-1 | S-1 (registration) | Hamilton Lane INC | 0001433642-18-000011 ↗ |
| 2018-02-28 | EFFECT | EFFECT (declared effective) | Hamilton Lane INC | 9999999995-18-000517 ↗ |
| 2018-03-01 | 424B4 | 424B4 (final prospectus) | Hamilton Lane INC | 0001433642-18-000015 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-02-24 | S-1/A | registration statement | $15.00–$17.00 | 11,875,000 | - | Nasdaq HLNE | 7 | primary document; range, shares headline, cover names 7 | document ↗ | |
| 2017-03-01 | 424B4 | final prospectus | $16.00 | 11,875,000 | $190,000,000 | Nasdaq HLNE | 8 | primary document; price line, shares headline, proceeds computed, underwriting table 6, cover names 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Cleveland Robert | Officer | General Counsel and Secretary | 2 | 2017 | |
| Delgado-Moreira Juan | Director,Officer,TenPercentOwner; Officer; Officer,TenPercentOwner | Co-Chief Executive Officer; Managing Director; Vice Chairman | 26 | 2017–2026 | |
| Donohue Michael J. | Officer; Officer,TenPercentOwner | Managing Director & Controller | 18 | 2017–2023 | |
| Giannini Mario L | Director,Officer; Director,Officer,TenPercentOwner; Officer,TenPercentOwner | Chief Executive Officer; Executive Co-Chairman | 19 | 2017–2026 | |
| HAMILTON LANE ADVISORS LLC | TenPercentOwner | 2 | 2017 | ||
| Hirsch Erik R. | Director,Officer; Director,Officer,TenPercentOwner | Co-Chief Executive Officer; Vice Chairman | 21 | 2017–2026 | |
| Lucey Kevin J. | Officer; Officer,TenPercentOwner | Chief Operating Officer | 15 | 2017–2021 | |
| Rogers Hartley R. | Director,Officer; Director,Officer,TenPercentOwner | Chairman; Executive Co-Chairman | 23 | 2017–2026 | |
| SEXTON O GRIFFITH | Director; Director,TenPercentOwner | 21 | 2017–2026 | ||
| Stilman Randy M. | Officer; Officer,TenPercentOwner | CFO and Treasurer; Managing Director, Finance | 9 | 2017–2020 | |
| 2008 Grantor Retained Annuity Trust of Mario Giannini, Trustee Joseph G. Maniaci, Esq. | TenPercentOwner | 3 | 2017–2019 | ||
| 2008 Sexton Des. Trust FBO Laura Sexton | TenPercentOwner | 10 | 2017–2025 | ||
| 2008 Sexton Des. Trust FBO Matthew Sexton | TenPercentOwner | 10 | 2017–2025 | ||
| Anigati Andrea | Officer,TenPercentOwner; TenPercentOwner | Chief Operating Officer | 17 | 2017–2026 | |
| Blackburn Tara | TenPercentOwner | 9 | 2017–2019 | ||
| Brennan Stephen R. | TenPercentOwner | 8 | 2017–2019 | ||
| HAMILTON LANE ADVISORS INC /PA/ /ADV | TenPercentOwner | 1 | 2017 | ||
| HELGERSON DAVID | TenPercentOwner | 7 | 2017–2019 | ||
| Hepburn John | TenPercentOwner | 1 | 2017 | ||
| HLA INVESTMENTS LLC | TenPercentOwner | 12 | 2017–2025 | ||
| HRHLA, LLC | TenPercentOwner | 12 | 2017–2025 | ||
| Initial Trust Under the Frederick B. Whittemore 2008 Children's Trust Agreement Dated 11/25/2008 | TenPercentOwner | 3 | 2017–2019 | ||
| Kelly Michael John | TenPercentOwner | 11 | 2017–2019 | ||
| Kerr Thomas J. | TenPercentOwner | 9 | 2017–2019 | person page Fuzzy | |
| Maniaci Joseph G. | TenPercentOwner | 3 | 2017–2019 | ||
| Meeker Jeff | TenPercentOwner | 5 | 2017–2019 | ||
| Oakville Number 2 Trust | TenPercentOwner | 11 | 2017–2025 | ||
| Rysaffe Trustee Co (CI) Ltd | TenPercentOwner | 11 | 2017–2025 | ||
| SCHMERTZLER MICHAEL | Director,TenPercentOwner; TenPercentOwner | 9 | 2017–2026 | ||
| Sexton Barbara | TenPercentOwner | 8 | 2017–2021 | ||
| Whittemore Edward B. | TenPercentOwner | 10 | 2017–2025 | ||
| Whittemore Laurence | TenPercentOwner | 7 | 2017–2025 | ||
| Yett Paul R. | TenPercentOwner | 9 | 2017–2019 | ||
| Gavalis Lydia | Officer | General Counsel & Secretary | 17 | 2017–2026 | |
| BERKMAN DAVID J | Director | 3 | 2017–2026 | ||
| VARON LESLIE F | Director | 12 | 2017–2026 | ||
| Giannini Kyera | TenPercentOwner | 5 | 2018–2025 | ||
| Giannini Nicole | TenPercentOwner | 5 | 2018–2025 | ||
| Varma Atul | Officer | Chief Financial Officer; Senior Advisor | 8 | 2020–2024 | |
| Graves Reynoldo Vann | Director | 5 | 2021–2025 | ||
| Carl Drew Thomas | Officer | Chief Accounting Officer; Principal Accounting Officer | 8 | 2023–2026 | |
| Armbrister Jeffrey Brian | Officer | Chief Financial Officer | 8 | 2023–2026 | |
| French River 5 Ltd | TenPercentOwner | 2 | 2025 | ||
| McAllister Margaret Anne | TenPercentOwner | 1 | 2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Investment adviser | HAMILTON LANE | PA | Investment advisers (Form ADV) | name and state |
| Business registration | Hamilton Lane Incorporated | PA | State business registries | name and state |
| Business registration | Hamilton Lane Incorporated | PA | State business registries | name and state |
| Business registration | HAMILTON LANE Incorporated | PA | State business registries | name and state |
| Business registration | HAMILTON LANE INCORPORATED | PA | State business registries | name and state |
| Business registration | HAMILTON LANE INCORPORATED | PA | State business registries | name and state |
| Contractor | Hamilton Lane | PA | Nonprofit contractors (Form 990) | name and state |
| SEC filer | Hamilton Lane INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Thomas J Kerr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Investment Advice, PA first:
- FEDERATED HERMES, INC. PA
- Turner Investments, Inc. PA
- KB Global Holdings Ltd PA
- AFFILIATED MANAGERS GROUP, INC. FL
- BlackRock Holdco 2, Inc. NY
- NEUBERGER BERMAN INC NY
- HENNESSY ADVISORS INC CA
- Ares Management Corp CA
- Wright Investors Service Holdings, Inc. NY
- COHEN & STEERS, INC. NY
In other datasets, the same topic (Finance) in PA:
- Form D issuer: 1931 Funding, LLC (Form D private offerings)
- Lobbying client: ACA CONNECTS - AMERICA'S COMMUNICATION ASSOCIATION (Federal lobbying (LDA))
Interests: Investment Advice · Finance